******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00266
Reporting Period: 07/01/2019 - 06/30/2020
Tri-Continental Corporation
Item 1. Proxy Voting Record
========================= Tri-Continental Corporation ==========================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
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ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Frank A. Calderoni For Abstain Management
1c Elect Director James E. Daley For For Management
1d Elect Director Laura B. Desmond For For Management
1e Elect Director Charles M. Geschke For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David A. Ricks For For Management
1j Elect Director Daniel L. Rosensweig For For Management
1k Elect Director John E. Warnock For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Gender Pay Gap Against Against Shareholder
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AEGERION PHARMACEUTICALS, INC.
Ticker: Security ID: 00767EAB8
Meeting Date: AUG 15, 2019 Meeting Type: Written Consent
Record Date: JUL 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Vote On Plan (For = Accept, Against = For For Management
Reject, Abstain Is Not A Valid Voting
Option And Will Not Count)
2 Elect To Grant (Opt In To) The For For Management
Releases Set Forth In Section 12.6 Of
The Plan (For = Opt In, Against Or
Abstain = Do Not Opt In)
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director James P. Cain For For Management
1.5 Elect Director Maria C. Freire For For Management
1.6 Elect Director Jennifer Friel Goldstein For For Management
1.7 Elect Director Richard H. Klein For For Management
1.8 Elect Director James H. Richardson For For Management
1.9 Elect Director Michael A. Woronoff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For For Management
1.2 Elect Director David R. Brennan For For Management
1.3 Elect Director Christopher J. Coughlin For For Management
1.4 Elect Director Deborah Dunsire For For Management
1.5 Elect Director Paul A. Friedman For Against Management
1.6 Elect Director Ludwig N. Hantson For For Management
1.7 Elect Director John T. Mollen For For Management
1.8 Elect Director Francois Nader For For Management
1.9 Elect Director Judith A. Reinsdorf For For Management
1.10 Elect Director Andreas Rummelt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: OCT 14, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Cancellation For For Management
Shares
3 Authorize Board to Allot and Issue For For Management
Shares
4 Amend Articles of Association For For Management
5 Advisory Vote on Golden Parachutes For For Management
6 Adjourn Meeting For For Management
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For Withhold Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For Withhold Management
1.10 Elect Director K. Ram Shiram For For Management
1.11 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against Against Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against For Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against Against Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director Thomas F. Farrell, II For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Howard A. Willard, III None None Management
*Withdrawn Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Underage Tobacco Prevention Against Against Shareholder
Policies
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For Abstain Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For Against Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For Against Management
Shareholders to Call Special Meeting
5 Report on Management of Food Waste Against Against Shareholder
6 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products or Cloud-Based Services
7 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
8 Report on Products Promoting Hate Against For Shareholder
Speech and Sales of Offensive Products
9 Require Independent Board Chairman Against For Shareholder
10 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
11 Report on Reducing Environmental and Against Against Shareholder
Health Harms to Communities of Color
12 Report on Viewpoint Discrimination Against Against Shareholder
13 Report on Promotion Velocity Against For Shareholder
14 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
15 Human Rights Risk Assessment Against For Shareholder
16 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Art A. Garcia For For Management
1.6 Elect Director Linda A. Goodspeed For For Management
1.7 Elect Director Thomas E. Hoaglin For For Management
1.8 Elect Director Sandra Beach Lin For For Management
1.9 Elect Director Margaret M. McCarthy For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Stephen S. Rasmussen For For Management
1.12 Elect Director Oliver G. Richard, III For For Management
1.13 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director Grace D. Lieblein For For Management
1f Elect Director Craig Macnab For For Management
1g Elect Director JoAnn A. Reed For For Management
1h Elect Director Pamela D.A. Reeve For For Management
1i Elect Director David E. Sharbutt For For Management
1j Elect Director Bruce L. Tanner For For Management
