Marc L. Collins
Form N-PX is to be used
by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy
voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and
rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure
review, inspection, and policymaking roles.
A registrant is required to disclose the information
specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection
of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing
the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed
this collection of information under the clearance requirements of 44U.S.C. § 3507.
|
Investment Company Report |
|
FOXWAYNE ENTERPRISES ACQUISITION CORP. |
|
|
Security |
35166L109 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
FOXW |
|
|
|
Meeting Date |
12-Jul-2022 |
|
ISIN |
US35166L1098 |
|
|
|
Agenda |
935677926 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
A proposal to amend the Company's Second Amended
and Restated Certificate of Incorporation to (i) extend the
date by which the Company has to consummate a
business combination for three months, from July 22,
2022 (the "Original Termination Date") to October 22,
2022 (the "Extended Date"), and (ii) allow the Company,
without another stockholder vote, to elect to extend the
date to consummate a business combination for three
months after the Extended Date, for a total of up to six
months after the Original Termination Date. |
Management |
For |
For |
|
|
2a. |
Election of Class I Director to serve for a term expiring at
the 2025 annual meeting: Jonathan Hale Zippin |
Management |
For |
For |
|
|
2b. |
Election of Class I Director to serve for a term expiring at
the 2025 annual meeting: Sundeep Agrawal |
Management |
For |
For |
|
|
3. |
A proposal to ratify the appointment of
WithumSmith+Brown PC as the Company's independent
accountants for the fiscal year ending December 31,
2022. |
Management |
For |
For |
|
|
4. |
A proposal to approve the adjournment of the Annual
Meeting by the Chairman thereof to a later date, if
necessary. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
6,759 |
0 |
17-Jun-2022 |
17-Jun-2022 |
|
ITHAX ACQUISITION CORP. |
|
|
Security |
G49775102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ITHX |
|
|
|
Meeting Date |
15-Jul-2022 |
|
ISIN |
KYG497751027 |
|
|
|
Agenda |
935684705 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Business Combination Proposal-RESOLVED, as an
ordinary resolution, that ITHAX's entry into (1) the
Business Combination Agreement, dated as of December
20, 2021 (as may be amended, supplemented or
otherwise modified from time to time, the "Business
Combination Agreement"), by and among ITHAX, Ithax
Merger Sub I, LLC, a Delaware limited liability company
and wholly owned subsidiary of ITHAX ("First Merger
Sub"), Ithax Merger Sub II a Delaware limited liability
company and wholly ...(due to space limits, see proxy
material for full proposal). |
Management |
For |
For |
|
|
2. |
The Domestication Proposal-RESOLVED, as a special
resolution, that (a) ITHAX be transferred by way of
continuation to Delaware pursuant to Article 32 of the
amended and restated articles of association of ITHAX,
Part XII of the Companies Act (As Revised) of the
Cayman Islands and Section 388 of the General
Corporation Law of the State of Delaware and,
immediately upon being de- registered in the Cayman
Islands, ITHAX be continued and domesticated as a
corporation under the laws of the State of ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
The Proposed Charter and Bylaws Proposal-
RESOLVED, as a special resolution, that the Interim
Charter of ITHAX to be in effect upon the Domestication
(a copy of which is attached to the proxy
statement/prospectus as Annex I) be replaced in its
entirety with the Proposed Charter and Proposed Bylaws
of New Mondee (copies of which are attached to the
proxy statement/prospectus as Annex B and Annex C,
respectively), which be approved as the amended and
restated certificate of incorporation and the bylaws of
New Mondee, effective at the First Effective Time. |
Management |
For |
For |
|
|
4a. |
Advisory Governing Documents Proposal A-RESOLVED,
as a non- binding advisory resolution that the change in
the authorized share capital of ITHAX, first (a) upon the
Domestication, from (i) US$111,000 divided into
100,000,000 Class A ordinary shares of US$0.001 each,
10,000,000 Class B ordinary shares of US$0.001 and
1,000,000 preference shares of US$0.001 each, to (ii)
US$111,000 divided into 100,000,000 shares of Class A
common stock, par value $0.0001 per share ("New
Mondee Common Stock"), ...(due to space limits, see
proxy material for full proposal). |
Management |
For |
For |
|
|
4b. |
Advisory Governing Documents Proposal B-RESOLVED,
as a non- binding advisory resolution that the
authorization to the New Mondee Board to issue any or
all shares of New Mondee Preferred Stock in one or more
classes or series, with such terms and conditions as may
be expressly determined by the New Mondee Board and
as may be permitted by the DGCL be approved. |
Management |
For |
For |
|
|
4c. |
Advisory Governing Documents Proposal C-RESOLVED,
as a non- binding advisory resolution that the removal of
the ability of New Mondee stockholders to take action by
written consent in lieu of a meeting provided, however
that the holders of New Mondee Preferred Stock may
take action by written consent to the extent provided by
the Certificate of Designation with respect to the New
Mondee Preferred Stock, be approved. |
Management |
For |
For |
|
|
4d. |
Advisory Governing Documents Proposal D-RESOLVED,
as a non- binding advisory resolution that the
replacement of the Existing Governing Documents be
approved and that all other changes necessary or, as
mutually agreed in good faith by ITHAX and Mondee,
desirable in connection with the replacement of Existing
Governing Documents with the Proposed Charter and
Proposed Bylaws (copies of which are attached to the
proxy statement/prospectus as Annex B and Annex C,
respectively) as ...(due to space limits, see proxy material
for full proposal). |
Management |
For |
For |
|
|
4e. |
Advisory Governing Documents Proposal E-RESOLVED,
as a non- binding advisory resolution that the election of
New Mondee to not be governed by Section 203 of the
DGCL and limiting certain corporate takeovers by
interested stockholders be approved. |
Management |
For |
For |
|
|
5. |
The Nasdaq Proposal-RESOLVED, as an ordinary
resolution, that for the purposes of complying with the
applicable provisions of Nasdaq Listing Rule 5635, the
issuance of 7,000,000 shares of New Mondee Common
Stock in the PIPE Financing be approved and adopted in
all respects. |
Management |
For |
For |
|
|
7. |
The Equity Incentive Plan Proposal-RESOLVED, as an
ordinary resolution, that the New Mondee 2022 Equity
Incentive Plan, a copy of which is attached to the proxy
statement/prospectus as Annex D, be adopted and
approved. |
Management |
For |
For |
|
|
8. |
The Equity Stock Purchase Plan Proposal-RESOLVED,
as an ordinary resolution, that the New Mondee
Employee Stock Purchase Plan, a copy of which is
attached to the proxy statement/prospectus as Annex E,
be adopted and approved. |
Management |
For |
For |
|
|
9. |
The Adjournment Proposal-RESOLVED, as an ordinary
resolution, that the adjournment of the extraordinary
general meeting to a later date or dates (A) to solicit
additional proxies for the purpose of obtaining approval
by the ITHAX shareholders of each of the proposals
necessary to consummate the transactions contemplated
by the Business Combination Agreement, (B) for the
absence of a quorum or (C) if the holders of the Class A
ordinary shares have elected to redeem a number of
Class ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
9,398 |
0 |
30-Jun-2022 |
30-Jun-2022 |
|
BLACKROCK DEBT STRATEGIES FD INC |
|
|
Security |
09255R202 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
DSU |
|
|
|
Meeting Date |
25-Jul-2022 |
|
ISIN |
US09255R2022 |
|
|
|
Agenda |
935675059 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Frank J. Fabozzi |
|
Split |
Split |
|
|
|
2 |
Robert Fairbairn |
|
Split |
Split |
|
|
|
3 |
J. Phillip Holloman |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
36,414 |
0 |
22-Jul-2022 |
22-Jul-2022 |
|
BARINGS GBL SHORT DURATION H/Y FUND |
|
|
Security |
06760L100 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BGH |
|
|
|
Meeting Date |
08-Aug-2022 |
|
ISIN |
US06760L1008 |
|
|
|
Agenda |
935685872 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
David M. Mihalick |
|
Split |
Split |
|
|
|
2 |
Dr.Bernard A Harris Jr. |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
39,280 |
0 |
05-Aug-2022 |
05-Aug-2022 |
|
INVESCO HIGH INCOME TRUST II |
|
|
Security |
46131F101 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
VLT |
|
|
|
Meeting Date |
08-Aug-2022 |
|
ISIN |
US46131F1012 |
|
|
|
Agenda |
935687737 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Cynthia Hostetler |
|
Split |
Split |
|
|
|
2 |
Eli Jones |
|
Split |
Split |
|
|
|
3 |
Prema Mathai-Davis |
|
Split |
Split |
|
|
|
4 |
Ann Barnett Stern |
|
Split |
Split |
|
|
|
5 |
Daniel S. Vandivort |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
15,101 |
0 |
05-Aug-2022 |
05-Aug-2022 |
|
ARIES I ACQUISITION CORP. |
|
|
Security |
G0542N107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
RAM |
|
|
|
Meeting Date |
12-Aug-2022 |
|
ISIN |
KYG0542N1079 |
|
|
|
Agenda |
935696611 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1) |
The Extension Amendment Proposal - "RESOLVED, as a
special resolution, that the Articles of Association of Aries
currently in effect be amended and restated by the
deletion in their entirety and the substitution in their place
of the Second Amended and Restated Articles of
Association of Aries (a copy of which is attached to the
proxy statement for this Meeting as Annex A)." |
Management |
For |
For |
|
|
2) |
The Trust Agreement Amendment Proposal - To approve
an amendment to the Company's Investment
Management Trust Agreement, dated May 18, 2021, by
and between Aries and Continental Stock Transfer &
Trust Company, allowing Aries to extend the Business
Combination Period up to twelve (12) times for an
additional one (1) month each time from 08/21/2022 to
08/21/2023 by depositing into the trust account, for each
one-month extension, the lesser of (a) $120,000 and (b)
$0.035 for each Class A ordinary share outstanding after
giving effect to the Redemption. |
Management |
For |
For |
|
|
3) |
The Adjournment Proposal - To adjourn the special
meeting of Aries shareholders to a later date or dates, if
necessary, to permit further solicitation and vote of
Proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the Extension Amendment Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
13,790 |
0 |
09-Aug-2022 |
09-Aug-2022 |
|
BNY MELLON HIGH YIELD STRATEGIES FUND |
|
|
Security |
09660L105 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
DHF |
|
|
|
Meeting Date |
16-Aug-2022 |
|
ISIN |
US09660L1052 |
|
|
|
Agenda |
935686494 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Bradley J. Skapyak |
|
Split |
Split |
|
|
|
2 |
Roslyn M. Watson |
|
Split |
Split |
|
|
|
3 |
Benaree Pratt Wiley |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
101,960 |
0 |
15-Aug-2022 |
15-Aug-2022 |
|
GIGINTERNATIONAL1, INC. |
|
|
Security |
37518W106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GIW |
|
|
|
Meeting Date |
19-Aug-2022 |
|
ISIN |
US37518W1062 |
|
|
|
Agenda |
935698615 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment: Amend the Company's Amended
and Restated Certificate of Incorporation, giving the
Company the right to extend the date by which it has to
consummate a business combination six (6) times for an
additional one (1) month each time, from August 21, 2022
to February 21, 2023 (i.e., for a period of time ending 21
months from the consummation of its initial public
offering). |
Management |
For |
For |
|
|
2. |
Trust Amendment: Amend the Company's investment
management trust agreement, dated as of May 18, 2021,
by and between the Company and Continental Stock
Transfer & Trust Company, allowing the Company to
extend the Combination Period six (6) times for an
additional one (1) month each time from August 21, 2022
to February 21, 2023 by depositing into the Trust Account
for each one-month extension the lesser of: $200,000 or
$0.05 per share multiplied by the number of public shares
then outstanding. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,064 |
0 |
15-Aug-2022 |
15-Aug-2022 |
|
LAKESHORE AQUISITION I CORP. |
|
|
Security |
G53521103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
LAAA |
|
|
|
Meeting Date |
07-Sep-2022 |
|
ISIN |
KYG535211034 |
|
|
|
Agenda |
935703567 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Proposal - Approval of an amendment to the
company's amended and restated memorandum & AOA
(together, the "Existing Charter") (i) extend from
September 15, 2022 ("Original Termination Date") to
December 15, 2022 ("Extended Date"), date by which, if
the company has not consummated a merger,
amalgamation, share exchange, asset acquisition, share
purchase, reorganization or similar business combination
involving one or more businesses or entities. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal- Approval of adjournment of the
General Meeting by the chairman thereof to a later date,
if necessary, under certain circumstances, to solicit
additional proxies for purpose of approving extension
proposal, to amended extension proposal, or to allow
reasonable additional time for filing or mailing of any
