FORM 8.5
(EPT/NON-RI)
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS
IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
(a) Name of exempt
principal trader:
|
UBS South Africa (Pty)
Limited
|
(b) Name of
offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
MONDI PLC
|
(c) Name of the party
to the offer with which exempt principal trader is
connected:
|
MONDI PLC
|
(d)
Date position held/dealing undertaken:
For an open position disclosure,
state the latest practicable date prior to the
disclosure
|
18 April
2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this offer?
If it is a cash offer or possible
cash offer, state "N/A"
|
No
|
2. POSITIONS
OF THE EXEMPT PRINCIPAL TRADER
If
there are positions or rights to subscribe to disclose in more than
one class of relevant securities of the offeror or offeree named in
1(b), copy table 2(a) or (b) (as appropriate) for each additional
class of relevant security.
(a) Interests and
short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if
any)
Class of relevant
security:
|
Ordinary
npv
|
|
Interests
|
Short
positions
|
Number
|
%
|
Number
|
%
|
|
0
|
0.0%
|
-58349
|
-0.0132%
|
(2) Cash-settled
derivatives:
|
0
|
0.00%
|
0
|
0.00%
|
(3) Stock-settled
derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
TOTAL:
|
0
|
0.0%
|
-58349
|
-0.0132%
|
All
interests and all short positions should be
disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to
subscribe for new securities (including directors' and other
employee options)
Class of
relevant security in relation to which subscription right
exists:
|
|
Details,
including nature of the rights concerned and relevant
percentages:
|
|
3. DEALINGS
(IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of
relevant security
|
Purchase/sale
|
Total number of securities
|
Highest
price per unit paid/received
|
Lowest
price per unit paid/received
|
Ordinary npv
|
Purchase
|
35807
|
326.06
ZAR
|
321.63
ZAR
|
Ordinary npv
|
Sale
|
7240
|
325.52
ZAR
|
322.22
ZAR
|
|
TOTAL BUY :
|
35807
|
326.06
ZAR
|
321.63
ZAR
|
|
TOTAL
SELL:
|
7240
|
325.52
ZAR
|
322.22
ZAR
|
|
|
|
|
|
(b) Cash-settled
derivative transactions
Class of
relevant security
|
Product
description
e.g.
CFD
|
Nature of
dealing
e.g.
opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of
reference securities
|
Price per
unit
|
|
|
|
|
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
|
Product
description e.g. call option
|
Writing,
purchasing, selling, varying etc.
|
Number of
securities to which option relates
|
Exercise
price per unit
|
Type
e.g.
American, European etc.
|
Expiry
date
|
Option
money paid/ received per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of
relevant security
|
Product
description
e.g. call
option
|
Exercising/ exercised against
|
Number of
securities
|
Exercise
price per unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of
relevant security
|
Nature of
dealing
e.g.
subscription, conversion
|
Details
|
Price per
unit (if applicable)
|
|
|
|
|
4. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of
any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
Irrevocable
commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state
"none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of
any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any
other person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii) the
voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there
are no such agreements, arrangements or understandings, state
"none"
|
None
|
(c)
Attachments
Is a
Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
19 April
2024
|
Contact name:
|
Christal
Raj
|
Telephone number:
|
+27 11 322
7258
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.