Post-effective Amendment to a Previously Filed F-6. (f-6 Pos)
06 3월 2020 - 4:07AM
Edgar (US Regulatory)
As
filed with the U.S. Securities and Exchange Commission on March 5, 2020
Registration
No. 333-202567
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933
For Depositary Shares Evidenced by American
Depositary Receipts
___________________
Carlsberg A/S
(Exact name of issuer of deposited securities
as specified in its charter)
n/a
(Translation of issuer's name into English)
Denmark
(Jurisdiction of incorporation or organization
of issuer)
JPMORGAN CHASE BANK, N.A.
(Exact name of depositary as specified
in its charter)
383 Madison Avenue, Floor 11, New
York, New York 10179
Telephone (800) 990-1135
(Address, including zip code, and telephone
number, including area code, of depositary's principal executive offices)
____________________
Puglisi & Associates
850 Library Avenue, Suite 204
Newark, Delaware 19711
(302) 738-6680
(Address, including zip code, and telephone
number, including area code, of agent for service)
Copy to:
Scott A. Ziegler, Esq.
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Ziegler, Ziegler & Associates
LLP
570 Lexington Avenue, Suite
2405
New York, New York 10022
(212) 319-7600
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It is proposed that this filing become
effective under Rule 466
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☐
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immediately
upon filing
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☐
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on (Date) at (Time)
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If a separate registration statement has
been filed to register the deposited shares, check the following box. ☐
CALCULATION OF REGISTRATION FEE
Title of each class of
Securities to be registered
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Amount
to be registered
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Proposed maximum aggregate price per unit (1)
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Proposed maximum
aggregate offering price (2)
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Amount of
registration fee
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American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one-fifth of one class B share of Carlsberg A/S
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n/a
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n/a
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n/a
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n/a
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(1)
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Each unit represents one American Depositary Share.
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(2)
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Estimated solely for the purpose of calculating the registration
fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed
in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares.
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The Registrant hereby amends this Registration
Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment
which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of
the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant
to said Section 8(a), may determine.
PART
I
INFORMATION
REQUIRED IN PROSPECTUS
The
Prospectus consists of the proposed form of American Depositary Receipt (“ADR” or “American Depositary Receipt”)
included as Exhibit A to the Amendment No. 1 to the Amended and Restated Deposit Agreement filed as Exhibit (a)(2) to this
Post-Effective Amendment No. 1 to Registration Statement on Form F-6, which is incorporated herein by reference.
Item
1. DESCRIPTION OF SECURITIES TO BE REGISTERED
CROSS
REFERENCE SHEET
Item
Number and Caption
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Location in Form
of American Depositary
Receipt Filed
Herewith as Prospectus
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(1)
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Name and address of Depositary
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Introductory paragraph and bottom of face of American Depositary Receipt
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(2)
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Title
of American Depositary Receipts and identity of deposited securities
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Face of American Depositary Receipt, top center
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Terms of Deposit:
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(i)
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Amount of deposited securities represented by one unit of American Depositary Shares
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Face of American Depositary Receipt, upper right corner
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(ii)
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Procedure for voting, if any, the deposited securities
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Paragraph (12)
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(iii)
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Collection
and distribution of dividends
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Paragraphs (4), (5), (7) and (10)
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(iv)
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Transmission
of notices, reports and proxy soliciting material
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Paragraphs (3), (8) and (12)
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(v)
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Sale
or exercise of rights
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Paragraphs (4), (5) and (10)
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(vi)
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Deposit
or sale of securities resulting from dividends, splits or plans of reorganization
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Paragraphs (4), (5), (10) and (13)
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(vii)
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Amendment,
extension or termination of the Deposit Agreement
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Paragraphs (16) and (17)
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(viii)
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Rights
of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs
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Paragraph (3)
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(ix)
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Restrictions
upon the right to deposit or withdraw the underlying securities
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Paragraphs (1), (2), (4), and (5)
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(x)
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Limitation
upon the liability of the Depositary
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Paragraph (14)
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(3)
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Fees and Charges
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Paragraph (7)
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Item 2. AVAILABLE INFORMATION
Item
Number and Caption
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Location
in Form of American Depositary
Receipt
Filed Herewith as Prospectus
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(a)
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Statement that Carlsberg A/S publishes information in English required to maintain the exemption from registration under Rule
12g3-2(b) under the Securities Exchange Act of 1934 on its Internet Web site (www.carlsberggroup.com) or through an electronic
information delivery system generally available to the public in its primary trading market.
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Paragraph (8)
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PART
II
INFORMATION
NOT REQUIRED IN PROSPECTUS
Item
3. EXHIBITS
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(a)(1)
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Form
of Deposit Agreement. Form of Amended and Restated Deposit Agreement dated
as of , 2015 among Carlsberg A/S, JPMorgan Chase Bank, N.A., as depositary (the "Depositary"),
and all holders from time to time of ADRs issued thereunder (the "Deposit Agreement").
