Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
04 3월 2025 - 1:46AM
Edgar (US Regulatory)
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
—
December
31,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
—
71.3%
Aerospace
and
Defense
—
1.7%
$
600,000
Rocket
Lab
USA
Inc.,
4.250%,
02/01/29(a)
.............
$
3,033,008
Automotive:
Parts
and
Accessories
—
0.6%
1,000,000
Rivian
Automotive
Inc.,
4.625%,
03/15/29
...............
1,010,375
Business
Services
—
1.0%
MicroStrategy
Inc.
1,000,000
Zero
Coupon,
12/01/29(a)
.........
805,000
600,000
2.250%,
06/15/32(a)
.............
979,800
1,784,800
Cable
and
Satellite
—
0.6%
1,415,000
fuboTV
Inc.,
3.250%,
02/15/26
...............
1,103,700
Communications
Equipment
—
0.8%
1,100,000
Lumentum
Holdings
Inc.,
1.500%,
12/15/29
...............
1,533,950
Computer
Software
and
Services
—
13.4%
2,500,000
Akamai
Technologies
Inc.,
1.125%,
02/15/29
...............
2,450,122
2,300,000
Alibaba
Group
Holding
Ltd.,
0.500%,
06/01/31(a)(b)
...........
2,450,075
2,000,000
Box
Inc.,
1.500%,
09/15/29(a)
.............
1,952,000
3,850,000
Cardlytics
Inc.,
4.250%,
04/01/29(a)
.............
2,172,497
2,500,000
CSG
Systems
International
Inc.,
3.875%,
09/15/28
...............
2,530,000
120,000
Guidewire
Software
Inc.,
1.250%,
11/01/29(a)
.............
117,660
Nutanix
Inc.
900,000
0.250%,
10/01/27
...............
1,091,700
600,000
0.500%,
12/15/29(a)
.............
596,100
1,500,000
Pagaya
Technologies
Ltd.,
6.125%,
10/01/29(a)
.............
1,564,500
1,250,000
PagerDuty
Inc.,
1.500%,
10/15/28
...............
1,221,250
1,000,000
Parsons
Corp.,
2.625%,
03/01/29
...............
1,175,500
1,700,000
Progress
Software
Corp.,
3.500%,
03/01/30(a)
.............
2,001,968
1,430,000
PROS
Holdings
Inc.,
2.250%,
09/15/27
...............
1,369,225
900,000
Snowflake
Inc.,
Zero
Coupon,
10/01/29(a)
.........
1,071,900
Principal
Amount
Market
Value
$
3,170,000
Veritone
Inc.,
1.750%,
11/15/26
...............
$
1,298,209
900,000
Vertex
Inc.,
0.750%,
05/01/29(a)
.............
1,427,419
24,490,125
Consumer
Services
—
2.4%
2,000,000
Live
Nation
Entertainment
Inc.,
2.875%,
01/15/30(a)
.............
2,018,000
2,140,000
Uber
Technologies
Inc.,
Ser.
2028,
0.875%,
12/01/28
...............
2,364,700
4,382,700
Diversified
Industrial
—
0.8%
1,500,000
Enovix
Corp.,
3.000%,
05/01/28(a)
.............
1,485,312
Energy
and
Utilities
—
16.0%
4,026,000
Array
Technologies
Inc.,
1.000%,
12/01/28
...............
2,944,013
2,000,000
Bloom
Energy
Corp.,
3.000%,
06/01/28
...............
2,765,000
2,000,000
CMS
Energy
Corp.,
3.375%,
05/01/28
...............
2,081,000
350,000
Fluence
Energy
Inc.,
2.250%,
06/15/30(a)
.............
362,600
2,000,000
Fluor
Corp.,
1.125%,
08/15/29
...............
2,523,000
1,700,000
Kosmos
Energy
Ltd.,
3.125%,
03/15/30(a)
.............
1,464,125
2,950,000
Nabors
Industries
Inc.,
1.750%,
06/15/29
...............
2,147,895
2,600,000
Northern
Oil
&
Gas
Inc.,
3.625%,
04/15/29
...............
3,053,050
2,000,000
Ormat
Technologies
Inc.,
2.500%,
07/15/27
...............
1,971,000
3,000,000
PPL
Capital
Funding
Inc.,
2.875%,
03/15/28
...............
3,140,250
1,290,000
Sunnova
Energy
International
Inc.,
2.625%,
02/15/28
...............