1k Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against For Shareholder
Access to Information Policies
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ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: JUL 08, 2019 Meeting Type: Special
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
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ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For Against Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Steven B. McKeever For For Management
2 Ratify KPMG LLP as Auditors For For Management
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For Abstain Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against Against Shareholder
Executive Compensation
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Betsy Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose "Joe" E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director James R. Gavin, III For Abstain Management
1e Elect Director Peter S. Hellman For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director Patricia B. Morrrison For For Management
1h Elect Director Stephen N. Oesterle For For Management
1i Elect Director Cathy R. Smith For For Management
1j Elect Director Thomas T. Stallkamp For For Management
1k Elect Director Albert P.L. Stroucken For For Management
1l Elect Director Amy A. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chair Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: JUL 30, 2019 Meeting Type: Special
Record Date: JUN 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Change Company Name to Truist For For Management
Financial Corporation
3 Adjourn Meeting For For Management
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BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Mirko Bibic For For Management
1.3 Elect Director Sophie Brochu - None None Management
Withdrawn Resolution
1.4 Elect Director Robert E. Brown For For Management
1.5 Elect Director David F. Denison For For Management
1.6 Elect Director Robert P. Dexter For For Management
1.7 Elect Director Ian Greenberg For For Management
1.8 Elect Director Katherine Lee For For Management
1.9 Elect Director Monique F. Leroux For For Management
1.10 Elect Director Gordon M. Nixon For For Management
1.11 Elect Director Thomas E. Richards For For Management
1.12 Elect Director Calin Rovinescu For For Management
1.13 Elect Director Karen Sheriff For For Management
1.14 Elect Director Robert C. Simmonds For For Management
1.15 Elect Director Paul R. Weiss For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Adopt a Diversity Target Higher Against Against Shareholder
than 40% for the Composition of the
Board of Directors for the Next Five
Years
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BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Corie S. Barry For For Management
1b Elect Director Lisa M. Caputo For For Management
1c Elect Director J. Patrick Doyle For For Management
1d Elect Director Kathy J. Higgins Victor For For Management
1e Elect Director David W. Kenny For For Management
1f Elect Director Karen A. McLoughlin For For Management
1g Elect Director Thomas L. "Tommy" For For Management
Millner
1h Elect Director Claudia F. Munce For For Management
1i Elect Director Richelle P. Parham For For Management
1j Elect Director Eugene A. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend, Alter or Repeal
the Provisions of Article IX
6 Eliminate Supermajority Vote For For Management
Requirement to Amend Section 1,
Election of Directors, of Article III
of the Amended and Restated By-laws
7 Eliminate Supermajority Vote For For Management
Requirement to Amend, Alter or Repeal
the Provisions of Article X
8 Amend the Anti-Greenmail Provision For For Management
Voting Standard in Article X, Section 2
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BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Willard Dere For For Management
1.4 Elect Director Michael Grey For For Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Robert J. Hombach For For Management
1.7 Elect Director V. Bryan Lawlis For For Management
1.8 Elect Director Richard A. Meier For For Management
1.9 Elect Director David E.I. Pyott For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director William S. Demchak For For Management
1e Elect Director Jessica P. Einhorn For For Management
1f Elect Director Laurence D. Fink For For Management
1g Elect Director William E. Ford For For Management
1h Elect Director Fabrizio Freda For For Management
1i Elect Director Murry S. Gerber For For Management
1j Elect Director Margaret L. Johnson For For Management
1k Elect Director Robert S. Kapito For For Management
1l Elect Director Cheryl D. Mills For For Management
1m Elect Director Gordon M. Nixon For For Management
1n Elect Director Charles H. Robbins For For Management
1o Elect Director Marco Antonio Slim Domit For For Management
1p Elect Director Susan L. Wagner For For Management
1q Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4 Report on the Statement on the Purpose Against Against Shareholder
of a Corporation
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BLACKSTONE MORTGAGE TRUST, INC.