supplemental or amended disclosure that the company
has determined in good faith after consultation with
outside legal counsel is required under applicable law
and for such supplemental or amended. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
8,972 |
0 |
30-Aug-2022 |
30-Aug-2022 |
|
GOLDEN PATH ACQUISITION CORPORATION |
|
|
Security |
G4028H105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GPCO |
|
|
|
Meeting Date |
08-Sep-2022 |
|
ISIN |
KYG4028H1056 |
|
|
|
Agenda |
935704470 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Approval of the Business Combination (the "Business
Combination Proposal" or "Proposal 1"). |
Management |
For |
For |
|
|
2. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Guohui Kang |
|
For |
For |
|
|
|
2 |
Wei Peng |
|
For |
For |
|
|
|
3 |
Mi Zhou |
|
For |
For |
|
|
|
4 |
Han Qin |
|
For |
For |
|
|
|
5 |
Jun Liu |
|
For |
For |
|
|
|
6 |
Xu Zhang |
|
For |
For |
|
|
3. |
Approval for purposes of complying with the applicable
provisions of Nasdaq Listing Rule 5635(d), the issuance
by Golden Path of an aggregate of 44,554,455 newly
issued Golden Path ordinary shares to the MC
shareholders pursuant to the Merger Agreement and the
issuance of an aggregate of 380,000 ordinary shares as
compensation to Peace Asset Management for services
provided by Peace Asset Management in connection with
sourcing MC as a business combination candidate (the
"Nasdaq Stock Issuance Proposal" or "Proposal 3"). |
Management |
For |
For |
|
|
4. |
Approval by way of special resolution to change the
name of Golden Path to MicroCloud Hologram Inc. (the
"Name Change Proposal" or "Proposal 4"). For the
purposes of the laws of the Cayman Islands, the full text
of the resolution is as follows: "RESOLVED, as a special
resolution, that the Company change its name from
"Golden Path Acquisition Corporation" to "MicroCloud
Hologram Inc." and, subject to the provisions of the
Companies Act (Revised), the change of name shall take
effect immediately from the passing this resolution;". |
Management |
For |
For |
|
|
5. |
Approval by way of special resolution of all other changes
in connection with the amendment, restatement and
replacement of the Golden Path's memorandum and
articles of association including, among other things, (1)
making New Golden Path's corporate existence
perpetual, and (2) removing certain provisions related to
Golden Path's status as a blank check company that will
no longer be applicable upon consummation of the
Business Combination (the "Articles Amendment
Proposal" or ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
6. |
Approval to adjourn the Extraordinary General Meeting
under certain circumstances, which is more fully
described in the accompanying proxy statement, which
we refer to as the "Adjournment Proposal" or Proposal 6")
and, together with the Business Combination Proposal,
the Director Election Proposal, the Nasdaq Stock
Issuance Proposal, the Name Change Proposal, the
Articles Amendment Proposal and the Adjournment
Proposal, the "Proposals.". |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,453 |
0 |
30-Aug-2022 |
30-Aug-2022 |
|
SPK ACQUISITION CORP. |
|
|
Security |
848651105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
SPK |
|
|
|
Meeting Date |
09-Sep-2022 |
|
ISIN |
US8486511053 |
|
|
|
Agenda |
935705181 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
CHARTER AMENDMENT PROPOSAL - APPROVAL OF
AN AMENDMENT TO THE COMPANY'S AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION
TO EXTEND THE DATE BY WHICH THE COMPANY
HAS TO CONSUMMATE A BUSINESS COMBINATION
(THE "EXTENSION") SIX (6) TIMES FOR AN
ADDITIONAL ONE (1) MONTH EACH TIME UNTIL
MARCH 10, 2023 IF APPROVED BY THE COMPANY'S
BOARD OF DIRECTORS. |
Management |
For |
For |
|
|
2. |
TRUST AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED INVESTMENT MANAGEMENT TRUST
AGREEMENT, DATED AS OF JUNE 3, 2022 (THE
"TRUST AGREEMENT"), BY AND BETWEEN THE
COMPANY AND CONTINENTAL STOCK TRANSFER &
TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE
COMPANY TO EXTEND THE COMBINATION PERIOD
SIX (6) TIMES FOR AN ADDITIONAL ONE-MONTH
PERIOD EACH TIME, FROM SEPTEMBER 10, 2022 UP
TO MARCH 10, 2023 (THE "TRUST AMENDMENT") BY
DEPOSITING INTO THE TRUST ACCOUNT $50,000
FOR EACH ONE-MONTH EXTENSION. |
Management |
For |
For |
|
|
3. |
ADJOURNMENT - APPROVAL TO DIRECT THE
CHAIRMAN OF THE GENERAL MEETING TO
ADJOURN THE GENERAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION AND VOTE OF PROXIES IF,
BASED UPON THE TABULATED VOTE AT THE TIME
OF THE MEETING, THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE PROPOSAL 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
21,054 |
0 |
02-Sep-2022 |
02-Sep-2022 |
|
PIONEER FLOATING RATE TRUST |
|
|
Security |
72369J102 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
PHD |
|
|
|
Meeting Date |
15-Sep-2022 |
|
ISIN |
US72369J1025 |
|
|
|
Agenda |
935697904 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Director to serve until the third annual
meeting: John E. Baumgardner, Jr. |
Management |
Split |
Split |
|
|
1.2 |
Election of Director to serve until the third annual
meeting: Lisa M. Jones |
Management |
Split |
Split |
|
|
1.3 |
Election of Director to serve until the third annual
meeting: Lorraine H. Monchak |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
4,600 |
0 |
14-Sep-2022 |
14-Sep-2022 |
|
FIRST TRUST HY OPPORTUNITIES 2027 TERM |
|
|
Security |
33741Q107 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
FTHY |
|
|
|
Meeting Date |
19-Sep-2022 |
|
ISIN |
US33741Q1076 |
|
|
|
Agenda |
935701044 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Class III Trustee for a three-year term: James
A. Bowen |
Management |
Split |
Split |
|
|
1.2 |
Election of Class III Trustee for a three-year term: Robert
F. Keith |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
43,464 |
0 |
16-Sep-2022 |
16-Sep-2022 |
|
MODEL PERFORMANCE ACQUISITION CORP |
|
|
Security |
G6246M105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MPAC |
|
|
|
Meeting Date |
28-Sep-2022 |
|
ISIN |
VGG6246M1059 |
|
|
|
Agenda |
935710170 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL
THREE MONTH EACH TIME FROM OCTOBER 12,
2022 TO APRIL 12, 2023. |
Management |
For |
For |
|
|
2. |
ADJOURNMENT-APPROVAL TO DIRECT THE
CHAIRMAN OF THE EXTRAORDINARY GENERAL
MEETING TO ADJOURN THE EXTRAORDINARY
GENERAL MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER SOLICITATION
AND VOTE OF PROXIES IF, BASED UPON THE
TABULATED VOTE AT THE TIME OF THE MEETING,
THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE PROPOSAL 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
20,604 |
0 |
12-Sep-2022 |
12-Sep-2022 |
|
NOCTURNE ACQUISITION CORP. |
|
|
Security |
G6580S114 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MBTC |
|
|
|
Meeting Date |
04-Oct-2022 |
|
ISIN |
KYG6580S1140 |
|
|
|
Agenda |
935708466 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
Amended and Restated Memorandum and Articles of
Association to extend the date by which the Company
must consummate a business combination from October
5, 2022 to April 5, 2023. |
Management |
For |
For |
|
|
2.1 |
Appointment of Director to serve until the 2024 annual
general meeting: Henry Monzon |
Management |
For |
For |
|
|
2.2 |
Appointment of Director to serve until the 2024 annual
general meeting: Ka Seng (Thomas) Ao |
Management |
For |
For |
|
|
2.3 |
Appointment of Director to serve until the 2024 annual
general meeting: Simon Choi |
Management |
For |
For |
|
|
2.4 |
Appointment of Director to serve until the 2024 annual
general meeting: Kashan Zaheer Piracha |
Management |
For |
For |
|
|
2.5 |
Appointment of Director to serve until the 2024 annual
general meeting: Derek Yiyi Feng |
Management |
For |
For |
|
|
2.6 |
Appointment of Director to serve until the 2024 annual
general meeting: Ka Lok (Ivan) Wong |
Management |
For |
For |
|
|
2.7 |
Appointment of Director to serve until the 2024 annual
general meeting: Giuseppe Mangiacotti |
Management |
For |
For |
|
|
3. |
Auditor Ratification Proposal: Ratify the selection by the
Company's audit committee of Marcum LLP to serve as
the Company's independent registered public accounting
firm for the year ended December 31, 2022. |
Management |
For |
For |
|
|
4. |
Adjournment Proposal: Approve the adjournment of the
Extraordinary General Meeting in lieu of the 2022 Annual
General Meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes to approve the Extension
Amendment Proposal or if we determine that additional
time is necessary to effectuate the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
18,503 |
0 |
12-Sep-2022 |
12-Sep-2022 |
|
EATON VANCE SENIOR INCOME TRUST |
|
|
Security |
27826S103 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
EVF |
|
|
|
Meeting Date |
13-Oct-2022 |
|
ISIN |
US27826S1033 |
|
|
|
Agenda |
935704723 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
George J. Gorman |
|
Split |
Split |
|
|
|
2 |
Marcus L. Smith |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV32 |
RIVERNORTH
SPECIALTY
FINANCE CORP
FBO PERSHING |
997RV32 |
STATE
STREET BANK
& TRUST CO |
100,000 |
0 |
12-Oct-2022 |
12-Oct-2022 |
|
EATON VANCE SENIOR INCOME TRUST |
|
|
Security |
27826S103 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
EVF |
|
|
|
Meeting Date |
13-Oct-2022 |
|
ISIN |
US27826S1033 |
|
|
|
Agenda |
935704723 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
George J. Gorman |
|
Split |
Split |
|
|
|
2 |
Marcus L. Smith |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
38,061 |
0 |
12-Oct-2022 |
12-Oct-2022 |
|
LMF ACQUISITION OPPORTUNITIES, INC. |
|
|
Security |
502015100 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
LMAO |
|
|
|
Meeting Date |
18-Oct-2022 |
|
ISIN |
US5020151008 |
|
|
|
Agenda |
935716665 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Business Combination Proposal - To consider and vote
upon a Proposal to approve the transactions
contemplated under the Merger Agreement, dated as of
April 21, 2022, by and among LMAO, LMF Merger Sub,
Inc., a Delaware corporation and wholly-owned
subsidiary of LMAO and SeaStar Medical, Inc., a
Delaware corporation, a copy of which is attached to the
proxy statement/ prospectus as Annex A. |
Management |
For |
For |
|
|
2. |
Charter Approval Proposal - To consider and vote upon a
Proposal to approve the Second Amended and Restated
Certificate of Incorporation of LMAO, a copy of which is
attached to the proxy statement/prospectus as Annex B. |
Management |
For |
For |
|
|
3a. |
Governance Proposal 3A - To (i) reclassify LMAO's
existing 100,000,000 authorized shares of Class A
Common Stock into 100,000,000 authorized shares of
Common Stock (after giving effect to the conversion of
each outstanding share of Class B Common Stock to
Class A Common Stock under the terms of LMAO's
current certificate of incorporation) and (ii) increase the
number of shares of preferred stock LMAO is authorized
to issue from 1,000,000 shares to 10,000,000 shares. |
Management |
For |
For |
|
|
3b. |
Governance Proposal 3B - To change the classification of
the Board from two classes of directors with staggered
two-year terms to three classes of directors with
staggered three-year terms. |
Management |
For |
For |
|
|
3c. |
Governance Proposal 3C - To require the vote of at least
two- thirds (66 and 2/3%) of the outstanding shares of
capital stock, voting together as a single class, rather
than a simple majority, to remove a director from office. |
Management |
For |
For |
|
|
3d. |
Governance Proposal 3D - To remove certain provisions
related to LMAO's status as a special purpose acquisition
company that will no longer be relevant following the
Business Combination. |
Management |
For |
For |
|
|
4. |
Stock Plan Proposal - To consider and vote upon a
Proposal to approve the LMF Acquisition Opportunities,
Inc. 2022 Omnibus Incentive Plan, a copy of which is to
be attached to the proxy statement/prospectus as Annex
D. |
Management |
For |
For |
|
|
5. |
ESPP Proposal - To consider and vote upon a Proposal
to approve the LMF Acquisition Opportunities, Inc. 2022
Employee Stock Purchase Plan, a copy of which is to be
attached to the proxy statement/prospectus as Annex E. |
Management |
For |
For |
|
|
6. |
Nasdaq Proposal - To consider and vote upon a Proposal
to approve, for purposes of complying with Nasdaq
Listing Rule 5635, the issuance of shares of Common
Stock and securities convertible into or exercisable for
Common Stock in the Business Combination, the PIPE
Investment, and the Common Stock Investment. |
Management |
For |
For |
|
|
7. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Andres Lobo* |
|
For |
For |
|
|
|
2 |
Rick Barnett* |
|
For |
For |
|
|
|
3 |
Bruce Rodgers+ |
|
For |
For |
|
|
|
4 |
Richard Russell+ |
|
For |
For |
|
|
|
5 |
Allan Collins+ |
|
For |
For |
|
|
|
6 |
Eric Schlorff# |
|
For |
For |
|
|
|
7 |
Kenneth Van Heel# |
|
For |
For |
|
|
8. |
Adjournment Proposal - To consider and vote upon a
Proposal to approve the adjournment of the meeting by
the chairman thereof to a later date, if necessary. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
34,075 |
0 |
11-Oct-2022 |
11-Oct-2022 |
|
VENUS ACQUISITION CORPORATION |
|
|
Security |
G9420F102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
VENA |
|
|
|
Meeting Date |
21-Oct-2022 |
|
ISIN |
KYG9420F1028 |
|
|
|
Agenda |
935719483 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To Approve the Merger Agreement, dated as of June 10,
2021, as amended, by and among Venus, Venus
Acquisition Merger Subsidiary, Inc., VIYI Algorithm Inc.