490,402
3,000,000
TXNM
Energy
Inc.,
5.750%,
06/01/54(a)
.............
3,488,067
2,450,000
WEC
Energy
Group
Inc.,
4.375%,
06/01/29(a)
.............
2,649,675
29,080,077
Entertainment
—
1.0%
1,500,000
Liberty
Media
Corp.-Liberty
Formula
One,
2.250%,
08/15/27
...............
1,837,312
Financial
Services
—
7.7%
2,500,000
Cleanspark
Inc.,
Zero
Coupon,
06/15/30(a)
.........
2,087,206
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
(Continued)
—
December
31,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Financial
Services
(Continued)
$
2,000,000
Galaxy
Digital
Holdings
LP,
2.500%,
12/01/29(a)
.............
$
1,932,600
3,000,000
Global
Payments
Inc.,
1.500%,
03/01/31(a)
.............
2,952,000
2,000,000
HCI
Group
Inc.,
4.750%,
06/01/42
...............
3,094,000
1,150,000
MARA
Holdings
Inc.,
2.125%,
09/01/31(a)
.............
1,236,250
1,500,000
SoFi
Technologies
Inc.,
1.250%,
03/15/29
...............
2,652,000
13,954,056
Health
Care
—
10.6%
3,000,000
Amphastar
Pharmaceuticals
Inc.,
2.000%,
03/15/29
...............
2,806,800
2,000,000
ANI
Pharmaceuticals
Inc.,
2.250%,
09/01/29(a)
.............
2,030,000
1,000,000
Enovis
Corp.,
3.875%,
10/15/28
...............
1,061,000
1,625,000
Evolent
Health
Inc.,
3.500%,
12/01/29
...............
1,382,225
1,950,000
Exact
Sciences
Corp.,
2.000%,
03/01/30
...............
2,009,475
1,800,000
Halozyme
Therapeutics
Inc.,
1.000%,
08/15/28
...............
1,945,646
1,015,000
Invacare
Corp.,
Escrow,
Zero
Coupon,
05/08/28(c)
.........
0
2,150,000
Jazz
Investments
I
Ltd.,
3.125%,
09/15/30(a)
.............
2,324,150
1,250,000
Pacira
BioSciences
Inc.,
2.125%,
05/15/29(a)
.............
1,078,125
3,400,000
Sarepta
Therapeutics
Inc.,
1.250%,
09/15/27
...............
3,741,700
1,000,000
TransMedics
Group
Inc.,
1.500%,
06/01/28
...............
1,035,122
19,414,243
Metals
and
Mining
—
1.8%
1,100,000
Centrus
Energy
Corp.,
2.250%,
11/01/30(a)
.............
1,045,660
2,150,000
MP
Materials
Corp.,
3.000%,
03/01/30(a)
.............
2,223,960
3,269,620
Real
Estate
Investment
Trusts
—
3.1%
2,350,000
Digital
Realty
Trust
LP,
1.875%,
11/15/29(a)
.............
2,432,250
3,000,000
Redfin
Corp.,
0.500%,
04/01/27
...............
2,328,900
Principal
Amount
Market
Value
$
1,000,000
Redwood
Trust
Inc.,
7.750%,
06/15/27
...............
$
983,971
5,745,121
Security
Software
—
1.5%
2,175,000
Rapid7
Inc.,
1.250%,
03/15/29
...............
2,067,664
700,000
Varonis
Systems
Inc.,
1.000%,
09/15/29(a)
.............
662,375
2,730,039
Semiconductors
—
7.3%
500,000
Impinj
Inc.,
1.125%,
05/15/27
...............
711,126
indie
Semiconductor
Inc.
3,000,000
4.500%,
11/15/27
...............
2,746,500
500,000
3.500%,
12/15/29(a)
.............
522,750
2,500,000
MKS
Instruments
Inc.,
1.250%,
06/01/30(a)
.............
2,432,500
2,000,000
ON
Semiconductor
Corp.,
0.500%,
03/01/29
...............
1,890,500
3,150,000
OSI
Systems
Inc.,
2.250%,
08/01/29(a)
.............
3,407,985
1,900,000
Wolfspeed
Inc.,
1.750%,
05/01/26
...............
1,691,000
13,402,361
Telecommunications
—
1.0%
1,700,000
Applied
Digital
Corp.,
2.750%,
06/01/30(a)
.............