Ticker: BXMT Security ID: 09257W100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Nash For For Management
1.2 Elect Director Stephen D. Plavin For For Management
1.3 Elect Director Leonard W. Cotton For For Management
1.4 Elect Director Thomas E. Dobrowski For For Management
1.5 Elect Director Martin L. Edelman For For Management
1.6 Elect Director Henry N. Nassau For Withhold Management
1.7 Elect Director Jonathan L. Pollack For Withhold Management
1.8 Elect Director Lynne B. Sagalyn For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert Bertolini For For Management
1C Elect Director Michael W. Bonney For Against Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Julia A. Haller For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For Abstain Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
1L Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
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BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director Henry Samueli For For Management
1c Elect Director Eddy W. Hartenstein For For Management
1d Elect Director Diane M. Bryant For For Management
1e Elect Director Gayla J. Delly For For Management
1f Elect Director Raul J. Fernandez For For Management
1g Elect Director Check Kian Low For For Management
1h Elect Director Justine F. Page For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Ita Brennan For For Management
1.4 Elect Director Lewis Chew For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Aparna Chennapragada For For Management
1c Elect Director Ann Fritz Hackett For Abstain Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Peter E. Raskind For For Management
1i Elect Director Eileen Serra For For Management
1j Elect Director Mayo A. Shattuck, III For For Management
1k Elect Director Bradford H. Warner For For Management
1l Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against For Shareholder
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director Carrie S. Cox For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director Bruce L. Downey For For Management
1.5 Elect Director Patricia A. Hemingway For For Management
Hall
1.6 Elect Director Akhil Johri For For Management
1.7 Elect Director Michael C. Kaufmann For For Management
1.8 Elect Director Gregory B. Kenny For For Management
1.9 Elect Director Nancy Killefer For For Management
1.10 Elect Director J. Michael Losh For Against Management
1.11 Elect Director Dean A. Scarborough For For Management
1.12 Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For Abstain Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director William A. Osborn For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Debra Reed-Klages For For Management
1h Elect Director Ronald D. Sugar For Abstain Management
1i Elect Director D. James Umpleby, III For For Management
1j Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Establish Board Committee on Climate Against Against Shareholder
Risk
6 Report on Climate Lobbying Aligned Against For Shareholder
with Paris Agreement Goals
7 Report on Petrochemical Risk Against For Shareholder
8 Report on Human Rights Practices Against Against Shareholder
9 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
10 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Carol B. Tome For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CONAGRA BRANDS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: JUL 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anil Arora For For Management
1b Elect Director Thomas "Tony" K. Brown For For Management
1c Elect Director Stephen G. Butler For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Joie A. Gregor For For Management
1f Elect Director Rajive Johri For For Management
1g Elect Director Richard H. Lenny For For Management
1h Elect Director Melissa Lora For For Management
1i Elect Director Ruth Ann Marshall For For Management
1j Elect Director Craig P. Omtvedt For For Management
1k Elect Director Scott Ostfeld For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director William H. McRaven For For Management
1i Elect Director Sharmila Mulligan For For Management
1j Elect Director Arjun N. Murti For For Management
1k Elect Director Robert A. Niblock For Abstain Management
1l Elect Director David T. Seaton For For Management
1m Elect Director R. A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald W. Blair For For Management
1b Elect Director Leslie A. Brun For For Management
1c Elect Director Stephanie A. Burns For For Management
1d Elect Director Richard T. Clark For For Management
1e Elect Director Robert F. Cummings, Jr. For For Management
1f Elect Director Deborah A. Henretta For For Management
1g Elect Director Daniel P. Huttenlocher For For Management
1h Elect Director Kurt M. Landgraf For For Management
1i Elect Director Kevin J. Martin For For Management
1j Elect Director Deborah D. Rieman For For Management
1k Elect Director Hansel E. Tookes, II For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director Robert J. Bernhard For For Management
3 Elect Director Franklin R. Chang Diaz For For Management
4 Elect Director Bruno V. Di Leo Allen For For Management
5 Elect Director Stephen B. Dobbs For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Alexis M. Herman For For Management
8 Elect Director Thomas J. Lynch For For Management
9 Elect Director William I. Miller For For Management
10 Elect Director Georgia R. Nelson For For Management
11 Elect Director Karen H. Quintos For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
14 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Pascal Desroches For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director John M. Nehra For For Management
1g Elect Director Javier J. Rodriguez For For Management
1h Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ashton B. Carter For For Management
1d Elect Director David G. DeWalt For For Management
1e Elect Director William H. Easter, III For For Management
1f Elect Director Christopher A. Hazleton For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Sergio A. L. Rial For For Management
1k Elect Director David S. Taylor For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Climate Lobbying Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Report on Sexual Harassment Policy Against For Shareholder