("VIYI") and WiMi Hologram Cloud Inc. (collectively
referred to as the "Business Combination"). This proposal
is referred to as the "Business Combination Proposal" or
"Proposal No. 1". |
Management |
For |
For |
|
|
2. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Jie Zhao |
|
For |
For |
|
|
|
2 |
Min Shu |
|
For |
For |
|
|
|
3 |
Shan Cui |
|
For |
For |
|
|
|
4 |
Haixia Zhao |
|
For |
For |
|
|
|
5 |
Wengang Kang |
|
For |
For |
|
|
3. |
To Approve for purposes of complying with the applicable
provisions of Nasdaq Listing Rule 5635(d), the issuance
by Venus of an aggregate of 39,603,961 Venus ordinary
shares to the VIYI shareholders pursuant to the Merger
Agreement. This proposal is referred to as the "Nasdaq
Stock Issuance Proposal" or "Proposal No. 3". |
Management |
For |
For |
|
|
4. |
To Approve the amendments to increase the number of
authorized ordinary shares to 200,000,000 ordinary
shares ("Share Increase Proposal" or "Proposal No. 4").
For the purposes of the laws of the Cayman Islands, the
full text of the resolution is as follows: "RESOLVED, as
an ordinary resolution, that the authorized share capital of
the Company be amended from USD50,000 divided into
50,000,000 ordinary shares of par value USD0.001 each
into USD200,000 divided into 200,000,000 ordinary
shares of par value USD0.001 each;" |
Management |
For |
For |
|
|
5. |
To Approve by way of special resolution of amendments
to Venus' memorandum and articles of association to
change its name to MicroAlgo Inc. (the "Name Change
Proposal" or "Proposal No. 5") For the purposes of the
laws of the Cayman Islands, the full text of the resolution
is as follows: "RESOLVED, as a special resolution, that
the Company change its name from "Venus Acquisition
Corporation" to "MicroAlgo Inc." and, subject to the
provisions of the Companies Act (Revised), the change of
name take effect immediately from the passing this
resolution;" |
Management |
For |
For |
|
|
6. |
To Approve by way of special resolution of all other
changes in connection with the amendment, restatement
and replacement of the Venus' memorandum and articles
of association including, among other things, (1) making
New Venus' corporate existence perpetual, and (2)
removing certain provisions related to Venus' status as a
blank check company that will no longer be applicable
upon consummation of the Business Combination (the
"Articles Amendment Proposal" or "Proposal No. 6"). For
the ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
7. |
To Approve to adjourn the Extraordinary General Meeting
under certain circumstances, which is more fully
described in the accompanying proxy statement, which
we refer to as the "Adjournment Proposal" or "Proposal
No. 7") and, together with the Business Combination
Proposal, the Director Election Proposal, the Nasdaq
Stock Issuance Proposal, the Share Increase Proposal,
the Name Change Proposal, the Articles Amendment
Proposal and the Adjournment Proposal, collectively the
"Proposals." |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
35,317 |
0 |
17-Oct-2022 |
17-Oct-2022 |
|
IGNYTE ACQUISITION CORP. |
|
|
Security |
45175H106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
IGNY |
|
|
|
Meeting Date |
24-Oct-2022 |
|
ISIN |
US45175H1068 |
|
|
|
Agenda |
935720626 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Business Combination Proposal: To approve and adopt
the Business Combination Agreement, dated as of April
28, 2022, by and between Ignyte Acquisition Corp.,
Ignyte Korea Co, Ltd. and Peak Bio Co., Ltd., including
the transactions contemplated thereby. |
Management |
For |
For |
|
|
2. |
Governing Documents Proposal: To consider and vote
upon (a) the adoption of Ignyte's Second Amended and
Restated Certificate of Incorporation and Ignyte's
Amended and Restated Bylaws, which supersede the
existing Amended and Restated Certificate of
Incorporation of Ignyte and the Bylaws of Ignyte. |
Management |
For |
For |
|
|
3. |
Nasdaq Proposal: To consider and vote upon a proposal
to approve, for purposes of complying with Nasdaq
Listing Rule 5635, the issuance of more than 20% of
Ignyte's Common Stock in connection with the Business
Combination and the PIPE Financing. |
Management |
For |
For |
|
|
4. |
Incentive Plan Proposal: To consider and vote upon a
proposal to approve and adopt a new long-term incentive
plan in form and substance reasonably acceptable to
Ignyte and Peak Bio, a copy of which is attached to the
accompanying proxy statement as Annex J. |
Management |
For |
For |
|
|
5. |
Director Election Proposal: To consider and vote upon a
proposal to elect up to seven (7) directors, effective as of
and contingent upon the consummation of the Business
Combination, to serve on Peak Bio, Inc.'s board of
directors until the expiration of their applicable term, and
until their respective successors are duly elected and
qualified or until their earlier resignation, removal or
death. |
Management |
For |
For |
|
|
6. |
Adjournment Proposal: To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if there are
insufficient votes for, or otherwise in connection with, the
approval of the Proposals 1 through 5. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
7,518 |
0 |
17-Oct-2022 |
17-Oct-2022 |
|
PROGRESS ACQUISITION CORP. |
|
|
Security |
74327P105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
PGRW |
|
|
|
Meeting Date |
27-Oct-2022 |
|
ISIN |
US74327P1057 |
|
|
|
Agenda |
935722428 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from November 8,
2022 to May 8, 2023 or such earlier date as determined
by the board of directors. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal: Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
17,658 |
0 |
20-Oct-2022 |
20-Oct-2022 |
|
IGNYTE ACQUISITION CORP. |
|
|
Security |
45175H106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
IGNY |
|
|
|
Meeting Date |
31-Oct-2022 |
|
ISIN |
US45175H1068 |
|
|
|
Agenda |
935724876 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment: Amend the Company's Amended
and Restated Certificate of Incorporation, giving the
Company the right to extend the date by which it has to
consummate a business combination six (6) times for an
additional one (1) month each time, from November 1,
2022 to May 1, 2023 (i.e., for a period of time ending 27
months from the consummation of its initial public
offering). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
7,518 |
0 |
26-Oct-2022 |
26-Oct-2022 |
|
MAQUIA CAPITAL ACQUISITION CORPORATION |
|
|
Security |
56564V101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MAQC |
|
|
|
Meeting Date |
03-Nov-2022 |
|
ISIN |
US56564V1017 |
|
|
|
Agenda |
935722909 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from November 7,
2022 to May 7, 2023 or such earlier date as determined
by the board of directors. |
Management |
For |
For |
|
|
2.1 |
Election of Class I Director: Pedro Manuel Zorrilla
Velasco |
Management |
For |
For |
|
|
2.2 |
Election of Class I Director: Luis Antonio Marquez-Heine |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
12,687 |
0 |
26-Oct-2022 |
26-Oct-2022 |
|
GLOBAL CONSUMER ACQUISITION CORP. |
|
|
Security |
37892B108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GACQ |
|
|
|
Meeting Date |
10-Nov-2022 |
|
ISIN |
US37892B1089 |
|
|
|
Agenda |
935721325 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Luminex Business Combination Proposal - To
consider and vote, assuming the Charter Proposal (as
defined below) is approved and adopted, upon a proposal
to approve the transactions contemplated under the
Luminex SPA (such proposal, the "Luminex Business
Combination Proposal"). A copy of the Luminex SPA is
attached to the proxy statement as Annex A. |
Management |
For |
For |
|
|
2. |
The GP Global Business Combination Proposal - To
consider and vote, assuming the Charter Proposal is
approved and adopted, upon a proposal to approve the
transactions contemplated under the GP Global SPA
(such proposal, the "GP Global Business Combination
Proposal"). A copy of the GP Global SPA is attached to
the proxy statement as Annex B. |
Management |
For |
For |
|
|
3. |
The Charter Proposal - to consider and vote, assuming
that the Luminex Business Combination Proposal is
approved and adopted, upon a proposal to approve the
proposed Second Amended and Restated Certificate of
Incorporation of GACQ, a copy of which is attached to the
proxy statement as Annex C (the "Proposed Charter,"
and such proposal, the "Charter Proposal"). |
Management |
For |
For |
|
|
4a. |
The Advisory Charter Proposal A - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Name of the Combined
Company. |
Management |
For |
For |
|
|
4b. |
The Advisory Charter Proposal B - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Provisions Specific to a
Blank Check Company. |
Management |
For |
For |
|
|
4c. |
The Advisory Charter Proposal C - To approve and
adopt, on a non- binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Authorized Shares of
Combined Company's Preferred Stock. |
Management |
For |
For |
|
|
4d. |
The Advisory Charter Proposal D - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Voting Threshold for
Director Removal. |
Management |
For |
For |
|
|
4e. |
The Advisory Charter Proposal E - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Business Combinations. |
Management |
For |
For |
|
|
5. |
The Nasdaq Proposal - To consider and vote upon a
proposal to approve the issuance of more than 20% of
the issued and outstanding shares of GACQ Common
Stock in connection with the issuance of a maximum of
8,170,000 shares of GACQ Common Stock (subject to
adjustment as described in the Proxy Statement)
pursuant to the terms of the GP Global SPA, which will
result in a change of control, as required by Nasdaq
Listing Rule 5635(a) and 5635(b) (such proposal, the
"Nasdaq Proposal"). |
Management |
For |
For |
|
|
6a. |
Election of Director: Sergio Pedreiro |
Management |
For |
For |
|
|
6b. |
Election of Director: Rohan Ajila |
Management |
For |
For |
|
|
6c. |
Election of Director: Gautham Pai |
Management |
For |
For |
|
|
6d. |
Election of Director: Art Drogue |
Management |
For |
For |
|
|
6e. |
Election of Director: Tom Clausen |
Management |
For |
For |
|
|
6f. |
Election of Director: Dennis Tse |
Management |
For |
For |
|
|
7. |
The Incentive Plan Proposal - To consider and vote,
assuming the Luminex Business Combination Proposal is
approved and adopted, upon a proposal to approve the
Ascense Brands Inc. 2022 Omnibus Incentive Plan, a
copy of which is attached to the proxy statement as
Annex D, in connection with the Business Combinations
(the "Equity Incentive Plan," and such proposal, the
"Incentive Plan Proposal"). |
Management |
For |
For |
|
|
8. |
The Current Charter Amendment Proposal - To consider
and vote upon a proposal to modify Article SIXTH (D) in
the Current Charter in order to expand the methods that
GACQ may employ to not become subject to the "penny
stock" rules of the Securities and Exchange Commission
(such proposal, the "Current Charter Amendment
Proposal"). |
Management |
For |
For |
|
|
9. |
The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Meeting, there are not sufficient votes to approve
each of the Luminex Business Combination Proposal, GP
Global Business Combination Proposal, the Charter
Proposal, the Nasdaq Proposal, the Directors Proposal,
the Incentive Plan Proposal, and the Current Charter
Amendment Proposal (such proposal, the "Adjournment
Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
11,064 |
0 |
31-Oct-2022 |
31-Oct-2022 |
|
VENUS ACQUISITION CORPORATION |
|
|
Security |
G9420F102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
VENA |
|
|
|
Meeting Date |
10-Nov-2022 |
|
ISIN |
KYG9420F1028 |
|
|
|
Agenda |
935726109 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Proposal. Amend Venus' Amended and
Restated Memorandum and Articles of Association to
extend the date by Venus must consummate its initial
business combination to December 11, 2022, by
amending the Amended and Restated Memorandum and
Articles of Association to delete the existing Section 48.7
and 48.8 thereof and replacing it with the new Section
48.7 and 48.8 in the form set forth in Annex A of the
accompanying proxy statement. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal. To direct the chairman of the
Extraordinary General Meeting to adjourn the
Extraordinary General Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Extraordinary General Meeting, there are not
sufficient votes to approve the Proposals 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
35,317 |
0 |
02-Nov-2022 |
02-Nov-2022 |
|
DATA KNIGHTS ACQUISITION CORP. |
|
|
Security |
237699103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DKDCA |
|
|
|
Meeting Date |
11-Nov-2022 |
|
ISIN |
US2376991038 |
|
|
|
Agenda |
935727579 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: IT IS RESOLVED, that
subject to and conditional upon the trust account, which
is governed by the investment management trust
agreement entered into between the Company and
Continental Stock Transfer & Trust Company on May 11,
2021 (the Trust Agreement), having net tangible assets of
at least US$5,000,001 as at the date of this resolution,
the first amendment to the second amended and restated
certificate of incorporation, a copy of which is attached to
the accompanying proxy statement as Annex A. |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal: IT IS RESOLVED THAT
subject to and conditional upon the trust account, which
is governed by Trust Agreement, having net tangible
assets of at least US$5,000,001 as at the date of this
resolution, the Trust Agreement be amended in the form
set forth in Annex B to the accompanying proxy
statement to allow the Company to extend the date by
which the Company has to complete a business
combination from November 11, 2022 to August 11, 2023
via nine one-month extensions provided the Company
deposits into its trust account. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: IT IS RESOLVED THAT, the
adjournment of the Special Meeting to a later date or
dates to permit further solicitation of proxies to be
determined by the chairman of the Special Meeting be
confirmed, adopted, approved and ratified in all respects,
which we refer to as the "Adjournment Proposal." |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
16,697 |
0 |
02-Nov-2022 |
02-Nov-2022 |
|
MOUNTAIN CREST ACQUISITION CORP III |
|
|
Security |
62402U107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MCAE |