1,771,556
TOTAL
CONVERTIBLE
CORPORATE
BONDS
....................
130,028,355
Shares
CONVERTIBLE
PREFERRED
STOCKS
—
0.4%
Business
Services
—
0.0%
809,253
Amerivon
Holdings
LLC,
4.000%(c)
....................
0
272,728
Amerivon
Holdings
LLC,
common
equity
units
(c)
..........................
3
3
Health
Care
—
0.4%
31,218
Invacare
Holdings
Corp.,
Ser.
A,
9.000%
......................
686,796
TOTAL
CONVERTIBLE
PREFERRED
STOCKS
...................
686,799
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
(Continued)
—
December
31,
2024
(Unaudited)
(a)
Securities
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
securities
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(b)
At
December
31,
2024,
the
Fund
held
an
investment
in
a
restricted
and
illiquid
security
amounting
to
$2,450,075
or
1.34%
of
total
investments,
which
was
valued
under
methods
approved
by
the
Board
of
Trustees
as
follows:
(c)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
(d)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
Shares
Market
Value
MANDATORY
CONVERTIBLE
SECURITIES(d)
—
9.3%
Aerospace
and
Defense
—
0.8%
25,050
The
Boeing
Co.,
6.000%,
10/15/27
...............
$
1,525,294
Computer
Software
and
Services
—
0.9%
27,000
Hewlett
Packard
Enterprise
Co.,
7.625%,
09/01/27
...............
1,693,170
Diversified
Industrial
—
1.2%
29,606
Chart
Industries
Inc.,
Ser.
B,
6.750%,
12/15/25
...............
2,086,631
Energy
and
Utilities
—
2.6%
50,000
NextEra
Energy
Inc.,
7.234%,
11/01/27
...............
2,280,000
47,800
PG&E
Corp.,
Ser.
A,
6.000%,
12/01/27
...............
2,379,962
4,659,962
Financial
Services
—
1.4%
47,000
Ares
Management
Corp.,
Ser.
B,
6.750%,
10/01/27
...............
2,586,880
Health
Care
—
1.0%
30,000
BrightSpring
Health
Services
Inc.,
6.750%,
02/01/27
...............
1,878,000
Specialty
Chemicals
—
1.4%
60,000
Albemarle
Corp.,
7.250%,
03/01/27
...............
2,441,400
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
................
16,871,337
COMMON
STOCKS
—
14.5%
Business
Services
—
0.6%
13,000
PayPal
Holdings
Inc.†
..............
1,109,550
Computer
Software
and
Services
—
1.8%
8,000
Microsoft
Corp.
..................
3,372,000
Entertainment
—
0.8%
12,500
The
Walt
Disney
Co.
...............
1,391,875
Health
Care
—
0.0%
13,970
Invacare
Holdings
Corp.†(c)
..........
0
Real
Estate
Investment
Trusts
—
4.7%
10,000
American
Tower
Corp.
..............
1,834,100
16,100
Crown
Castle
Inc.
.................
1,461,236
4,000
Equinix
Inc.
.....................
3,771,560
7,000
SBA
Communications
Corp.
..........
1,426,600
8,493,496
Shares
Market
Value
Semiconductors
—
2.4%
19,080
Broadcom
Inc.
...................
$
4,423,507
Telecommunications
—
4.2%
60,000
AT&T
Inc.
.......................
1,366,200
19,619
T-Mobile
US
Inc.
..................
4,330,502
50,000
Verizon
Communications
Inc.
.........
1,999,500
7,696,202
TOTAL
COMMON
STOCKS
.........
26,486,630
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
4.5%
$
8,306,000
U.S.
Treasury
Bills,
4.264%
to
4.286%††,
03/20/25
to
03/27/25
......................
8,225,180
TOTAL
INVESTMENTS
—
100.0%
....
(Cost
$162,902,064)
.............
$
182,298,301
Acquisition
Principal
Amount
Issuer
Acquisition
Dates
Acquisition
Cost
12/31/24
Carrying
Value
Per
Bond
$2,300,000
Alibaba
Group
Holding
Ltd.,
0.500%,
06/01/31
05/23/24-
11/26/2024
$2,482,786
$106.5250
Ellsworth Growth and Inc... (AMEX:ECF-A)
과거 데이터 주식 차트
부터 3월(3) 2025 으로 4월(4) 2025
Ellsworth Growth and Inc... (AMEX:ECF-A)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 4월(4) 2025
