Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc (9480L)
06 1월 2023 - 6:43PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 9480L
Barclays PLC
06 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL
(a) SECURITIES LTD
---------------------------------------------------
Name of offeror/offeree in relation to BIFFA PLC
(b) whose
---------------------------
relevant securities this form relates:
--------------- --------------------------------------------------- ----------------- --------
Name of the party to the offer with which Energy Capital Partners,
(c) exempt LLC
---------------------------
principal trader is connected
--------------- ------------------------------------------- ------ ----------------- --------
Date position held/dealing undertaken: 05 January 2023
(d)
--------------- --------------------------------------------------- ---------------------------
In addition to the company in 1(b) above, NO
(e) is the exempt principal
trader making disclosures in respect
of any other party to the offer?
--------------- --------------------------------------------------- ----------------- --------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
Interests and short positions in the relevant securities
(a) of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
--------------------- ---------------------------
Interests Short Positions
--------------------- ---------------------------
Number (%) Number (%)
--------------------------------------------- ------------- ------ ----------------- --------
Relevant securities
(1) owned
and/or controlled: 9,956,847 3.25% 1,180,356 0.39%
Cash-settled derivatives:
(2)
1,172,046 0.38% 9,939,732 3.25%
Stock-settled derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 11,128,893 3.63% 11,120,088 3.63%
Rights to subscribe for new securities (including directors
(b) and other executive
options)
Class of relevant security in relation
to
------
which subscription right exists
------------------------------------------------------------ -----------------------------------
Details, including nature of the
rights
------
concerned and relevant percentages:
------------------------------------------------------------ -----------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------ ------------------ -------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 223,106 4.0820 GBP 4.0745 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 100,139 4.0785 GBP 4.0755 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ----------------------------------------------------- -----------
Class Product Nature of Number Price per
of dealing of
relevant description reference unit
security securities
------------ -------------- ----------------- ------------ -----------
1p ordinary SWAP Decreasing Long 103 4.0800 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Long 1,266 4.0784 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 1,671 4.0820 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 4,452 4.0766 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 5,452 4.0771 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Decreasing Short 23,390 4.0767 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 1,017 4.0755 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 1,805 4.0817 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 8,265 4.0745 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Long 14,087 4.0770 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 334 4.0786 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 1,266 4.0784 GBP
---------------- ------------------- ------------ -----------
1p ordinary SWAP Increasing Short 1,370 4.0772 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 54,448 4.0788 GBP
---------------- ------------------- ------------ -----------
1p ordinary CFD Increasing Short 94,438 4.0783 GBP
---------------- ------------------- ------------ -----------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for
new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with
a party to the offer:
------------------------------------------------------------------------------------------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
----------------------------------------------------------- -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 6 Jan 2023
Contact name: Large Holdings Regulatory
Operations
020 3134
Telephone number: 7213
-------------- ----- ------------ -----------
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END
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January 06, 2023 04:43 ET (09:43 GMT)
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