|
|
|
Meeting Date |
17-Nov-2022 |
|
ISIN |
US62402U1079 |
|
|
|
Agenda |
935724408 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
EXTENSION AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") UNTIL FEBRUARY 20, 2023. |
Management |
For |
For |
|
|
2. |
ADJOURNMENT - APPROVAL TO DIRECT THE
CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION AND VOTE OF PROXIES IF, BASED
UPON THE TABULATED VOTE AT THE TIME OF THE
MEETING, THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE PROPOSAL 1. |
Management |
For |
For |
|
|
3. |
TRUST AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S INVESTMENT
MANAGEMENT TRUST AGREEMENT, DATED AS OF
MAY 17, 2021 (THE "TRUST AGREEMENT"), TO
PROVIDE THAT THE TIME FOR THE COMPANY TO
COMPLETE ITS INITIAL BUSINESS COMBINATION
UNDER THE TRUST AGREEMENT SHALL BE
EXTENDED FOR A PERIOD OF THREE MONTHS
FROM NOVEMBER 20, 2022 TO FEBRUARY 20, 2023
AND TO BE FURTHER EXTENDED TO THE EXTENT
THE COMPANY'S CERTIFICATE OF INCORPORATION
IS FURTHER AMENDED TO EXTEND THE BUSINESS
COMBINATION PERIOD. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,109 |
0 |
14-Nov-2022 |
14-Nov-2022 |
|
FORTRESS VALUE ACQUISITION CORP. III |
|
|
Security |
34964G107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FVT |
|
|
|
Meeting Date |
22-Nov-2022 |
|
ISIN |
US34964G1076 |
|
|
|
Agenda |
935732481 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal - To amend the Company's
Amended and Restated Certificate of Incorporation by
adopting the second amended and restated certificate of
incorporation in the form set forth in Annex A of the proxy
statement to amend the date by which the Company
must cease all operations except for the purpose of
winding up if it fails to complete a merger, capital stock
exchange, asset acquisition, stock purchase,
reorganization or similar business combination with one
or more ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 4, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, as trustee ("Continental"), pursuant to an
amendment to the Trust Agreement in the form set forth
in Annex B of the proxy statement to change the date on
which Continental must commence liquidation of the trust
account established in connection with the Company's
initial public ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates or sine die, if necessary,
either (x) to permit further solicitation and vote of proxies
if, based upon the tabulated vote at the time of the
Special Meeting, there are insufficient votes from the
holders of Class A common stock, par value $0.0001 per
share, and Class F common stock, par value $0.0001 per
share, to approve the Charter Amendment Proposal
and/or the Trust Amendment Proposal or (y) if the
Company's ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3,170 |
0 |
21-Nov-2022 |
21-Nov-2022 |
|
FORTRESS VALUE ACQUISITION CORP. III |
|
|
Security |
34964G206 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FVTU |
|
|
|
Meeting Date |
22-Nov-2022 |
|
ISIN |
US34964G2066 |
|
|
|
Agenda |
935732481 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal - To amend the Company's
Amended and Restated Certificate of Incorporation by
adopting the second amended and restated certificate of
incorporation in the form set forth in Annex A of the proxy
statement to amend the date by which the Company
must cease all operations except for the purpose of
winding up if it fails to complete a merger, capital stock
exchange, asset acquisition, stock purchase,
reorganization or similar business combination with one
or more ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 4, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, as trustee ("Continental"), pursuant to an
amendment to the Trust Agreement in the form set forth
in Annex B of the proxy statement to change the date on
which Continental must commence liquidation of the trust
account established in connection with the Company's
initial public ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates or sine die, if necessary,
either (x) to permit further solicitation and vote of proxies
if, based upon the tabulated vote at the time of the
Special Meeting, there are insufficient votes from the
holders of Class A common stock, par value $0.0001 per
share, and Class F common stock, par value $0.0001 per
share, to approve the Charter Amendment Proposal
and/or the Trust Amendment Proposal or (y) if the
Company's ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
5 |
0 |
21-Nov-2022 |
21-Nov-2022 |
|
GOLDENBRIDGE ACQUISITION LIMITED |
|
|
Security |
G3970D104 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GBRG |
|
|
|
Meeting Date |
23-Nov-2022 |
|
ISIN |
VGG3970D1042 |
|
|
|
Agenda |
935725741 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
THE CHARTER AMENDMENT PROPOSAL -
APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") UP TO THREE (3) TIMES FOR AN
ADDITIONAL THREE MONTHS EACH TIME FROM
DECEMBER 4, 2022 TO SEPTEMBER 4, 2023. |
Management |
For |
For |
|
|
2. |
THE ADJOURNMENT PROPOSAL - APPROVAL TO
DIRECT THE CHAIRMAN OF THE EXTRAORDINARY
GENERAL MEETING TO ADJOURN THE
EXTRAORDINARY GENERAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION AND VOTE OF PROXIES IF,
BASED UPON THE TABULATED VOTE AT THE TIME
OF THE MEETING, THERE ARE NOT SUFFICIENT
VOTES TO APPROVE PROPOSAL 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
60,293 |
0 |
02-Nov-2022 |
02-Nov-2022 |
|
OCEANTECH ACQUISITIONS I CORP. |
|
|
Security |
675507107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
OTEC |
|
|
|
Meeting Date |
29-Nov-2022 |
|
ISIN |
US6755071072 |
|
|
|
Agenda |
935730324 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to complete a
business combination from 12/02/2022 to 06/02/2023, or
such earlier date as determined by the Board of
Directors, provided that Sponsor (or its affiliates or
permitted designees) will deposit into Trust Account
$125,000 for each such 1 month extension until
06/02/2023, unless the closing of the Company's initial
business combination shall have occurred, which we
refer to as "Extension Amendment Proposal." |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal: Amend the Company's
investment management trust agreement, dated as of
May 27, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, (i) allowing
the Company to extend the business combination period
from December 2, 2022 to June 2, 2023 and (ii) updating
certain defined terms in the Trust Agreement. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: Approve the adjournment of the
Special Meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes for, or otherwise in
connection with, the approval of the Extension
Amendment Proposal and the Trust Amendment
Proposal, which we refer to as the "Adjournment
Proposal." |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,253 |
0 |
03-Nov-2022 |
03-Nov-2022 |
|
ATLAS CREST INVESTMENT CORP. II |
|
|
Security |
049287204 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ACIIU |
|
|
|
Meeting Date |
01-Dec-2022 |
|
ISIN |
US0492872041 |
|
|
|
Agenda |
935736263 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Redemption Limit Elimination Proposal - To amend the
Company's amended and restated certificate of
incorporation (the "Certificate of Incorporation") to
eliminate the requirement that the Company retain at
least $5,000,001 of net tangible assets following the
redemption of the Company's Class A common stock, par
value $0.0001 per share, in connection with a Business
Combination (as defined in the Certificate of
Incorporation) and certain amendments of the Certificate
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Early Termination Proposal - To amend the Certificate of
Incorporation to change the date by which the Company
must consummate a Business Combination from
February 8, 2023 (the "Original Termination Date") to
such other date as shall be determined by the board of
directors of the Company and publicly announced by the
Company, provided that such other date shall be no
sooner than the date of the effectiveness of the
amendment to the Certificate of Incorporation pursuant to
the General ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
3. |
Early Termination Trust Amendment Proposal - To
amend the Investment Management Trust Agreement,
dated February 3, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, a New York corporation, as trustee
("Continental") to change the date on which Continental
must commence liquidation of the trust account
established in connection with the Company's initial
public offering from the Original Termination Date to the
Early ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
4. |
Adjournment Proposal - To adjourn the Stockholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Stockholder Meeting,
there are insufficient shares of common stock, par value
$0.0001 per share, represented (either in person or by
proxy) to constitute a quorum necessary to conduct
business at the Stockholder Meeting or at the time of the
Stockholder Meeting to approve the ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
2 |
0 |
29-Nov-2022 |
29-Nov-2022 |
|
ATLAS CREST INVESTMENT CORP. II |
|
|
Security |
049287105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ACII |
|
|
|
Meeting Date |
01-Dec-2022 |
|
ISIN |
US0492871050 |
|
|
|
Agenda |
935736263 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Redemption Limit Elimination Proposal - To amend the
Company's amended and restated certificate of
incorporation (the "Certificate of Incorporation") to
eliminate the requirement that the Company retain at
least $5,000,001 of net tangible assets following the
redemption of the Company's Class A common stock, par
value $0.0001 per share, in connection with a Business
Combination (as defined in the Certificate of
Incorporation) and certain amendments of the Certificate
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Early Termination Proposal - To amend the Certificate of
Incorporation to change the date by which the Company
must consummate a Business Combination from
February 8, 2023 (the "Original Termination Date") to
such other date as shall be determined by the board of
directors of the Company and publicly announced by the
Company, provided that such other date shall be no
sooner than the date of the effectiveness of the
amendment to the Certificate of Incorporation pursuant to
the General ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
3. |
Early Termination Trust Amendment Proposal - To
amend the Investment Management Trust Agreement,
dated February 3, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, a New York corporation, as trustee
("Continental") to change the date on which Continental
must commence liquidation of the trust account
established in connection with the Company's initial
public offering from the Original Termination Date to the
Early ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
4. |
Adjournment Proposal - To adjourn the Stockholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Stockholder Meeting,
there are insufficient shares of common stock, par value
$0.0001 per share, represented (either in person or by
proxy) to constitute a quorum necessary to conduct
business at the Stockholder Meeting or at the time of the
Stockholder Meeting to approve the ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
8,848 |
0 |
29-Nov-2022 |
29-Nov-2022 |
|
FORTISTAR SUSTAINABLE SOLUTIONS CORP |
|
|
Security |
34962M106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FSSI |
|
|
|
Meeting Date |
02-Dec-2022 |
|
ISIN |
US34962M1062 |
|
|
|
Agenda |
935737126 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal - To amend the
Company's Amended and Restated Certificate of
Incorporation by adopting the second amended and
restated certificate of incorporation in the form set forth in
Annex A of the proxy statement (the "Second Amended
and Restated Charter") to amend the date by which the
Company must cease all operations except for the
purpose of winding up if it fails to complete a merger,
capital stock exchange, asset acquisition, stock
purchase, reorganization or similar business ...(due to
space limits, see proxy statement for full proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 29, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, as trustee ("Continental"), pursuant to an
amendment to the Trust Agreement in the form set forth
in Annex B of the proxy statement to change the date on
which Continental must commence liquidation of the trust
account established in connection with the Company's
initial public ...(due to space limits, see proxy statement
for full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates or sine die, if necessary,
either (x) to permit further solicitation and vote of proxies
if, based upon the tabulated vote at the time of the
Special Meeting, there are insufficient votes from the
holders of Class A common stock par value $0.0001 per
share, and Class B Common Stock, par value $0.0001
per share, to approve the Charter Amendment Proposal
and/or the Trust Amendment Proposal or (y) if the
Company's ...(due to space limits, see proxy statement
for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
18,576 |
0 |
29-Nov-2022 |
29-Nov-2022 |
|
BLUE SAFARI GROUP ACQUISITION CORP. |
|
|
Security |
G1195R106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
BSGA |
|
|
|
Meeting Date |
05-Dec-2022 |
|
ISIN |
VGG1195R1064 |
|
|
|
Agenda |
935740224 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
APPROVAL OF AN AMENDMENT AND
RESTATEMENT TO THE COMPANY'S AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION - to, among other things, extend the date
by which the company has to consummate a business
combination (the "extension") up to four (4) times for an
additional three month each time from December 14,
2022 to December 14, 2023. |
Management |
For |
For |
|
|
2. |
APPROVAL OF ADJOURNMENT - to direct the
Chairman of the extraordinary general meeting to adjourn
the extraordinary general meeting to a later date or dates,
if necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the meeting, there are not sufficient votes to approve the
proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,124 |
0 |
29-Nov-2022 |
29-Nov-2022 |
|
CLARIM ACQUISITION CORP. |
|
|
Security |
18049C108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
CLRM |
|
|
|
Meeting Date |
07-Dec-2022 |
|
ISIN |
US18049C1080 |
|
|
|
Agenda |
935737152 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Redemption Limit Elimination Proposal - To amend the