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael C. Alfano For For Management
1b Elect Director Eric K. Brandt For For Management
1c Elect Director Donald M. Casey, Jr. For For Management
1d Elect Director Willie A. Deese For Against Management
1e Elect Director Betsy D. Holden For For Management
1f Elect Director Arthur D. Kowaloff For For Management
1g Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1h Elect Director Gregory T. Lucier For For Management
1i Elect Director Francis J. Lunger For For Management
1j Elect Director Leslie F. Varon For For Management
1k Elect Director Janet S. Vergis For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Wesley G. Bush For For Management
1f Elect Director Richard K. Davis For For Management
1g Elect Director Jeff M. Fettig For For Management
1h Elect Director Jim Fitterling For For Management
1i Elect Director Jacqueline C. Hinman For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director James B. Connor For For Management
1c Elect Director Ngaire E. Cuneo For For Management
1d Elect Director Charles R. Eitel For For Management
1e Elect Director Tamara D. Fischer For For Management
1f Elect Director Norman K. Jenkins For For Management
1g Elect Director Melanie R. Sabelhaus For For Management
1h Elect Director Peter M. Scott, III For For Management
1i Elect Director David P. Stockert For For Management
1j Elect Director Chris T. Sultemeier For For Management
1k Elect Director Michael E. Szymanczyk For For Management
1l Elect Director Warren M. Thompson For For Management
1m Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Michael J. Critelli For For Management
1d Elect Director Richard H. Fearon For Against Management
1e Elect Director Olivier Leonetti For For Management
1f Elect Director Deborah L. McCoy For For Management
1g Elect Director Silvio Napoli For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sandra Pianalto For For Management
1j Elect Director Lori J. Ryerkerk For For Management
1k Elect Director Gerald B. Smith For For Management
1l Elect Director Dorothy C. Thompson For Abstain Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issue of Equity with For For Management
Pre-emptive Rights
6 Authorize Issue of Equity without For For Management
Pre-emptive Rights
7 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Jesse A. Cohn For For Management
1d Elect Director Diana Farrell For For Management
1e Elect Director Logan D. Green For For Management
1f Elect Director Bonnie S. Hammer For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Pierre M. Omidyar For For Management
1k Elect Director Paul S. Pressler For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For Against Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For Abstain Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director David A. Ricks For For Management
1d Elect Director Marschall S. Runge For For Management
1e Elect Director Karen Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Voting For For Management
Provisions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Forced Swim Test Against Against Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
10 Report on Integrating Drug Pricing Against Against Shareholder
Risks into Senior Executive
Compensation Arrangements
11 Adopt Policy on Bonus Banking Against Against Shareholder
12 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Philip L. Frederickson For For Management
1f Elect Director Alexis M. Herman For For Management
1g Elect Director M. Elise Hyland For For Management
1h Elect Director Stuart L. Levenick For For Management
1i Elect Director Blanche Lambert Lincoln For For Management
1j Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESH HOSPITALITY, INC.
Ticker: Security ID: 30224P211
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce N. Haase For For Management
1.2 Elect Director Douglas G. Geoga For For Management
1.3 Elect Director Kapila K. Anand For For Management
1.4 Elect Director Neil T. Brown For For Management
1.5 Elect Director Lisa Palmer For For Management
1.6 Elect Director Steven E. Kent For For Management
1.7 Elect Director Simon M. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Linda P. Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert J. Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John F. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Altman For For Management
1b Elect Director Susan C. Athey For For Management
1c Elect Director A. George 'Skip' Battle For For Management
1d Elect Director Chelsea Clinton For For Management
1e Elect Director Barry Diller For For Management
1f Elect Director Craig A. Jacobson For Withhold Management
1g Elect Director Victor A. Kaufman For Withhold Management
1h Elect Director Peter M. Kern For For Management
1i Elect Director Dara Khosrowshahi For For Management
1j Elect Director Mark D. Okerstrom For For Management
1k Elect Director Alexander von For For Management
Furstenberg
1l Elect Director Julie Whalen For For Management
2a Approve Securities Transfer For For Management
Restrictions
2b Approve Change-of-Control Clause For For Management
3 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Altman For For Management
1b Elect Director Susan C. Athey For For Management
1c Elect Director A. George 'Skip' Battle For For Management
1d Elect Director Chelsea Clinton For For Management
1e Elect Director Barry Diller For For Management
1f Elect Director Jon T. Gieselman For For Management
1g Elect Director Craig A. Jacobson For Withhold Management
1h Elect Director Peter M. Kern For For Management
1i Elect Director Dara Khosrowshahi For For Management
1j Elect Director Greg Mondre For For Management
1k Elect Director David Sambur For For Management
1l Elect Director Alexander von For For Management
Furstenberg
1m Elect Director Julie Whalen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young as Auditors For For Management
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: STAY Security ID: 30224P200
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce N. Haase For For Management
1.2 Elect Director Douglas G. Geoga For For Management
