- Amended Statement of Beneficial Ownership (SC 13D/A)
12 6월 2009 - 5:22AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§240.13d-2(a)
(Amendment No. 5)
*
Argyle Security, Inc.
(Name of Issuer)
Common Stock, par value $0.0001
(Title of Class of Securities)
040311102
Mezzanine Management Limited
Century House
16 Par la Ville Road
Hamilton, Bermuda
Attention: Arthur Morris
(441) 296-8099
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
June 8, 2009
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box:
o
Note
: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits.
See
Rule 13d-7 for other parties to
whom copies are to be sent.
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*
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The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however,
see
the
Notes
).
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CUSIP No.
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040311102
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13D
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Page
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2
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of
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6 Pages
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1
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NAMES OF REPORTING PERSONS
Mezzanine Management Fund IV A, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
þ
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(b)
o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United Kingdom
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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5,300,100
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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5,300,100
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,300,100 shares of common stock
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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49.1%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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CUSIP No.
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893522 20 1
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13D
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Page
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3
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of
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7 Pages
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1
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NAMES OF REPORTING PERSONS
Mezzanine Management Fund IV Coinvest A, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
þ
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(b)
o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United Kingdom
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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69,700
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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69,700
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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69,700 shares of common stock
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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1.1%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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CUSIP No.
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893522 20 1
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13D
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Page
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4
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of
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7 Pages
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1
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NAMES OF REPORTING PERSONS
Mezzanine Management Limited
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|
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
þ
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(b)
o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Bermuda
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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5,369,800
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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5,369,800
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,369,800 shares of common stock
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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49.4%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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CUSIP No.
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893522 20 1
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13D
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Page
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5
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of
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7 Pages
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Amendment No. 5 to Schedule 13D
This Amendment No. 5 to Schedule 13D (this “Fifth Amendment”) amends and supplements the Schedule
13D originally filed on May 5, 2008, as amended by Amendment No. 1 filed on January 15, 2009,
Amendment No. 2 filed on May 20, 2009, Amendment No. 3 filed on June 2, 2009, and Amendment No. 4
filed on June 5, 2009 (together, the “Schedule 13D”), and relates to the common stock, par value
$0.0001 (the “Common Stock”), of Argyle Security, Inc., a Delaware corporation (the “Issuer”).
This Fifth Amendment is being filed by and on behalf of Mezzanine Management Fund IV A, L.P., a
limited partnership organized under the laws of the United Kingdom (“Fund IV”), Mezzanine
Management Fund IV Coinvest A, L.P., a limited partnership organized under the laws of the United
Kingdom (“Fund IV Coinvest”), and Mezzanine Management Limited, a limited partnership organized
under the laws of Bermuda (“Mezzanine”). Fund IV, Fund IV Coinvest, and Mezzanine are collectively
referred to herein as the “Reporting Persons.”
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule 13D is hereby amended and supplemented, with effect from the date of this
Fifth Amendment, as follows:
On June 8, 2009, the Reporting Persons acquired 101,500 shares of Common Stock in multiple open
market transactions. All such purchases were at $1.00 per share.
Item 5. Interest in Securities of the Issuer.
Item 5(c) of the Schedule 13D is hereby amended and supplemented, with effect from the date of this
Fifth Amendment, as follows:
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(c)
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On June 8, 2009, the Reporting Persons acquired 101,500 shares of Common Stock in multiple
open market transactions. All such purchases were at $1.00 per share.
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CUSIP No.
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893522 20 1
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13D
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Page
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6
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of
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7 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date:
June 11, 2009
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MEZZANINE MANAGEMENT FUND IV A, L.P.
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By:
Name:
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/s/ Christopher C. Morris
Christopher C. Morris
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Title:
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Authorized Signatory
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MEZZANINE MANAGEMENT FUND IV COINVEST A, L.P.
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By:
Name:
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/s/ Christopher C. Morris
Christopher C. Morris
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Title:
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Authorized Signatory
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MEZZANINE MANAGEMENT LIMITED
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By:
Name:
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/s/ Christopher C. Morris
Christopher C. Morris
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Title:
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Authorized Signatory
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EXHIBIT A
JOINT FILING AGREEMENT
The
undersigned agree that this Fifth Amendment dated June 11, 2009, relating to Argyle Security,
Inc., shall be filed on behalf of the undersigned.
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MEZZANINE MANAGEMENT FUND IV A, L.P.
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By:
Name:
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/s/ Christopher C. Morris
Christopher C. Morris
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Title:
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Authorized Signatory
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MEZZANINE MANAGEMENT FUND IV COINVEST A, L.P.
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By:
Name:
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/s/ Christopher C. Morris
Christopher C. Morris
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Title:
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Authorized Signatory
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MEZZANINE MANAGEMENT LIMITED
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By:
Name:
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/s/ Christopher C. Morris
Christopher C. Morris
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Title:
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Authorized Signatory
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Argyle Security (CE) (USOTC:ARGL)
과거 데이터 주식 차트
부터 3월(3) 2025 으로 4월(4) 2025
Argyle Security (CE) (USOTC:ARGL)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 4월(4) 2025