Company's amended and restated certificate of
incorporation (the "Certificate of Incorporation") to
eliminate the requirement that the Company retain at
least $5,000,001 of net tangible assets following the
redemption of the Company's Class A common stock, par
value $0.0001 per share, in connection with a Business
Combination (as defined in the Certificate of
Incorporation) and certain amendments of the Certificate
of ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Early Termination Proposal - To amend the Certificate of
Incorporation to change the date by which the Company
must consummate a Business Combination from
February 2, 2023 (the "Original Termination Date") to
such other date as shall be determined by the board of
directors of the Company and publicly announced by the
Company, provided that such other date shall be no
sooner than the date of the effectiveness of the
amendment to the Certificate of Incorporation pursuant to
the ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
3. |
Early Termination Trust Amendment Proposal - To
amend the Investment Management Trust Agreement,
dated January 28, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, a New York corporation, as trustee
("Continental") to change the date on which Continental
must commence liquidation of the trust account
established in connection with the Company's initial
public offering from the Original Termination Date to the
Early ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
4. |
Adjournment Proposal - To adjourn the Stockholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Stockholder Meeting,
there are insufficient shares of common stock, par value
$0.0001 per share, represented (either in person or by
proxy) to constitute a quorum necessary to conduct
business at the Stockholder Meeting or at the time of the
Stockholder Meeting to approve the ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
7,515 |
0 |
30-Nov-2022 |
30-Nov-2022 |
|
CLARIM ACQUISITION CORP. |
|
|
Security |
18049C207 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
CLRMU |
|
|
|
Meeting Date |
07-Dec-2022 |
|
ISIN |
US18049C2070 |
|
|
|
Agenda |
935737152 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Redemption Limit Elimination Proposal - To amend the
Company's amended and restated certificate of
incorporation (the "Certificate of Incorporation") to
eliminate the requirement that the Company retain at
least $5,000,001 of net tangible assets following the
redemption of the Company's Class A common stock, par
value $0.0001 per share, in connection with a Business
Combination (as defined in the Certificate of
Incorporation) and certain amendments of the Certificate
of ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Early Termination Proposal - To amend the Certificate of
Incorporation to change the date by which the Company
must consummate a Business Combination from
February 2, 2023 (the "Original Termination Date") to
such other date as shall be determined by the board of
directors of the Company and publicly announced by the
Company, provided that such other date shall be no
sooner than the date of the effectiveness of the
amendment to the Certificate of Incorporation pursuant to
the ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
3. |
Early Termination Trust Amendment Proposal - To
amend the Investment Management Trust Agreement,
dated January 28, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, a New York corporation, as trustee
("Continental") to change the date on which Continental
must commence liquidation of the trust account
established in connection with the Company's initial
public offering from the Original Termination Date to the
Early ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
4. |
Adjournment Proposal - To adjourn the Stockholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Stockholder Meeting,
there are insufficient shares of common stock, par value
$0.0001 per share, represented (either in person or by
proxy) to constitute a quorum necessary to conduct
business at the Stockholder Meeting or at the time of the
Stockholder Meeting to approve the ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
2 |
0 |
30-Nov-2022 |
30-Nov-2022 |
|
Z-WORK ACQUISITION CORP. |
|
|
Security |
98880C201 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ZWRKU |
|
|
|
Meeting Date |
08-Dec-2022 |
|
ISIN |
US98880C2017 |
|
|
|
Agenda |
935737138 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal - To amend the Company's
Amended and Restated Certificate of Incorporation by
adopting the second amended and restated certificate of
incorporation in the form set forth in Annex A of the proxy
statement to amend the date by which the Company
must cease all operations except for the purpose of
winding up if it fails to complete a merger, capital stock
exchange, asset acquisition, stock purchase,
reorganization or similar business combination with one
or more ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 28, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, as trustee ("Continental"), pursuant to an
amendment to the Trust Agreement in the form set forth
in Annex B of the proxy statement to change the date on
which Continental must commence liquidation of the trust
account established in connection with the Company's
initial public ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates or sine die, if necessary,
either (x) to permit further solicitation and vote of proxies
if, based upon the tabulated vote at the time of the
Special Meeting, there are insufficient votes from the
holders of Class A common stock, par value $0.0001 per
share, and Class B Common Stock, par value $0.0001
per share, to approve the Charter Amendment Proposal
and/or the Trust Amendment Proposal or (y) if the
Company's ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
2 |
0 |
01-Dec-2022 |
01-Dec-2022 |
|
Z-WORK ACQUISITION CORP. |
|
|
Security |
98880C102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ZWRK |
|
|
|
Meeting Date |
08-Dec-2022 |
|
ISIN |
US98880C1027 |
|
|
|
Agenda |
935737138 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal - To amend the Company's
Amended and Restated Certificate of Incorporation by
adopting the second amended and restated certificate of
incorporation in the form set forth in Annex A of the proxy
statement to amend the date by which the Company
must cease all operations except for the purpose of
winding up if it fails to complete a merger, capital stock
exchange, asset acquisition, stock purchase,
reorganization or similar business combination with one
or more ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 28, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company, as trustee ("Continental"), pursuant to an
amendment to the Trust Agreement in the form set forth
in Annex B of the proxy statement to change the date on
which Continental must commence liquidation of the trust
account established in connection with the Company's
initial public ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates or sine die, if necessary,
either (x) to permit further solicitation and vote of proxies
if, based upon the tabulated vote at the time of the
Special Meeting, there are insufficient votes from the
holders of Class A common stock, par value $0.0001 per
share, and Class B Common Stock, par value $0.0001
per share, to approve the Charter Amendment Proposal
and/or the Trust Amendment Proposal or (y) if the
Company's ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3,756 |
0 |
01-Dec-2022 |
01-Dec-2022 |
|
SENIOR CONNECT ACQUISITION CORP. I |
|
|
Security |
81723H108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
SNRH |
|
|
|
Meeting Date |
09-Dec-2022 |
|
ISIN |
US81723H1086 |
|
|
|
Agenda |
935740933 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Proposal: Amend the Company's
Amended and Restated Certificate of Incorporation
pursuant to an amendment to the Charter in the form set
forth in Annex A of the accompanying proxy statement to
extend the date by which the Company must either (i)
consummate a merger, amalgamation, share exchange,
asset acquisition, share purchase, reorganization or
similar business combination, which we refer to as our
initial Business Combination, or (ii) cease its operations,
except for the ...(due to space limits, see proxy material
for full proposal). |
Management |
For |
For |
|
|
2. |
The Adjournment Proposal: Approve the adjournment of
the Special Meeting to a later date or dates, if necessary,
to permit further solicitation and vote of proxies in the
event that there are insufficient votes for, or otherwise in
connection with, the approval of the Extension Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,252 |
0 |
07-Dec-2022 |
07-Dec-2022 |
|
BIG SKY GROWTH PARTNERS, INC. |
|
|
Security |
08954L102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
BSKY |
|
|
|
Meeting Date |
12-Dec-2022 |
|
ISIN |
US08954L1026 |
|
|
|
Agenda |
935745147 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend the Company's Amended and Restated
Certificate of Incorporation to amend the date by which
the Company must cease its operations except for the
purpose of winding up if it fails to complete a merger,
capital stock exchange, asset acquisition, stock
purchase, reorganization or similar business combination
with one or more businesses, and redeem all of the
shares of Class A Common Stock, par value $0.0001 per
share, of the Company, included as part of the units sold
in the Company's ...(due to space limits, see proxy
material for full proposal). |
Management |
For |
For |
|
|
2. |
To amend the Investment Management Trust Agreement,
dated April 28, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, a New
York limited purpose trust company, as trustee, to
change the date on which Continental must commence
liquidation of the trust account established in connection
with the IPO (the "Trust Account") to the Amended
Termination Date. |
Management |
For |
For |
|
|
3. |
To approve the adjournment of the Special Meeting from
time to time to solicit additional proxies in favor of the
previous proposals or if otherwise determined by the
chairperson of the Special Meeting to be necessary or
appropriate. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
11,312 |
0 |
08-Dec-2022 |
08-Dec-2022 |
|
BNY MELLON HIGH YIELD STRATEGIES FUND |
|
|
Security |
09660L105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DHF |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
US09660L1052 |
|
|
|
Agenda |
935707325 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To approve a sub-investment advisory agreement
between BNY Mellon Investment Adviser, Inc., on behalf
of the Fund, and Alcentra NY, LLC. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
101,960 |
0 |
12-Oct-2022 |
12-Oct-2022 |
|
ADVANCED MERGER PARTNERS, INC. |
|
|
Security |
00777J109 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
AMPI |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
US00777J1097 |
|
|
|
Agenda |
935739310 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal - To adopt an amendment
to our amended and restated certificate of incorporation
in the form attached to the Accompanying proxy
statement as Annex A to (i) accelerate the date by which
we must consummate our initial business combination
from March 4, 2023 to the time and date immediately
following the filing of such amendment with the Secretary
of State of the State of Delaware, or the Accelerated
Termination Date, (ii) remove the Redemption Limitation
(as ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal - To amend our investment
management trust agreement, dated March 1, 2021, with
Continental Stock Transfer & Trust Company, as trustee,
or the Trust Agreement, pursuant to an amendment in the
form attached to the Accompanying proxy statement as
Annex B, to accelerate the date on which the trustee
must commence liquidation of the trust account
established in connection with our initial public offering to
the time and date immediately following the Accelerated
Termination Date. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal - To approve one or more
adjournments of the meeting from time to time, if
necessary or appropriate (as determined by our board of
directors or the chairperson of the meeting), including to
solicit additional proxies to vote in favor of the other items
of business identified above, in the event that there are
insufficient votes at the time of the meeting to establish a
quorum or approve the first and second items of business
identified above. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1,320 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
ADVANCED MERGER PARTNERS, INC. |
|
|
Security |
00777J208 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
AMPIU |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
US00777J2087 |
|
|
|
Agenda |
935739310 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal - To adopt an amendment
to our amended and restated certificate of incorporation
in the form attached to the Accompanying proxy
statement as Annex A to (i) accelerate the date by which
we must consummate our initial business combination
from March 4, 2023 to the time and date immediately
following the filing of such amendment with the Secretary
of State of the State of Delaware, or the Accelerated
Termination Date, (ii) remove the Redemption Limitation
(as ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal - To amend our investment
management trust agreement, dated March 1, 2021, with
Continental Stock Transfer & Trust Company, as trustee,
or the Trust Agreement, pursuant to an amendment in the
form attached to the Accompanying proxy statement as
Annex B, to accelerate the date on which the trustee
must commence liquidation of the trust account
established in connection with our initial public offering to
the time and date immediately following the Accelerated
Termination Date. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal - To approve one or more
adjournments of the meeting from time to time, if
necessary or appropriate (as determined by our board of
directors or the chairperson of the meeting), including to
solicit additional proxies to vote in favor of the other items
of business identified above, in the event that there are
insufficient votes at the time of the meeting to establish a
quorum or approve the first and second items of business