1.3 Elect Director Kapila K. Anand For For Management
1.4 Elect Director Ellen Keszler For For Management
1.5 Elect Director Jodie W. McLean For For Management
1.6 Elect Director Thomas F. O'Toole For For Management
1.7 Elect Director Richard F. Wallman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Sandra E. Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Michel Combes For For Management
1e Elect Director Michael L. Dreyer For For Management
1f Elect Director Alan J. Higginson For For Management
1g Elect Director Peter S. Klein For For Management
1h Elect Director Francois Locoh-Donou For For Management
1i Elect Director Nikhil Mehta For For Management
1j Elect Director Marie E. Myers For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For Withhold Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Report on Political Advertising Against For Shareholder
8 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against Against Shareholder
Assessment
10 Report on Online Child Sexual Against For Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Jean Hu For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director William H. Neukom For For Management
1.7 Elect Director Christopher B. Paisley For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter K. Barker For For Management
1b Elect Director Mariann Byerwalter For For Management
1c Elect Director Gregory E. Johnson For For Management
1d Elect Director Jennifer M. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Anthony J. Noto For For Management
1g Elect Director Mark C. Pigott For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Seth H. Waugh For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Elizabeth C. Lempres For For Management
1g Elect Director Diane L. Neal For For Management
1h Elect Director Steve Odland For For Management
1i Elect Director Maria A. Sastre For For Management
1j Elect Director Eric D. Sprunk For For Management
1k Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For Abstain Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Proxy Access Right Against Against Shareholder
8 Report on Human Rights Policy Against Against Shareholder
Implementation
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Sandra J. Horning For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For Abstain Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Per Wold-Olsen For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Eliminate the Ownership Threshold for Against For Shareholder
Stockholders to Request a Record Date
to Take Action by Written Consent
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Raymond E. Mabus, Jr. For For Management
1f Elect Director Judith A. McHale For For Management
1g Elect Director John G. Schreiber For For Management
1h Elect Director Elizabeth A. Smith For For Management
1i Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Douglas Y. Bech For For Management
1c Elect Director Anna C. Catalano For For Management
1d Elect Director Leldon E. Echols For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 05, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. MacMillan For For Management
1.2 Elect Director Sally W. Crawford For For Management
1.3 Elect Director Charles J. Dockendorff For For Management
1.4 Elect Director Scott T. Garrett For Withhold Management
1.5 Elect Director Ludwig N. Hantson For For Management
1.6 Elect Director Namal Nawana For For Management
1.7 Elect Director Christiana Stamoulis For For Management
1.8 Elect Director Amy M. Wendell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Charles "Chip" V. Bergh For For Management
1.5 Elect Director Stacy Brown-Philpot For For Management
1.6 Elect Director Stephanie A. Burns For For Management
1.7 Elect Director Mary Anne Citrino For For Management
1.8 Elect Director Richard L. Clemmer For For Management
1.9 Elect Director Enrique Lores For For Management
1.10 Elect Director Yoky Matsuoka For For Management
1.11 Elect Director Stacey Mobley For For Management
1.12 Elect Director Subra Suresh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For Abstain Management
1c Elect Director James W. Griffith For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Richard H. Lenny For For Management
1f Elect Director E. Scott Santi For For Management
1g Elect Director David B. Smith, Jr. For For Management
1h Elect Director Pamela B. Strobel For For Management
1i Elect Director Kevin M. Warren For For Management
1j Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Duriya M. Farooqui For For Management
1d Elect Director Jean-Marc Forneri For For Management
1e Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1f Elect Director Frederick W. Hatfield For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For Abstain Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Buberl For For Management
1.2 Elect Director Michael L. Eskew For Against Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michelle J. Howard For For Management
1.6 Elect Director Arvind Krishna For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director Frederick William For For Management
McNabb, III
1.9 Elect Director Martha E. Pollack For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joseph R. Swedish For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Peter R. Voser For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Governing Documents to allow Against For Shareholder
Removal of Directors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For Abstain Management
1j Elect Director Charles Prince For Against Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For Against Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against For Shareholder
5 Report on Reputational Risk Related to Against Against Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against For Shareholder
7 Amend Shareholder Written Consent Against For Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Gary M. Crosby For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Christopher M. Gorman For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abelardo E. Bru For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For Against Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
KONTOOR BRANDS, INC.
