ECC Capital Corporation Files Certificate of Notice Regarding Reduced Shareholder Ownership Limit
09 1월 2008 - 10:01AM
PR Newswire (US)
IRVINE, Calif., Jan. 8 /PRNewswire-FirstCall/ -- ECC Capital
Corporation (Pink Sheets: ECRO), a mortgage finance real estate
investment trust, filed the attached Certificate of Notice with the
State of Maryland Department of Assessment and Taxation on January
7, 2008, regarding the reduction of its shareholder ownership
limitation from 5.6% to 2.5%. The Company had previously disclosed
its intent to reduce ownership limits. Effective January 7, 2008,
the Company reduced its ownership limits to 2.5%. Shareholders
whose ownership percentage of the Company's common stock exceeded
the reduced ownership limit on January 6, 2008, but was less than
or equal to the existing 5.6% ownership limit, would be
grandfathered and therefore, permitted to continue owning the
Company's stock at their current ownership percentage. However, if
those shareholders subsequently reduced their ownership percentage
of the Company's common stock, their maximum ownership limit would
be reduced accordingly until their limit was equal to the new
ownership limit. As of January 7, 2008, shareholders are prohibited
from purchasing Company common stock in excess of the new 2.5%
ownership limit. Although ECC Capital has issued press releases in
the past, in an effort to reduce costs, ECC Capital will limit its
future use of press releases. Please periodically check ECC
Capital's website for information. You may also contact ECC Capital
using the toll free number of 866-338-8749 or via email at . ECC
CAPITAL CORPORATION CERTIFICATE OF NOTICE THIS IS TO CERTIFY THAT:
FIRST: The Board of Directors of ECC Capital Corporation, a
Maryland corporation (the "Corporation"), pursuant to Section 7.9.3
of the charter of the Corporation (the "Charter"), has (i)
decreased the Aggregate Stock Ownership Limit (as defined in the
Charter) to 2.5% in value of the aggregate of the outstanding
shares of Capital Stock (as defined in the Charter) and (b)
decreased the Common Stock Ownership Limit (as defined in the
Charter) to 2.5% (by value or number of shares, whichever is more
restrictive) of the outstanding Common Stock (as defined in the
Charter) of the Corporation. The preceding decreased Aggregate
Stock Ownership Limit and/or the Common Stock Ownership Limit will
not be effective for any Person (as defined in the Charter) whose
percentage ownership in Capital Stock or Common Stock, as the case
may be, is in excess of such decreased Aggregate Stock Ownership
Limit and/or the Common Stock Ownership Limit at the time of this
notice until such time as such Person's percentage of Capital Stock
or Common Stock, as the case may be, equals or falls below the
decreased Aggregate Stock Ownership Limit and/or the Common Stock
Ownership Limit, but any acquisition of Capital Stock or Common
Stock, as the case may be, in excess of the decreased Aggregate
Stock Ownership Limit and/or the Common Stock Ownership Limit after
the date of this notice is prohibited. SECOND: The undersigned
officer acknowledges this Certificate of Notice to be the corporate
act of the Corporation and as to all matters or facts required to
be verified under oath, the undersigned officer acknowledges that
to the best of his knowledge, information and belief, these matters
and facts are true in all material respects and that this statement
is made under the penalties for perjury. AT THE COMPANY: Roque A.
Santi President and Chief Financial Officer (949) 955-8730
DATASOURCE: ECC Capital Corporation CONTACT: Roque A. Santi,
President and Chief Financial Officer of ECC Capital Corporation,
+1-949-955-8730, Web site: http://www.ecccapital.com/
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