EPT Disclosure - Amendment
18 2월 2008 - 6:56PM
UK Regulatory
RNS Number:1837O
Merrill Lynch International
18 February 2008
This announcement amends the EPT Disclosure released on 15/02/2008 at 11:00 under FORM 38.5 (SUMMARY)
number 0850O. The total number of securities purchased and sold for Rio Tinto Plc has
been amended.
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EPT Merrill Lynch International
Date of disclosure 15 February 2008
Date of dealing 14 February 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
AMENDMENT
state which element(s) of previous disclosure was incorrect: The total number of securities purchased and sold for Rio
Tinto Plc has been amended.
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price
and any option money paid or received. For derivatives this should include, at least, the number of reference
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the
reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel. No:0207 638 0129
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 14/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,060,594 GBP 15.86 GBP 15.38
Total number of securities sold Highest price received Lowest price received
1,042,899 GBP 15.86 GBP 15.42
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 30,000 GBP 15.53
Long Swap LONG 500 GBP 15.72
Long Swap LONG 735 GBP 15.80
Long Swap LONG 1,450 GBP 15.80
Long Swap LONG 2,590 GBP 15.71
Long Swap LONG 7,528 GBP 15.82
Long Swap LONG 7,980 GBP 15.71
Long Swap LONG 8,176 GBP 15.61
Long Swap LONG 14,399 GBP 15.80
Long Swap LONG 15,000 GBP 15.69
Long Swap LONG 18,479 GBP 15.80
Long Swap LONG 500 GBP 15.72
Long Swap LONG 20,000 GBP 15.69
Long Swap LONG 68,066 GBP 15.69
Long Swap LONG 20,000 GBP 15.55
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 232 GBP 15.66
Short Swap SHORT 43,466 GBP 15.58
Short Swap SHORT 35,000 GBP 15.74
Short Swap SHORT 29,480 GBP 15.73
Short Swap SHORT 10,267 GBP 15.82
Short Swap SHORT 5,136 GBP 15.65
Short Swap SHORT 4,959 GBP 15.65
Short Swap SHORT 3,197 GBP 15.63
Short Swap SHORT 2,000 GBP 15.79
Short Swap SHORT 520 GBP 15.73
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 15/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Northern Rock Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 14/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
91,084 GBP 0.99 GBP 0.95
Total number of securities sold Highest price received Lowest price received
77,900 GBP 1.00 GBP 0.95
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 15/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Northern Rock Plc
Nature of connection # Advisor
AMENDMENT FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Rio Tinto Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 14/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
246,961 GBP 56.67 GBP 54.54
Total number of securities sold Highest price received Lowest price received
385,639 GBP 56.66 GBP 54.69
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 750 GBP 55.21
Long Swap LONG 970 GBP 55.50
Long Swap LONG 1,030 GBP 55.50
Long Swap LONG 2,000 GBP 55.50
Long Swap LONG 3,866 GBP 55.57
Long Swap LONG 10,000 GBP 55.16
Long Swap LONG 19,887 GBP 56.13
Long Swap LONG 740 GBP 55.21
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 9,570 GBP 56.36
Short Swap SHORT 26,016 GBP 56.01
Short Swap SHORT 12,269 GBP 55.90
Short Swap SHORT 66 GBP 55.54
Short Swap SHORT 8,006 GBP 55.91
Short Swap SHORT 7,738 GBP 56.01
Short Swap SHORT 3,505 GBP 55.83
Short Swap SHORT 1,030 GBP 55.91
Short Swap SHORT 831 GBP 55.55
Short Swap SHORT 648 GBP 55.83
Short Swap SHORT 643 GBP 56.36
Short Swap SHORT 100 GBP 56.36
Short Swap SHORT 19,887 GBP 56.01
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name Writing, Number of Exercise Type, e.g. Expiry date Option money
selling, price
eg call option purchasing, securities under American, paid/received
varying etc. option European etc per unit
Warrant Selling -1,000 �2.81 AMERICAN 17-Apr-09
Warrant Buying 1,000 �2.86 AMERICAN 17-Apr-09
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 15/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Punch Taverns Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 14/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
237,849 GBP 6.53 GBP 6.40
Total number of securities sold Highest price received Lowest price received
221,669 GBP 6.50 GBP 6.40
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 2,077 GBP 6.49
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 33 GBP 6.48
Short Swap SHORT 1,969 GBP 6.45
Short Swap SHORT 3,860 GBP 6.48
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 15/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Punch Taverns Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
END
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