Ticker: KTB Security ID: 50050N103
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juliana L. Chugg For Withhold Management
1.2 Elect Director Shelley Stewart, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: OCT 25, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Youssef A. El-Mansy For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Bethany J. Mayer For For Management
1.8 Elect Director Abhijit Y. Talwalkar For For Management
1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.10 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For For Management
1.2 Elect Director Irwin Chafetz For For Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director Patrick Dumont For For Management
1.5 Elect Director Charles D. Forman For For Management
1.6 Elect Director Robert G. Goldstein For For Management
1.7 Elect Director George Jamieson For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For Withhold Management
1.11 Elect Director Xuan Yan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For Against Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Vicki A. Hollub For For Management
1.10 Elect Director Jeh C. Johnson For For Management
1.11 Elect Director Debra L. Reed-Klages For For Management
1.12 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: SEP 12, 2019 Meeting Type: Special
Record Date: AUG 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Approve the Cancellation of Shares For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacques Aigrain For For Management
1b Elect Director Lincoln Benet For For Management
1c Elect Director Jagjeet (Jeet) Bindra For For Management
1d Elect Director Robin Buchanan For For Management
1e Elect Director Stephen Cooper For For Management
1f Elect Director Nance Dicciani For For Management
1g Elect Director Claire Farley For For Management
1h Elect Director Isabella (Bella) Goren For For Management
1i Elect Director Michael Hanley For For Management
1j Elect Director Albert Manifold For For Management
1k Elect Director Bhavesh (Bob) Patel For For Management
2 Approve Discharge of the Members of For For Management
the Board of Directors
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Dividends of USD 4.20 Per Share For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Cancellation of Shares For For Management
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda M. Brock For For Management
1b Elect Director Norman H. Brown, Jr. For For Management
1c Elect Director Christopher Frost For For Management
1d Elect Director Maria Jelescu-Dreyfus For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director H.E. (Jack) Lentz For For Management
1g Elect Director Ouma Sananikone For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For Abstain Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Caruso For For Management
1.2 Elect Director N. Anthony Coles For Against Management
1.3 Elect Director M. Christine Jacobs For For Management
1.4 Elect Director Donald R. Knauss For For Management
1.5 Elect Director Marie L. Knowles For For Management
1.6 Elect Director Bradley E. Lerman For For Management
1.7 Elect Director Edward A. Mueller For For Management
1.8 Elect Director Susan R. Salka For For Management
1.9 Elect Director Brian S. Tyler For For Management
1.10 Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Omar Ishrak For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For Against Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For Abstain Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Sandra E. Peterson For For Management
1.7 Elect Director Penny S. Pritzker For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director Arne M. Sorenson For For Management
1.10 Elect Director John W. Stanton For For Management
1.11 Elect Director John W. Thompson For For Management
1.12 Elect Director Emma N. Walmsley For For Management
1.13 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil L. Anderson For For Management
1b Elect Director Jorge A. Bermudez For For Management
1c Elect Director Therese Esperdy For For Management
1d Elect Director Vincent A. Forlenza For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director Raymond W. McDaniel, Jr. For For Management
1g Elect Director Henry A. McKinnell, Jr. For For Management
1h Elect Director Leslie F. Seidman For For Management
1i Elect Director Bruce Van Saun For For Management
2a Eliminate Supermajority Vote For For Management
Requirements to Amend Charter and
Bylaws
2b Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
2c Eliminate Supermajority Vote For For Management
Requirement for Filling Open Board
Seats
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Dennis M. Nally For For Management
1j Elect Director Takeshi Ogasawara For For Management
1k Elect Director Hutham S. Olayan For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MYLAN N.V.
Ticker: MYL Security ID: N59465109
Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Heather Bresch For For Management
1B Elect Director Robert J. Cindrich For For Management
1C Elect Director Robert J. Coury For For Management
1D Elect Director JoEllen Lyons Dillon For Against Management
1E Elect Director Neil Dimick For For Management
1F Elect Director Melina Higgins For For Management
1G Elect Director Harry A. Korman For For Management
1H Elect Director Rajiv Malik For For Management
1I Elect Director Richard A. Mark For For Management
1J Elect Director Mark W. Parrish For For Management
1K Elect Director Pauline van der Meer For For Management
Mohr
1L Elect Director Randall L. (Pete) For For Management
Vanderveen
1M Elect Director Sjoerd S. Vollebregt For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Instruction to Deloitte Accountants B. For For Management
V. for the Audit of the Company's
Dutch Statutory Annual Accounts for
Fiscal Year 2020
6 Authorize Share Repurchase Program For For Management
7 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
E1E Approve Combination For For Management
E2E Advisory Vote on Golden Parachutes For Against Management
E3E Approve Board Composition For For Management
E4E Amend Right to Call Special Meeting For Against Management
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Ryan Berman For For Management
1b Elect Director Patrick D. Campbell For For Management
1c Elect Director James R. Craigie For For Management
1d Elect Director Debra A. Crew For For Management
1e Elect Director Brett M. Icahn For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Courtney R. Mather For For Management
1h Elect Director Ravichandra K. Saligram For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Robert A. Steele For For Management
1k Elect Director Steven J. Strobel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director Peter B. Henry For For Management
1.3 Elect Director Michelle A. Peluso For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd J. Austin, III For For Management
