Statement of Changes in Beneficial Ownership (4)
28 5월 2022 - 7:31AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Schweller Leah |
2. Issuer Name and Ticker or Trading Symbol
Charge Enterprises, Inc.
[
CRGE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
125 PARK AVENUE 25TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/26/2022 |
(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.0001 | 5/26/2022 | | M | | 111810 (1) | A | $4.06 (1) | 111810 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | $4.06 | 5/26/2022 | | M | | | 197179 (1) | (2) | (2) | Common Stock | 197179 | $0 | 0 | D | |
Explanation of Responses: |
(1) | On May 26, 2022, 111,810 shares of Common Stock were issued and cash in the amount of $346,597.64 was paid in settlement of the RSUs that vested on May 19, 2022. The cash settlement was withheld by the Issuer to remit to taxing authorities. The Reporting Person did not otherwise sell or otherwise dispose of any shares reported on this Form 4. |
(2) | The RSUs fully vest upon the shares of common stock issuable upon vesting are freely tradable by the Reporting Person. Unvested RSUs expire upon termination of employment of the Reporting Person. |
Remarks: Exhibit 24 - Limited Power of Attorney for Section 16 Reporting Obligations (filed herewith) |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Schweller Leah 125 PARK AVENUE 25TH FLOOR NEW YORK, NY 10017 |
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| Chief Financial Officer |
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Signatures
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/s/ JAMIE YUNG, Attorney-in-Fact | | 5/27/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Charge Enterprises (PK) (USOTC:CRGE)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Charge Enterprises (PK) (USOTC:CRGE)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
Charge Enterprises Inc (PK) (OTC 시장)의 실시간 뉴스: 최근 기사 0
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