identified above. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
COVA ACQUISITION CORP. |
|
|
Security |
G2554Y104 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
COVA |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
KYG2554Y1044 |
|
|
|
Agenda |
935740185 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Business Combination Proposal - to consider and
vote upon, as an ordinary resolution, a proposal to
approve and authorize the Agreement and Plan of
Merger, dated as of May 26, 2022 by and among COVA
Acquisition Corp., a Cayman Islands exempted company
("COVA"), ECARX Holdings Inc., a Cayman Islands
exempted company (the "Company" or "ECARX"), Ecarx
Temp Limited, a wholly-owned subsidiary of ECARX
("Merger Sub 1"), and Ecarx&Co Limited, a wholly-owned
subsidiary of ECARX ("Merger Sub 2"), ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
2. |
The Merger Proposal - to consider and vote upon, as a
special resolution, a proposal to approve and authorize
the First Merger and the First Plan of Merger,
substantially in the form attached to the proxy
statement/prospectus as Annex C. |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - to consider and vote upon,
as an ordinary resolution, a proposal to adjourn the
extraordinary general meeting to a later date or dates to
be determined by the chairman of the extraordinary
general meeting, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the extraordinary general
meeting, there are not sufficient votes to approve one or
more proposals presented to shareholders for a vote. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
9,144 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
MONUMENT CIRCLE ACQUISITION CORP. |
|
|
Security |
61531M101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MON |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
US61531M1018 |
|
|
|
Agenda |
935741808 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: A proposal to amend
the Company's amended and restated certificate of
incorporation to extend the date by which the Company
would be required to consummate a business
combination from January 19, 2023 to July 19, 2023. |
Management |
For |
For |
|
|
2. |
Liquidation Amendment Proposal: A proposal to amend
the Company's amended and restated certificate of
incorporation to permit the Board, in its sole discretion, to
elect to wind up our operations on an earlier date than
July 19, 2023 (including prior to January 19, 2023). |
Management |
For |
For |
|
|
3. |
Trust Amendment Proposal: A proposal to amend the
Company's investment management trust agreement,
dated as of January 13, 2021, by and between the
Company and Continental Stock Transfer & Trust
Company, to extend the date by which the Company
would be required to consummate a business
combination from January 19, 2023 to July 19, 2023, or
such earlier date as determined by the Board, in its sole
discretion. |
Management |
For |
For |
|
|
4. |
Auditor Ratification Proposal: Ratification of the selection
of WithumSmith+Brown, PC by the audit committee of the
Company's board of directors to serve as the Company's
independent registered public accounting firm for the year
ending December 31, 2022. |
Management |
For |
For |
|
|
5. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1, Proposal 2, Proposal 3 or Proposal 4. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1,362 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
26 CAPITAL ACQUISITION CORP. |
|
|
Security |
90138P100 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ADER |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
US90138P1003 |
|
|
|
Agenda |
935741872 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from January 20,
2023 to October 20, 2023 (or such earlier date as
determined by the Board). |
Management |
For |
For |
|
|
2.1 |
Election of Class I Director to serve until the annual
meeting of stockholders of the Company to be held in
2025 or until a successor is elected and qualified or their
earlier resignation or removal: Rafi Ashkenazi |
Management |
For |
For |
|
|
2.2 |
Election of Class I Director to serve until the annual
meeting of stockholders of the Company to be held in
2025 or until a successor is elected and qualified or their
earlier resignation or removal: J. Randall Waterfield |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3,372 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
OSIRIS ACQUISITION CORP. |
|
|
Security |
68829A103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
OSI |
|
|
|
Meeting Date |
14-Dec-2022 |
|
ISIN |
US68829A1034 |
|
|
|
Agenda |
935743701 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
A proposal to amend the Company's amended and
restated certificate of incorporation to extend the date by
which the Company must (i) consummate a merger,
capital stock exchange, asset acquisition, stock
purchase, reorganization or similar business combination
involving the Company and one or more businesses,
which we refer to as a "business combination", (ii) cease
its operations if it fails to complete such business
combination, and (iii) redeem or repurchase 100% of the
Company's Class A common stock included as part of the
units. |
Management |
For |
For |
|
|
2. |
A proposal to approve the adjournment of the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, the approval of Proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,062 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
MOUNTAIN CREST ACQUISITION CORP IV |
|
|
Security |
62403K108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MCAF |
|
|
|
Meeting Date |
15-Dec-2022 |
|
ISIN |
US62403K1088 |
|
|
|
Agenda |
935744501 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
EXTENSION AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION
FROM JANUARY 2, 2023 TO APRIL 2, 2023, PLUS AN
OPTION FOR THE COMPANY TO FURTHER EXTEND
SUCH DATE TO JULY 2, 2023. |
Management |
For |
For |
|
|
2. |
TRUST AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S INVESTMENT
MANAGEMENT TRUST AGREEMENT, DATED AS OF
MAY 17, 2021 BY AND BETWEEN THE COMPANY
AND CONTINENTAL STOCK TRANSFER & TRUST TO
EXTEND THE TIME FOR THE COMPANY TO
COMPLETE ITS INITIAL BUSINESS COMBINATION TO
APRIL 2, 2023, PLUS AN OPTION TO FURTHER
EXTEND SUCH DATE TO JULY 2, 2023 AND TO BE
FURTHER EXTENDED TO THE EXTENT THE
COMPANY'S CHARTER IS AMENDED TO EXTEND
SUCH DATE. |
Management |
For |
For |
|
|
3. |
ADJOURNMENT - APPROVAL TO DIRECT THE
CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION AND VOTE OF PROXIES IF, BASED
UPON THE TABULATED VOTE AT THE TIME OF THE
MEETING, THERE ARE NOT SUFFICIENT VOTES TO
APPROVE PROPOSAL 1 AND PROPOSAL 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
15,335 |
0 |
08-Dec-2022 |
08-Dec-2022 |
|
GORES HOLDINGS VII, INC. |
|
|
Security |
38286T101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GSEV |
|
|
|
Meeting Date |
15-Dec-2022 |
|
ISIN |
US38286T1016 |
|
|
|
Agenda |
935745111 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend the Company's Amended and Restated
Certificate of Incorporation (the "Charter") by adopting an
amendment to the Charter in the form set forth in Annex
A of the proxy statement (the "Charter Amendment") to
accelerate the date by which the Company must cease
all operations, except for the purpose of winding up, if it
fails to complete a merger, capital stock exchange, asset
acquisition, stock purchase, reorganization or similar
business combination with one or more businesses, from
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
To amend the Investment Management Trust Agreement,
dated February 25, 2021 (the "Trust Agreement"), by and
between the Company and Computershare Trust
Company, N.A., as trustee ("Computershare"), pursuant
to an amendment to the Trust Agreement in the form set
forth in Annex B of the proxy statement, to change the
date on which Computershare must commence
liquidation of the trust account established in connection
with the Company's initial public offering to the Amended
Termination Date (the "Trust Amendment Proposal") |
Management |
For |
For |
|
|
3. |
To allow the chairman of the Special Meeting to adjourn
the Special Meeting to a later date or dates, if necessary,
for the absence of a quorum, to solicit additional proxies
from Company stockholders to approve the Charter
Amendment Proposal and/or the Trust Amendment
Proposal or to ensure that any supplement or
amendment to the accompanying proxy
statement/prospectus is timely provided to Company
stockholders |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
5,052 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
BITE ACQUISITION CORP. |
|
|
Security |
09175K105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
BITE |
|
|
|
Meeting Date |
15-Dec-2022 |
|
ISIN |
US09175K1051 |
|
|
|
Agenda |
935745159 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Charter Amendment Proposal: Amend
Bite's Amended and Restated Certificate of Incorporation
to extend the date by which the Company has to
consummate a business combination for up to an
additional six months, from February 17, 2023 to up to
August 17, 2023, or such earlier date as determined by
the Board of Directors, provided that the sponsor (or its
affiliates or permitted designees) will deposit into the
Trust Account $250,000 for each such one-month
extension until August 17, 2023. |
Management |
For |
For |
|
|
2. |
The Termination Charter Amendment Proposal: Amend
Bite's Amended and Restated Certificate of Incorporation
to (i) change the date by which we must consummate our
initial business combination from February 17, 2023 to
the time and date immediately following the filing of such
amendment with the Secretary of State of the State of
Delaware, or the Accelerated Termination Date, (ii)
remove the Conversion Limitation (as defined in the
amended and restated certificate of incorporation) to
allow us to redeem public shares. |
Management |
For |
For |
|
|
3. |
The Trust Amendment Proposal: Amend Bite's
investment management trust agreement, dated
February 11, 2021, with Continental Stock Transfer &
Trust Company, as trustee, or the Trust Agreement to
change the date on which the trustee must commence
liquidation of the trust account established in connection
with our initial public offering to the time and date
immediately following the Accelerated Termination Date. |
Management |
For |
For |
|
|
4. |
Election of Director: To elect one director to serve as
Class I director on the Company's Board of Directors until
his successors are elected and qualified. Alberto Ardura
González |
Management |
For |
For |
|
|
5. |
Ratification of Selection of Independent Registered Public
Accounting Firm: To ratify the selection by our Audit
Committee of Marcum LLP to serve as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2022. |
Management |
For |
For |
|
|
6. |
Adjournment: To direct the chairman of the special
meeting to adjourn the special meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the foregoing proposals. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
26,682 |
0 |
12-Dec-2022 |
12-Dec-2022 |
|
B. RILEY PRINCIPAL 250 MERGER CORP. |
|
|
Security |
05602L203 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BRIVU |
|
|
|
Meeting Date |
16-Dec-2022 |
|
ISIN |
US05602L2034 |
|
|
|
Agenda |
935739803 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
Election of Class I Director to serve until the annual
meeting: Samuel McBride |
Management |
For |
For |
|
|
1b. |
Election of Class I Director to serve until the annual
meeting: Timothy Presutti |
Management |
For |
For |
|
|
2. |
To ratify the appointment of Marcum LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2022. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1,113 |
0 |
13-Dec-2022 |
13-Dec-2022 |
|
D&Z MEDIA ACQUISITION CORP. |
|
|
Security |
23305Q106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DNZ |
|
|
|
Meeting Date |
19-Dec-2022 |
|
ISIN |
US23305Q1067 |
|
|
|
Agenda |
935737746 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal: To amend the
Company's amended and restated certificate of
incorporation, in the form set forth as Annex A to the
accompanying proxy statement, to extend the date by
which the Company must consummate an initial business
combination from January 28, 2023 to October 31, 2023
or such earlier date as determined by the Company's
board of directors (the "Board") (the "Charter Amendment
Proposal"). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal: To amend the
Investment Management Trust Agreement, dated as of
January 25, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, in the form
set forth as Annex B to the accompanying proxy
statement, to provide for the Extension to the Extended
Date pursuant to the Charter Amendment (the "Trust
Amendment Proposal"). |
Management |
For |
For |
|
|
3.1 |
To re-elect director to the Board, with each such director
to serve until the third annual meeting of stockholders
following the Special Meeting or until his successor is
elected and qualified: Scott Kurnit |
Management |
For |
For |
|
|
3.2 |
To re-elect director to the Board, with each such director
to serve until the third annual meeting of stockholders
following the Special Meeting or until his successor is
elected and qualified: David Panton |
Management |
For |
For |
|
|
4. |
The Auditor Ratification Proposal - To ratify the selection
by the Company's audit committee of Marcum LLP to
serve as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2022. |
Management |
For |
For |
|
|
5. |
The Adjournment Proposal - To direct the chairman of the
Special Meeting to adjourn the Special Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the Special Meeting, there are not sufficient
votes to approve one or more of the foregoing proposals
or the Board determines before the Special Meeting that
it is not necessary or no longer desirable to proceed with
the Charter Amendment Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1,134 |
0 |
29-Nov-2022 |
29-Nov-2022 |
|
D&Z MEDIA ACQUISITION CORP. |
|
|
Security |
23305Q205 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DNZU |
|
|
|
Meeting Date |
19-Dec-2022 |
|
ISIN |
US23305Q2057 |
|
|
|
Agenda |
935737746 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal: To amend the
Company's amended and restated certificate of
incorporation, in the form set forth as Annex A to the
accompanying proxy statement, to extend the date by
which the Company must consummate an initial business