1.2 Elect Director Patrick J. Dempsey For For Management
1.3 Elect Director Christopher J. Kearney For For Management
1.4 Elect Director Laurette T. Koellner For For Management
1.5 Elect Director Joseph D. Rupp For For Management
1.6 Elect Director Leon J. Topalian For For Management
1.7 Elect Director John H. Walker For For Management
1.8 Elect Director Nadja Y. West For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Rolf A. Classon For For Management
1.3 Elect Director Adriana Karaboutis For For Management
1.4 Elect Director Murray S. Kessler For For Management
1.5 Elect Director Jeffrey B. Kindler For For Management
1.6 Elect Director Erica L. Mann For For Management
1.7 Elect Director Donal O'Connor For For Management
1.8 Elect Director Geoffrey M. Parker For For Management
1.9 Elect Director Theodore R. Samuels For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity For For Management
5 Authorize Issuance of Equity without For For Management
Preemptive Rights
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For Against Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Proxy Access Right Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Calantzopoulos For For Management
1b Elect Director Louis C. Camilleri For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Lisa A. Hook For For Management
1e Elect Director Jennifer Li For For Management
1f Elect Director Jun Makihara For For Management
1g Elect Director Kalpana Morparia For For Management
1h Elect Director Lucio A. Noto For For Management
1i Elect Director Frederik Paulsen For For Management
1j Elect Director Robert B. Polet For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For Against Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For Abstain Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For Against Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Robert M. Falzon For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Karl J. Krapek For For Management
1.6 Elect Director Peter R. Lighte For For Management
1.7 Elect Director Charles F. Lowrey For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Sandra Pianalto For For Management
1.10 Elect Director Christine A. Poon For For Management
1.11 Elect Director Douglas A. Scovanner For For Management
1.12 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director Ryan R. Marshall For For Management
1h Elect Director John R. Peshkin For For Management
1i Elect Director Scott F. Powers For For Management
1j Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 06, 2019 Meeting Type: Annual
Record Date: JUN 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph G. Quinsey For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Jeffery R. Gardner For Withhold Management
1.4 Elect Director John R. Harding For For Management
1.5 Elect Director David H. Y. Ho For For Management
1.6 Elect Director Roderick D. Nelson For For Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Susan L. Spradley For For Management
1.9 Elect Director Walter H. Wilkinson, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Fields For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Ann M. Livermore For For Management
1d Elect Director Harish Manwani For For Management
1e Elect Director Mark D. McLaughlin For For Management
1f Elect Director Steve Mollenkopf For For Management
1g Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Kornelis "Neil" Smit For For Management
1j Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julia L. Coronado For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Harold M. Messmer, Jr. For For Management
1.4 Elect Director Marc H. Morial For For Management
1.5 Elect Director Barbara J. Novogradac For For Management
1.6 Elect Director Robert J. Pace For For Management
1.7 Elect Director Frederick A. Richman For For Management
1.8 Elect Director M. Keith Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Stephanie C. Hill For For Management
1.6 Elect Director Rebecca J. Jacoby For For Management
1.7 Elect Director Monique F. Leroux For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Provide Directors May Be Removed With For For Management
or Without Cause
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Bernstein For For Management
1.2 Elect Director Duncan H. Cocroft For For Management
1.3 Elect Director Fidelma Russo For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William D. Mosley For For Management
1b Elect Director Stephen J. Luczo For For Management
1c Elect Director Mark W. Adams For For Management
1d Elect Director Judy Bruner For For Management
1e Elect Director Michael R. Cannon For For Management
1f Elect Director William T. Coleman For For Management
1g Elect Director Jay L. Geldmacher For For Management
1h Elect Director Dylan G. Haggart For For Management
1i Elect Director Stephanie Tilenius For For Management
1j Elect Director Edward J. Zander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Amend Omnibus Stock Plan For For Management
5 Authorize Board to Allot and Issue For Against Management
Shares
6 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
7 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Require Independent Board Chair Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For Against Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
1m Elect Director Myron E. Ullman, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For For Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Fred S. Ridley For For Management
1.6 Elect Director Barry S. Sternlicht For For Management
1.7 Elect Director Strauss Zelnick For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For For Management
1e Elect Director William W. Graylin For For Management
1f Elect Director Roy A. Guthrie For For Management
1g Elect Director Richard C. Hartnack For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director Laurel J. Richie For For Management
1j Elect Director Olympia J. Snowe For For Management
1k Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 876030107
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darrell Cavens For For Management
1B Elect Director David Denton For For Management
1C Elect Director Anne Gates For For Management
1D Elect Director Andrea Guerra For For Management
1E Elect Director Susan Kropf For For Management
1F Elect Director Annabelle Yu Long For For Management
1G Elect Director Ivan Menezes For For Management
1H Elect Director Jide Zeitlin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For Abstain Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Robert L. Edwards For For Management
1f Elect Director Melanie L. Healey For For Management
1g Elect Director Donald R. Knauss For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Kenneth L. Salazar For For Management
1k Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TCG BDC, INC.
