Barclays PLC Form 8.5 (EPT/NON-RI)BIFFA PLC (4049M)
11 1월 2023 - 7:26PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 4049M
Barclays PLC
11 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
-------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Energy Capital Partners,
with which exempt LLC
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 10 January 2023
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in NO
1(b) above, is the exempt principal
trader making disclosures in
respect of any other party to
the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 10,691,362 3.49% 456,073 0.15%
(2) Cash-settled derivatives:
359,569 0.12% 10,684,012 3.49%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 11,050,931 3.61% 11,140,085 3.64%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right
exists
---------------------------------------------- ----------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------ ----------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 471,636 4.0840 4.0765
GBP GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary Sale 100,396 4.0848 4.0763
GBP GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 183 4.0799
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 514 4.0800
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 4,109 4.0764
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 5,090 4.0784
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 6,288 4.0763
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 15,138 4.0788
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 16,039 4.0830
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 77,165 4.0813
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 111,099 4.0765
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 150,000 4.0780
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 4,739 4.0782
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 15,892 4.0795
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 32,501 4.0801
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 39,381 4.0766
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 514 4.0800
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Increasing Short 29,196 4.0788
GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings
arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
-------------------------------------------------------------------------------------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure and
any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal
of any relevant securities to which
any derivative is referenced:
---------------------------------------------- ----------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 11 Jan
2023
Contact name: Large Holdings Regulatory
Operations
020 3134
Telephone number: 7213
------------ ----------- -------------- --------------
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END
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January 11, 2023 05:26 ET (10:26 GMT)
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