Form 8-K - Current report
30 1월 2024 - 6:10AM
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2024-01-29
2024-01-29
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2024-01-29
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2024-01-29
2024-01-29
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): January 29, 2024
AST
SpaceMobile, Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-39040 |
|
84-2027232 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
Midland
Intl. Air & Space Port
2901
Enterprise Lane
Midland,
Texas |
|
79706 |
(Address
of principal executive offices) |
|
(Zip
Code) |
(432)
276-3966
Registrant’s
telephone number, including area code
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Class
A common stock, par value $0.0001 per share |
|
ASTS |
|
The
Nasdaq Stock Market LLC |
Warrants
exercisable for one share of Class A common stock at an exercise price of $11.50 |
|
ASTSW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
8.01. Other Events.
As
previously disclosed, on January 23, 2024, AST SpaceMobile, Inc. (the “Company”), closed its previously announced offering
of 32,258,064 shares of the Company’s Class A common stock, par value $0.0001 per share (“Class A Common Stock”) pursuant
to the Company’s shelf registration statement on Form S-3 (File No. 333-268087), which was filed with the Securities and Exchange
Commission on October 31, 2022. Pursuant to the Underwriting Agreement, dated January 18, 2024 (the “Underwriting Agreement”),
by and among the Company, AST & Science, LLC and UBS Securities LLC and Barclays Capital Inc., as representatives for the several
underwriters named therein (the “Underwriters”), the Underwriters were granted a 30-day option (the “Option”)
to purchase up to an additional 4,838,709 shares of Class A Common Stock (the “Option Shares”) from the Company on the same
terms and conditions.
On
January 25, 2024, the Underwriters notified the Company that they had elected to exercise the Option in full. The offering of the Option
Shares closed on January 29, 2024, raising net proceeds before offering expenses of $14.1 million.
The
opinion of Sullivan & Cromwell LLP, counsel to the Company, is filed as Exhibit 5.1 to this Current Report on Form 8-K and is incorporated
by reference to the Prospectus Supplement, dated January 18, 2024 and filed with the Securities and Exchange Commission on January 19,
2024.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated:
January 29, 2024
|
AST
SPACEMOBILE, INC. |
|
|
|
|
By: |
/s/
Sean R. Wallace |
|
Name:
|
Sean
R. Wallace |
|
Title: |
Chief
Financial Officer |
Exhibit
5.1
[Letterhead
of Sullivan & Cromwell LLP]
January
29, 2024
AST
SpaceMobile, Inc.,
Midland
Intl. Air & Space Port,
2901
Enterprise Lane, Midland, Texas, 79706
Ladies
and Gentlemen:
In
connection with the registration under the Securities Act of 1933 (the “Act”) of 4,838,709 shares of Class A common stock,
par value $0.0001 per share (the “Securities”) of AST SpaceMobile, Inc., a Delaware corporation (the “Company”),
we, as your counsel, have examined such corporate records, certificates and other documents, and such questions of law, as we have considered
necessary or appropriate for the purposes of this opinion. Upon the basis of such examination, it is our opinion that the Securities
have been duly authorized and validly issued, and are fully paid and nonassessable.
In
rendering the foregoing opinion, we are not passing upon, and assume no responsibility for, any disclosure in any registration statement
or any related prospectus or other offering material relating to the offer and sale of the Securities.
The
foregoing opinion is limited to the Federal laws of the United States and General Corporation Law of the State of Delaware, and we are
expressing no opinion as to the effect of the laws of any other jurisdiction.
We
have relied as to certain factual matters on information obtained from public officials, officers of the Company and other sources believed
by us to be responsible.
We
hereby consent to the filing of this opinion as an exhibit to the
Registration
Statement and to the references to us under the heading “Legal Matters” in the Prospectus Supplement relating to the Securities,
dated January 18, 2024. In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required
under Section 7 of the Act.
|
Very
truly yours, |
|
|
|
/s/ SULLIVAN & CROMWELL LLP |
v3.24.0.1
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Jan. 29, 2024 |
Document Type |
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Amendment Flag |
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Document Period End Date |
Jan. 29, 2024
|
Entity File Number |
001-39040
|
Entity Registrant Name |
AST
SpaceMobile, Inc.
|
Entity Central Index Key |
0001780312
|
Entity Tax Identification Number |
84-2027232
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
Midland
Intl. Air & Space Port
|
Entity Address, Address Line Two |
2901
Enterprise Lane
|
Entity Address, City or Town |
Midland
|
Entity Address, State or Province |
TX
|
Entity Address, Postal Zip Code |
79706
|
City Area Code |
(432)
|
Local Phone Number |
276-3966
|
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Class Common Stock Par Value 0. 0001 Per Share [Member] |
|
Title of 12(b) Security |
Class
A common stock, par value $0.0001 per share
|
Trading Symbol |
ASTS
|
Security Exchange Name |
NASDAQ
|
Warrants Exercisable For One Share Of Class Common Stock At Exercise Price Of 11. 50 [Member] |
|
Title of 12(b) Security |
Warrants
exercisable for one share of Class A common stock at an exercise price of $11.50
|
Trading Symbol |
ASTSW
|
Security Exchange Name |
NASDAQ
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AST SpaceMobile (NASDAQ:ASTS)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 5월(5) 2024
AST SpaceMobile (NASDAQ:ASTS)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024