Ticker: CGBD Security ID: 872280102
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Pace For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For Abstain Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard k. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For Abstain Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director Jeffrey A. Goldstein For For Management
1e Elect Director Edmund F. "Ted" Kelly For For Management
1f Elect Director Jennifer B. Morgan For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Frederick O. Terrell For For Management
1j Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For For Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Charles A. Davis For For Management
1.6 Elect Director Mary Kay Haben For For Management
1.7 Elect Director James C. Katzman For For Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For For Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
1.13 Elect Director David L. Shedlarz For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For Abstain Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against For Shareholder
Provisions
5 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
6 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
7 Report on Congruency Political Against Against Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For Abstain Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Joseph Jimenez For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For Against Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Vicki L. Fuller For For Management
1.8 Elect Director Peter A. Ragauss For For Management
1.9 Elect Director Scott D. Sheffield For Against Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director William H. Spence For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Flynn For For Management
1.2 Elect Director Brian J. Gallagher For For Management
1.3 Elect Director Catherine James Paglia For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Gaurdie E. Banister, Jr. For For Management
1c Elect Director Dean Banks For For Management
1d Elect Director Mike Beebe For For Management
1e Elect Director Mikel A. Durham For For Management
1f Elect Director Jonathan D. Mariner For For Management
1g Elect Director Kevin M. McNamara For For Management
1h Elect Director Cheryl S. Miller For For Management
1i Elect Director Jeffrey K. Schomburger For For Management
1j Elect Director Robert Thurber For For Management
1k Elect Director Barbara A. Tyson For Against Management
1l Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Deforestation Impacts in Against Against Shareholder
Company's Supply Chain
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Human Rights Risk Assessment Against For Shareholder
Process
7 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Marc N. Casper For For Management
1e Elect Director Andrew Cecere For For Management
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For Abstain Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Rudy H.P. Markham For For Management
1g Elect Director Franck J. Moison For For Management
1h Elect Director Clark 'Sandy' T. Randt, For For Management
Jr.
1i Elect Director Christiana Smith Shi For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director H. Paulett Eberhart For For Management
1B Elect Director Joseph W. Gorder For For Management
1C Elect Director Kimberly S. Greene For For Management
1D Elect Director Deborah P. Majoras For For Management
1E Elect Director Eric D. Mullins For For Management
1F Elect Director Donald L. Nickles For For Management
1G Elect Director Philip J. Pfeiffer For For Management
1H Elect Director Robert A. Profusek For For Management
1I Elect Director Stephen M. Waters For For Management
1J Elect Director Randall J. Weisenburger For For Management
1K Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director Yehuda Ari Buchalter For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Thomas F. Frist, III For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Roger H. Moore For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For Abstain Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against Against Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta N. Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey M. Leiden For For Management
1.8 Elect Director Margaret G. McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce I. Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon L. Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director John A. C. Swainson For Abstain Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VOYA FINANCIAL, INC.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynne Biggar For For Management
1b Elect Director Jane P. Chwick For For Management
1c Elect Director Kathleen DeRose For For Management
1d Elect Director Ruth Ann M. Gillis For For Management
1e Elect Director J. Barry Griswell For For Management
1f Elect Director Rodney O. Martin, Jr. For For Management
1g Elect Director Byron H. Pollitt, Jr. For For Management
1h Elect Director Joseph V. Tripodi For For Management
1i Elect Director David Zwiener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Nancy M. Schlichting For Against Management
1j Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Adopt a Policy on Bonus Banking None None Shareholder
*Withdrawn Resolution*
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Wayne M. Hewett For For Management
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly E. Alexy For For Management
1b Elect Director Martin I. Cole For For Management
1c Elect Director Kathleen A. Cote For For Management
1d Elect Director Tunc Doluca For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
================================================================================
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to have been voted against management's
recommendation if management's recommendation is 'For' or 'Against,' and for
management's recommendation if management's recommendation is 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a
ballot item, a ballot marked 'For' or 'Against' is considered to have been
voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'None' is used to
indicate that there is no management recommendation that a shareholder may vote
'For' or 'Against.'
Any ballot marked as 'Take No Action' is neither a vote cast for or against
management and 'None' is used to represent this.
================================================================================
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.