combination from January 28, 2023 to October 31, 2023
or such earlier date as determined by the Company's
board of directors (the "Board") (the "Charter Amendment
Proposal"). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal: To amend the
Investment Management Trust Agreement, dated as of
January 25, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, in the form
set forth as Annex B to the accompanying proxy
statement, to provide for the Extension to the Extended
Date pursuant to the Charter Amendment (the "Trust
Amendment Proposal"). |
Management |
For |
For |
|
|
3.1 |
To re-elect director to the Board, with each such director
to serve until the third annual meeting of stockholders
following the Special Meeting or until his successor is
elected and qualified: Scott Kurnit |
Management |
For |
For |
|
|
3.2 |
To re-elect director to the Board, with each such director
to serve until the third annual meeting of stockholders
following the Special Meeting or until his successor is
elected and qualified: David Panton |
Management |
For |
For |
|
|
4. |
The Auditor Ratification Proposal - To ratify the selection
by the Company's audit committee of Marcum LLP to
serve as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2022. |
Management |
For |
For |
|
|
5. |
The Adjournment Proposal - To direct the chairman of the
Special Meeting to adjourn the Special Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the Special Meeting, there are not sufficient
votes to approve one or more of the foregoing proposals
or the Board determines before the Special Meeting that
it is not necessary or no longer desirable to proceed with
the Charter Amendment Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1 |
0 |
29-Nov-2022 |
29-Nov-2022 |
|
OYSTER ENTERPRISES ACQUISITION CORP. |
|
|
Security |
69242M104 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
OSTR |
|
|
|
Meeting Date |
19-Dec-2022 |
|
ISIN |
US69242M1045 |
|
|
|
Agenda |
935745236 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal - To permit the
Company to liquidate and wind up early by amending the
Company's Amended and Restated Certificate of
Incorporation (the "Charter") to (i) amend the date by
which the Company must consummate a merger, capital
stock exchange, asset acquisition, stock purchase,
reorganization or similar business combination, which we
refer to as our initial business combination, from January
22, 2023 (the "Original Termination Date") to such other
....(due to space limits,see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 19, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, a New
York corporation, as trustee to change the date on which
Continental must commence liquidation of the Trust
Account established in connection with the Company's
initial public offering from the Original Termination Date to
the Amended Termination Date (the "Early Termination
Trust Amendment Proposal"). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To approve the adjournment
of the Special Meeting from time to time to solicit
additional proxies in favor of the Charter Amendment
Proposal and Early Termination Trust Amendment
Proposal or if otherwise determined by the chairperson of
the Special Meeting to be necessary or appropriate. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
10,138 |
0 |
13-Dec-2022 |
13-Dec-2022 |
|
COLICITY INC. |
|
|
Security |
194170106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
COLI |
|
|
|
Meeting Date |
20-Dec-2022 |
|
ISIN |
US1941701062 |
|
|
|
Agenda |
935744525 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal: To approve the
adoption of an amendment to the Company's Charter to,
among other things, change the date by which the
Company must cease all operations to the later of (x)
December 20, 2022 or (y) the date of effectiveness of the
amendment to the Company's Amended and Restated
Certificate of Incorporation. |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To approve an
amendment to the Trust Agreement for the Company's
public shareholders to effectively change the date on
which the trustee must commence liquidation of the trust
account to the later of (x) December 20, 2022 or (y) the
date of effectiveness of the amendment to the Company's
Amended and Restated Certificate of Incorporation. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: A proposal to approve the
adjournment of the Special Meeting from time to time to
solicit additional proxies in favor of the Charter
Amendment Proposal or the Trust Amendment Proposal
or if otherwise determined by the chairperson of the
Special Meeting to be necessary or appropriate (the
"Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3,570 |
0 |
13-Dec-2022 |
13-Dec-2022 |
|
COLICITY INC. |
|
|
Security |
194170205 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
COLIU |
|
|
|
Meeting Date |
20-Dec-2022 |
|
ISIN |
US1941702052 |
|
|
|
Agenda |
935744525 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal: To approve the
adoption of an amendment to the Company's Charter to,
among other things, change the date by which the
Company must cease all operations to the later of (x)
December 20, 2022 or (y) the date of effectiveness of the
amendment to the Company's Amended and Restated
Certificate of Incorporation. |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To approve an
amendment to the Trust Agreement for the Company's
public shareholders to effectively change the date on
which the trustee must commence liquidation of the trust
account to the later of (x) December 20, 2022 or (y) the
date of effectiveness of the amendment to the Company's
Amended and Restated Certificate of Incorporation. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: A proposal to approve the
adjournment of the Special Meeting from time to time to
solicit additional proxies in favor of the Charter
Amendment Proposal or the Trust Amendment Proposal
or if otherwise determined by the chairperson of the
Special Meeting to be necessary or appropriate (the
"Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1 |
0 |
13-Dec-2022 |
13-Dec-2022 |
|
CLASS ACCELERATION CORP. |
|
|
Security |
18274B106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
CLAS |
|
|
|
Meeting Date |
20-Dec-2022 |
|
ISIN |
US18274B1061 |
|
|
|
Agenda |
935748369 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: A proposal to amend
the Company's amended and restated certificate of
incorporation to extend the date by which the Company
would be required to consummate a business
combination from January 20, 2023 to June 20, 2023. |
Management |
For |
For |
|
|
2. |
Liquidation Amendment Proposal: A proposal to amend
the Company's second amended and restated certificate
of incorporation to permit the Board, in its sole discretion,
to elect to wind up our operations on an earlier date than
June 20, 2023 (including prior to January 20, 2023). |
Management |
For |
For |
|
|
3. |
Trust Amendment Proposal: A proposal to amend the
Company's investment management trust agreement,
dated as of January 14, 2021, by and between the
Company and Continental Stock Transfer & Trust
Company, to extend the date by which the Company
would be required to consummate a business
combination from January 20, 2023 to June 20, 2023, or
such earlier date as determined by the Board, in its sole
discretion. |
Management |
For |
For |
|
|
4. |
Auditor Ratification Proposal: Ratification of the selection
of Marcum LLP by the audit committee of the Company's
board of directors to serve as the Company's
independent registered public accounting firm for the year
ending December 31, 2022. |
Management |
For |
For |
|
|
5. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1, Proposal 2, Proposal 3 or Proposal 4. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3,372 |
0 |
13-Dec-2022 |
13-Dec-2022 |
|
SPORTSTEK ACQUISITION CORP. |
|
|
Security |
849196100 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
SPTK |
|
|
|
Meeting Date |
20-Dec-2022 |
|
ISIN |
US8491961004 |
|
|
|
Agenda |
935749917 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from February 19,
2023 to August 19, 2023 (or such earlier date as
determined by the Board). |
Management |
For |
For |
|
|
2. |
Auditor Ratification Proposal: Ratification of the selection
of WithumSmith+Brown, PC by the audit committee of the
Company's board of directors to serve as the Company's
independent registered public accounting firm for the year
ending December 31, 2022. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
26,494 |
0 |
19-Dec-2022 |
19-Dec-2022 |
|
GRAF ACQUISITION CORP. IV |
|
|
Security |
384272100 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GFOR |
|
|
|
Meeting Date |
21-Dec-2022 |
|
ISIN |
US3842721009 |
|
|
|
Agenda |
935743737 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: A proposal to amend
the Company's amended and restated certificate of
incorporation (the "Charter"), in the form set forth in
Annex A to the accompanying Proxy Statement, to
extend the date by which the Company must
consummate a Business Combination (as defined below)
from May 25, 2023 to September 29, 2023 (the
"Extension", and such later date, the "Extended Date")
(the "Extension Amendment Proposal"). |
Management |
For |
For |
|
|
2. |
Non-Sponsor CFO Compensation Proposal: A proposal
to approve the payment by the Company, directly or
indirectly, of $16,667.00 per month base cash
compensation, to the Company's Chief Financial Officer
("CFO"), who is not a member of the Sponsor (as defined
below), plus any related taxes (including, without
limitation, Medicare and social security), governmental
payments and health care benefits, for services rendered
to the Company as an employee, contractor or otherwise
from May 6, 2022. |
Management |
For |
For |
|
|
3. |
Health Care Benefits Proposal: A proposal to approve the
payment by the Company, directly or indirectly, of up to
$6,000.00 per month in aggregate for health care benefits
to be provided to three of the Company's executive
officers, the Chief Executive Officer, the Executive Vice
President, General Counsel and Secretary and the
Executive Vice President, Strategy, from the date of
approval of this proposal through the Company's closing
of a Business Combination (the "Health Care Benefits
Proposal"). |
Management |
For |
For |
|
|
4. |
Adjournment Proposal: A proposal to approve the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes for,
or otherwise in connection with, the approval of any of the
Extension Amendment Proposal, the Non-Sponsor CFO
Compensation Proposal or the Health Care Benefits
Proposal, or to provide additional time to effectuate the
Extension (the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,295 |
0 |
19-Dec-2022 |
19-Dec-2022 |
|
SHELTER ACQUISITION CORPORATION I |
|
|
Security |
822821104 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
SHQA |
|
|
|
Meeting Date |
21-Dec-2022 |
|
ISIN |
US8228211046 |
|
|
|
Agenda |
935744486 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination from January 2, 2023 to June 30,
2023 or such earlier date as determined by our board to
be in the best interests of the Company. |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal: Amend the Investment
Management Trust Agreement, dated June 29, 2021, by
and between the Company and Continental Stock
Transfer & Trust Company ("Continental"), to extend the
date on which Continental must liquidate the Trust
Account established in connection with the Company's
initial public offering if the Company has not completed its
initial business combination from January 2, 2023 to June
30, 2023. Proposal 2 is conditioned on the approval of
Proposal 1. |
Management |
For |
For |
|
|
3. |
Adjournment: Adjourn the Special Meeting to a later date
or dates, if necessary, to permit further solicitation and
vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
15,334 |
0 |
19-Dec-2022 |
19-Dec-2022 |
|
HENNESSY CAPITAL INVESTMENT CORP V |
|
|
Security |
42589T107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
HCIC |
|
|
|
Meeting Date |
21-Dec-2022 |
|
ISIN |
US42589T1079 |
|
|
|
Agenda |
935746682 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from January 20,
2023 to July 20, 2023 (or such earlier date as determined
by the Board). |
Management |
For |
For |
|
|
2. |
Auditor Ratification Proposal: Ratification of the selection
of Withum by the audit committee of the Company's
board of directors to serve as the Company's
independent registered public accounting firm for the year
ending December 31, 2022. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
14,584 |
0 |
19-Dec-2022 |
19-Dec-2022 |
|
EQ HEALTH ACQUISITION CORP. |
|
|
Security |
26886A101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
EQHA |
|
|
|
Meeting Date |
21-Dec-2022 |
|
ISIN |
US26886A1016 |
|
|
|
Agenda |
935748434 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal - To permit the
Company to liquidate and wind up early by amending the
Amended and Restated Certificate of Incorporation in the
form set forth in Annex A of the accompanying proxy
statement to (i) change the date by which the Company
must consummate a merger, capital stock exchange,
asset acquisition, stock purchase, reorganization or
similar business combination, (ii) change the date by
which the Company must consummate an initial business
combination or cease all operations, (iii) remove the
Redemption Limitation. |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - To amend the
Investment Management Trust Agreement, dated
January 28, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, as trustee,
pursuant to an amendment to the Trust Agreement in the
form set forth in Annex B of the accompanying proxy
statement to change the date on which Continental must
commence liquidation of the Trust Account established in
connection with the Company's initial public offering to
the Amended Termination Date. |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, there
are insufficient votes from shares of the Company's
holders of the Common Stock to approve the Charter
Amendment Proposal and the Trust Amendment
Proposal or if otherwise determined by the chairperson of
the Special Meeting to be necessary or appropriate. |
Management |
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
9,396 |
0 |
19-Dec-2022 |
19-Dec-2022 |
|
EDIFY ACQUISITION CORP. |
|
|
Security |
28059Q103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
EAC |
|
|
|
Meeting Date |
21-Dec-2022 |
|
ISIN |
US28059Q1031 |
|
|
|
Agenda |