Previously filed.
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(a)(2)
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Form
of Amendment to Deposit Agreement. Form of Amendment No. 1 to the Deposit Agreement,
including the Form of American Depositary Receipt is filed herewith as Exhibit (a)(2).
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(b)
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Any other agreement to which the
Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited
securities represented thereby. Not Applicable.
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(c)
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Every material contract relating
to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the
last three years. Not Applicable.
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(d)
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Opinion
of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality
of the securities being registered. Previously filed.
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(e)
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Certification
under Rule 466. Not Applicable.
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(f)
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Powers of Attorney for certain officers
and directors and the authorized representative of the Company. Set forth on the signature pages hereto.
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Item
4. UNDERTAKINGS
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(a)
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The Depositary hereby undertakes to
make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary
Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received
by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying
securities by the issuer.
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(b)
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If the amounts of fees charged are not
disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and
describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon
request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change
in the fee schedule.
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SIGNATURE
Pursuant
to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A. on behalf of the legal entity created
by the Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6
are met and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its behalf
by the undersigned, thereunto duly authorized, in The City of New York, State of New York, on March 5, 2020.
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Legal
entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares
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By:
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JPMORGAN CHASE
BANK, N.A., as Depositary
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By:
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/s/ Timothy E. Green
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Name:
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Timothy E. Green
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Title:
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Vice President
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SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, Carlsberg A/S certifies that it has reasonable grounds to believe that all
the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 1 to Registration Statement
on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, on March 5, 2020.
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Carlsberg A/S
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By:
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/s/ Cees 't Hart
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Name:
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Cees 't Hart
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Title:
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Chief Executive Officer
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POWERS
OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS,
that each person whose signature appears below constitutes and appoints Cees 't Hart and Heine Dalsgaard, and each of them, his
or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, for him or her and
in his or her name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments)
to this Registration Statement and any and all related registration statements pursuant to Rule 462(b) of the Securities Act,
and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange
Commission, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Under the requirements of the Securities
Act, this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 has been signed by the following persons on March
5, 2020, in the capacities indicated.
SIGNATURES
Signature
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Title
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/s/ Flemming Besenbacher
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Chairman of the Board
of Directors
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Flemming Besenbacher
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/s/ Cees 't
Hart
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Chief Executive Officer
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Cees 't Hart
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(principal executive officer)
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/s/ Heine Dalsgaard
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Chief Financial Officer
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Heine Dalsgaard
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(principal financial and accounting officer)
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/s/ Lars Fruergaard
Jørgensen
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Member
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Lars Fruergaard Jørgensen
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/s/ Hans S.
Andersen
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Member
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Hans S. Andersen
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/s/ Søren-Peter
Fuchs Olesen
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Member
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Søren-Peter Fuchs Olesen
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/s/ Carl Bache
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Member
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Carl Bache
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/s/ Magdi Batato
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Member
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Magdi Batato
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Member
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Domitille Doat-Le Bigot
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/s/ Lilian
Fossum Biner
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Member
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Lilian Fossum Biner
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/s/ Richard Burrows
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Member
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Richard Burrows
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/s/ Eva Vilstrup
Decker
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Member
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Eva Vilstrup Decker
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/s/ Finn Lok
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Member
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Finn Lok
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/s/ Erik Lund
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Member
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Erik Lund
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/s/ Majken
Schultz
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Member
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Majken Schultz
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/s/ Peter Petersen
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Member
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Peter Petersen
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/s/ Lars Stemmerik
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Member
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Lars Stemmerik
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SIGNATURE OF AUTHORIZED REPRESENTATIVE
OF THE REGISTRANT
Under the Securities Act of 1933, as
amended, the undersigned, the duly authorized representative in the United States of Carlsberg A/S, has signed this Post-Effective
Amendment No. 1 to Registration Statement on Form F-6 in Newark, Delaware, on March 5, 2020.
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Authorized U.S. Representative
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By:
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/s/
Donald J. Puglisi
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Name:
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Donald
J. Puglisi
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Title:
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Managing Director
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INDEX
TO EXHIBITS
Exhibit Number
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(a)(2)
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Form
of Amendment No. 1 to Amended and Restated Deposit Agreement.
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Carlsberg AS (PK) (USOTC:CABHF)
과거 데이터 주식 차트
부터 10월(10) 2024 으로 11월(11) 2024
Carlsberg AS (PK) (USOTC:CABHF)
과거 데이터 주식 차트
부터 11월(11) 2023 으로 11월(11) 2024