Barclays PLC Form 8.5 (EPT/NON-RI) BIFFA PLC (9574C)
14 10월 2022 - 7:05PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 9574C
Barclays PLC
14 October 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Energy Capital Partners,
with which exempt LLC
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 13 October 2022
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in NO
1(b) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 11,539,167 3.77% 2,835,156 0.93%
(2) Cash-settled derivatives:
2,720,283 0.89% 11,486,407 3.75%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 14,259,450 4.66% 14,321,563 4.68%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 151,515 4.1500 4.112 GBP
GBP
1p ordinary Sale 218,609 4.1491 4.112 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 553 4.1137
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 1,338 4.1182
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 102 4.1120
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 1,710 4.1193
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 1,839 4.1138
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 2,782 4.1192
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 2,845 4.1194
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 6,627 4.1479
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 8,349 4.1491
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 12,672 4.1312
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 528 4.1196
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 1,096 4.1169
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 3,048 4.1303
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 3,460 4.1209
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 4,345 4.1233
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 5,343 4.1261
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 11,169 4.1328
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 25,000 4.1314
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 29,674 4.1334
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 12 4.1140
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 40 4.1480
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,604 4.1232
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 7,000 4.1357
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 15,882 4.1268
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 16,193 4.1480
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 39,979 4.1133
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 40,148 4.1084
GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 14 Oct
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOFFLFSLEESESS
(END) Dow Jones Newswires
October 14, 2022 06:05 ET (10:05 GMT)
Biffa (LSE:BIFF)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Biffa (LSE:BIFF)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024