Annual Statement of Changes in Beneficial Ownership (5)
13 8월 2021 - 11:01PM
Edgar (US Regulatory)
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Clark James Anthony | 2. Issuer Name and Ticker or Trading SymbolLSI INDUSTRIES INC [LYTS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and President |
(Last)
(First)
(Middle)
10000 ALLIANCE ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 6/30/2021 |
(Street)
CINCINNATI, OH 45242
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 29191 | D | |
Common Stock (1) | 7/2/2020 | | A | 422 | A | $6.19 | 10631 | D | |
Common Stock (1) | 7/17/2020 | | A | 729 | A | $5.98 | 11360 | D | |
Common Stock (1) | 7/31/2020 | | A | 744 | A | $5.86 | 12104 | D | |
Common Stock (1) | 8/28/2020 | | A | 623 | A | $6.99 | 12727 | D | |
Common Stock (1) | 9/11/2020 | | A | 689 | A | $6.35 | 13416 | D | |
Common Stock (1) | 9/25/2020 | | A | 679 | A | $6.42 | 14095 | D | |
Common Stock (1) | 9/30/2020 | | A | 8057 | A | $6.75 | 22152 | D | |
Common Stock (1) | 10/9/2020 | | A | 585 | A | $7.48 | 22737 | D | |
Common Stock (1) | 10/23/2020 | | A | 625 | A | $7.38 | 23362 | D | |
Common Stock (1) | 11/6/2020 | | A | 644 | A | $7.17 | 24006 | D | |
Common Stock (1) | 11/20/2020 | | A | 588 | A | $7.85 | 24594 | D | |
Common Stock (1) | 12/4/2020 | | A | 578 | A | $7.99 | 25172 | D | |
Common Stock (1) | 12/18/2020 | | A | 512 | A | $9.01 | 25684 | D | |
Common Stock (1) | 12/31/2020 | | A | 539 | A | $8.56 | 26223 | D | |
Common Stock (1) | 1/15/2021 | | A | 1329 | A | $8.72 | 27552 | D | |
Common Stock (1) | 1/29/2021 | | A | 1202 | A | $9.60 | 28754 | D | |
Common Stock (1) | 2/12/2021 | | A | 1209 | A | $9.58 | 29963 | D | |
Common Stock (1) | 2/26/2021 | | A | 1279 | A | $9.02 | 31242 | D | |
Common Stock (1) | 3/12/2021 | | A | 1112 | A | $10.42 | 32354 | D | |
Common Stock (1) | 3/26/2021 | | A | 1350 | A | $8.55 | 33704 | D | |
Common Stock (1) | 4/9/2021 | | A | 1347 | A | $8.60 | 35051 | D | |
Common Stock (1) | 4/23/2021 | | A | 1241 | A | $9.30 | 36292 | D | |
Common Stock (1) | 5/7/2021 | | A | 1468 | A | $7.86 | 37760 | D | |
Common Stock (1) | 5/21/2021 | | A | 1397 | A | $8.26 | 39157 | D | |
Common Stock (1) | 6/4/2021 | | A | 1317 | A | $8.76 | 40474 | D | |
Common Stock (1) | 6/18/2021 | | A | 1504 | A | $7.67 | 41978 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Clark James Anthony 10000 ALLIANCE ROAD CINCINNATI, OH 45242 |
|
| CEO and President |
|
Signatures
|
/s/ F. Mark Reuter as Attorney-in-Fact for James Clark | | 8/13/2021 |
**Signature of Reporting Person | Date |
LSI Industries (NASDAQ:LYTS)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
LSI Industries (NASDAQ:LYTS)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024