Amended Statement of Beneficial Ownership (3/a)
04 3월 2020 - 8:01AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Grassadonia Brian |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/13/2020
|
3. Issuer Name and Ticker or Trading Symbol
Square, Inc. [SQ]
|
(Last)
(First)
(Middle)
1455 MARKET STREET, SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Cash App Lead / |
(Street)
SAN FRANCISCO, CA 94103
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 2/24/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 130890 (1)(2)(3)(4)(5)(6) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents 4,400 shares of the Issuer's Class A Common Stock owned, 58,007 shares represented by unvested Restricted Stock Awards (RSAs) and 68,483 shares represented by unvested Restricted Stock Units (RSUs). |
(2) | 25,758 of the RSAs represent a contingent right to receive one share of our Class A common stock at the time of grant. Of the original grant of an aggregate of 38,159 RSAs, 1/12th of 10% of the RSAs vested monthly beginning on July 1, 2018 for 12 months, and 1/36th of 90% the remaining RSAs vest monthly thereafter. |
(3) | 32,249 of the RSAs represent a contingent right to receive one share of our Class A common stock at the time of grant. Of the original grant of an aggregate of 39,690 RSAs, 1/16 of the RSAs vested on July 1, 2019, and 1/16 of the total RSAs vest every three months thereafter. |
(4) | 13,205 of the RSUs represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Of the original grant of an aggregate of 211,268 RSUs, 1/16 of the RSUs vested on July 25, 2016, and 1/16 of the total RSUs vest every three months thereafter. |
(5) | 55,278 of the RSUs represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Of the original grant of an aggregate of 176,887 RSUs, 1/16 of the RSUs vested on July 1, 2017, and 1/16 of the total RSUs vest every three months thereafter. |
(6) | 1,560 of these shares of the Issuer's Class A Common Stock were inadvertently omitted from the reporting person's original Form 3. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Grassadonia Brian 1455 MARKET STREET SUITE 600 SAN FRANCISCO, CA 94103 |
|
| Cash App Lead |
|
Signatures
|
Susan Szotek, Attorney-in-Fact | | 3/3/2020 |
**Signature of Reporting Person | Date |
Block (NYSE:SQ)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Block (NYSE:SQ)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024