935748927 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
EXTENSION AMENDMENT - To amend the Company's
Amended and Restated Certificate of Incorporation to
allow the Company to extend the date by which the
Company must consummate a business combination (as
defined below) (the "Extension"). |
Management |
For |
For |
|
|
2. |
TERMINATION AMENDMENT - To amend the
Investment Management Trust Agreement, dated
January 14, 2021, by and between the Company and
Continental Stock Transfer & Trust Company (the
"Trustee"), to allow the Company to extend the date on
which the Trustee must liquidate the trust account
established by the Company in connection with the IPO
(the "trust account"). |
Management |
For |
For |
|
|
3. |
ADJOURNMENT - To approve the adjournment of the
special meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes to approve the Extension
Amendment Proposal or the Trust Amendment Proposal
or if the Company determines that additional time is
necessary to effectuate the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
674 |
0 |
19-Dec-2022 |
19-Dec-2022 |
|
ASTREA ACQUISITION CORP. |
|
|
Security |
04637C106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
ASAX |
|
|
|
Meeting Date |
22-Dec-2022 |
|
ISIN |
US04637C1062 |
|
|
|
Agenda |
935748511 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Charter Amendment Proposal: To adopt an amendment
to our amended and restated certificate of incorporation
in the form attached to the accompanying proxy
statement as Annex A to (i) change the date by which we
must consummate our initial business combination from
February 8, 2023 (the "Original Termination Date") to the
time and date immediately following the filing of such
amendment with the Secretary of State of the State of
Delaware, or the Accelerated Termination Date, (ii)
remove the ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal: To amend our investment
management trust agreement, dated February 3, 2021,
with Continental Stock Transfer & Trust Company, as
trustee pursuant to an amendment in the form attached to
the accompanying proxy statement as Annex B, to
change the date on which the trustee must commence
liquidation of the trust account established in connection
with our initial public offering to the time and date
immediately following the Accelerated Termination Date. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: To approve one or more
adjournments of the meeting from time to time, if
necessary or appropriate (as determined by our board of
directors or the chairperson of the meeting), including to
solicit additional proxies to vote in favor of the other items
of business identified above, in the event that there are
insufficient votes at the time of the meeting to establish a
quorum or approve the first and second items of business
identified above. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
21,240 |
0 |
20-Dec-2022 |
20-Dec-2022 |
|
PIVOTAL INVESTMENT CORPORATION III |
|
|
Security |
72582M106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
PICC |
|
|
|
Meeting Date |
28-Dec-2022 |
|
ISIN |
US72582M1062 |
|
|
|
Agenda |
935749309 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to August 11, 2023. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
350 |
0 |
20-Dec-2022 |
20-Dec-2022 |
|
PIVOTAL INVESTMENT CORPORATION III |
|
|
Security |
72582M205 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
PICCU |
|
|
|
Meeting Date |
28-Dec-2022 |
|
ISIN |
US72582M2052 |
|
|
|
Agenda |
935749309 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to August 11, 2023. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3 |
0 |
20-Dec-2022 |
20-Dec-2022 |
|
MDH ACQUISITION CORP. |
|
|
Security |
55283P106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MDH |
|
|
|
Meeting Date |
29-Dec-2022 |
|
ISIN |
US55283P1066 |
|
|
|
Agenda |
935751621 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal - to consider and vote
upon a proposal to amend the Company's second
amended and restated certificate of incorporation (the
"Charter") pursuant to an amendment to the Charter in
the form set forth in Annex A to the accompanying Proxy
Statement (the "Charter Amendment") to change the date
by which the Company must cease all operation except
for the purpose of winding up if it fails to complete a
merger, capital stock exchange, asset acquisition, stock
purchase, ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - to consider and vote
upon a proposal to amend the Investment Management
Trust Agreement, effective as of February 1, 2021 (the
"Trust Agreement"), by and between the Company and
Continental Stock Transfer & Trust Company, as trustee
("Continental"), pursuant to an amendment to the Trust
Agreement in the form set forth in Annex B
accompanying the Proxy Statement (the "Trust
Amendment") to change the date on which Continental
must commence liquidation ...(due to space limits, see
proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - to consider and vote upon a
proposal to adjourn the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve one or more proposals presented to
stockholders for vote (the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
35,900 |
0 |
20-Dec-2022 |
20-Dec-2022 |
|
ACE GLOBAL BUSINESS ACQUISITION LIMITED |
|
|
Security |
G0083E102 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
ACBA |
|
|
|
Meeting Date |
05-Jan-2023 |
|
ISIN |
VGG0083E1025 |
|
|
|
Agenda |
935753310 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
TO APPROVE (THE "CHARTER AMENDMENT") THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION
(THE "CHARTER") AND ADOPT TWO SEPARATE
PROPOSALS WITH RESPECT TO THE EXTENSION
OF THE BUSINESS COMBINATION PERIOD AND
CERTAIN GOVERNANCE PROVISIONS IN THE
CURRENT CHARTER, A COPY OF WHICH IS
ATTACHED TO THE PROXY STATEMENT AS ANNEX
A: TO EXTEND THE DATE BY WHICH THE COMPANY
HAS TO CONSUMMATE A BUSINESS COMBINATION
(THE "EXTENSION") A TOTAL OF FIVE (5) TIMES, AS
FOLLOWS: (I) TWO (2) ...(due to space limits, see proxy
material for full proposal). |
Management |
For |
For |
|
|
1b. |
TO APPROVE (THE "CHARTER AMENDMENT") THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION
(THE "CHARTER") AND ADOPT TWO SEPARATE
PROPOSALS WITH RESPECT TO THE EXTENSION
OF THE BUSINESS COMBINATION PERIOD AND
CERTAIN GOVERNANCE PROVISIONS IN THE
CURRENT CHARTER, A COPY OF WHICH IS
ATTACHED TO THE PROXY STATEMENT AS ANNEX
A: TO INTRODUCE PROVISIONS WHERE THE
COMPANY CAN HOLD SHAREHOLDERS AND
DIRECTORS MEETINGS BY VIRTUAL
CONFERENCING OR OTHER ELECTRONIC
FACILITIES. |
Management |
For |
For |
|
|
2. |
APPROVAL OF AN AMENDMENT TO THE
COMPANY'S INVESTMENT MANAGEMENT TRUST
AGREEMENT, DATED AS OF APRIL 5, 2021 (THE
"TRUST AGREEMENT"), BY AND BETWEEN THE
COMPANY AND CONTINENTAL STOCK TRANSFER &
TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE
COMPANY TO EXTEND THE COMBINATION PERIOD
A TOTAL OF FIVE (5) TIMES, AS FOLLOWS: (I) TWO
(2) TIMES FOR AN ADDITIONAL THREE (3) MONTHS
EACH TIME FROM JANUARY 8, 2023 TO JULY 8, 2023,
BY DEPOSITING INTO THE TRUST ACCOUNT $0.15
FOR EACH ISSUED AND OUTSTANDING ...(due to
space limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Eugene Wong |
|
For |
For |
|
|
|
2 |
Nicholas Xue-Wei Tan |
|
For |
For |
|
|
|
3 |
Robert Morris |
|
For |
For |
|
|
|
4 |
Yan Xu |
|
For |
For |
|
|
|
5 |
Leslie Chow |
|
For |
For |
|
|
4. |
ADJOURNMENT - APPROVAL TO DIRECT THE
CHAIRMAN OF THE ANNUAL MEETING TO ADJOURN
THE ANNUAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION AND VOTE OF PROXIES IF, BASED
UPON THE TABULATED VOTE AT THE TIME OF THE
MEETING, THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE PROPOSALS 1, 2, AND 3. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
11,871 |
0 |
30-Dec-2022 |
30-Dec-2022 |
|
RMG ACQUISITION CORP. III |
|
|
Security |
G76088106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
RMGC |
|
|
|
Meeting Date |
11-Jan-2023 |
|
ISIN |
KYG760881063 |
|
|
|
Agenda |
935747127 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Proposal - as a special resolution, to
amend and restate the Company's Amended and
Restated Memorandum and Articles of Association (the
"Charter") pursuant to an amended and restated Charter
in the form set forth in Annex A of the accompanying
proxy statement to extend the date by which the
Company must (1) consummate a merger, share
exchange, asset acquisition, share purchase,
reorganization or similar business combination (an "initial
business combination"), (2) cease its ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
2. |
The Adjournment Proposal - as an ordinary resolution, to
approve the adjournment of the Extraordinary General
Meeting to a later date or dates, if necessary or
convenient, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
Extension Proposal (the "Adjournment Proposal"), which
will only be presented at the Extraordinary General
Meeting if, based on the tabulated votes, there are not
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
730 |
0 |
09-Jan-2023 |
09-Jan-2023 |
|
BIOTECH ACQUISITION COMPANY |
|
|
Security |
G1125A108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
BIOT |
|
|
|
Meeting Date |
19-Jan-2023 |
|
ISIN |
KYG1125A1085 |
|
|
|
Agenda |
935756176 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - To amend, by way of
special resolution, the amended and restated
Memorandum and Articles of Association to extend the
date by which the Company must consummate a
Business Combination from January 27, 2023 to October
27, 2023 or such earlier date as determined by the board
of directors. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal - To instruct the chairman of the
extraordinary general meeting to adjourn the
extraordinary general meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the extraordinary general meeting, there are not sufficient
votes to approve the Extension Amendment Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
21,998 |
0 |
17-Jan-2023 |
17-Jan-2023 |
|
JACK CREEK INVESTMENT CORP. |
|
|
Security |
G4989X115 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
JCIC |
|
|
|
Meeting Date |
24-Jan-2023 |
|
ISIN |
KYG4989X1152 |
|
|
|
Agenda |
935752899 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Business Combination Proposal - To approve, by
ordinary resolution, the Business Combination described
in the accompanying proxy statement/prospectus,
including (a) adopting the Agreement and Plan of Merger
dated effective as of August 3, 2022 (the "Merger
Agreement") by and among JCIC, Wildfire New PubCo,
Inc., a Delaware corporation and direct, wholly owned
subsidiary of JCIC ("New Bridger"), Wildfire Merger Sub I,
Inc., a Delaware corporation and direct, wholly owned
subsidiary of ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
2. |
The Merger Proposal - To approve, by special resolution,
that (1) JCIC be authorized to merge with Wildfire Merger
Sub II (the "Second Merger") so that JCIC be the
surviving company (in accordance with the terms and
subject to the conditions of the Merger Agreement and
Plan of Merger relating to the Second Merger) and all the
undertaking, property and liabilities of Wildfire Merger
Sub II shall vest in JCIC by virtue of the Second Merger
pursuant to the provisions of the Companies Act ...(due to
space limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
The Share Capital Proposal - To approve, by ordinary
resolution, the alteration of the authorized share capital of
JCIC from US$55,100 divided into 500,000,000 Class A
ordinary shares of a par value of US$0.0001 each,
50,000,000 Class B Ordinary shares of a par value of
US$0.0001 each and 1,000,000 preference shares of a
par value of US$0.0001 each to US$50,000 shares with a
par value of $1.00 each. |
Management |
For |
For |
|
|
4. |
The Organizational Documents Proposal - To approve
and adopt, by special resolution, that the Cayman
Constitutional Documents currently in effect be amended
and restated by the deletion in their entirety and the
substitution in their place of the proposed amendment
and restatement of JCIC's Amended and Restated
Memorandum and Articles of Association (a copy of
which is attached to the proxy statement/prospectus as
Annex E) and that the name of JCIC be changed from
Jack Creek Investment Corp. to Bridger Merger Corp. |
Management |
For |
For |
|
|
5. |
The Non-Binding Governance Proposals - To approve, by
ordinary resolution and on a non-binding advisory basis,
certain material differences between JCIC's Amended
and Restated Memorandum and Articles of Association
(as it may be amended from time to time, the "Cayman
Constitutional Documents") and the proposed amended
and restated certificate of incorporation of New Bridger
(the "New Bridger Certificate of Incorporation"),
presented separately in accordance with the United
States Securities and ...(due to space limits, see proxy
material for full proposal). |
Management |
For |
For |
|
|
5A. |
Change the Authorized Capital Stock - To approve and
adopt provisions in the New Bridger Certificate of
Incorporation to authorize 1,000,000,000 shares of New
Bridger common stock and 10,000,000 shares of New
Bridger preferred stock, par value $0.0001 per share,
compared to the currently authorized capital stock of
JCIC of 500,000,000 JCIC Class A ordinary shares,
50,000,000 JCIC Class B ordinary shares and 1,000,000
preference shares, par value $0.0001 per share. |
Management |
For |
For |
|
|
5B. |
Change the Stockholder Vote Required to Amend the
Bylaws - To approve and adopt provisions in the
proposed bylaws of New Bridger (the "Proposed Bylaws")
to require the affirmative vote of holders of at least 66
2/3%of the voting power of all then- outstanding New
Bridger capital stock entitled to vote generally in the
election of directors, voting together as a single class, to
adopt, amend, alter or repeal the Proposed Bylaws. |
Management |
For |
For |
|
|
5C. |
No Right to Call Special Meetings - To approve and
adopt provisions in the Proposed Bylaws to stipulate that,
unless required by law, special meetings of stockholders
may only be called by (i) the board of New Bridger (the
"New Bridger Board"), (ii) the Chairperson of the New
Bridger Board, or (iii) New Bridger's Chief Executive
Officer. |
Management |
For |
For |
|
|
5D. |
Action by Written Consent of the Stockholders - To
approve and adopt provisions in the New Bridger
Certificate of Incorporation to provide that any action
required or permitted to be taken by the New Bridger
stockholders may be effected at a duly called annual or
special meeting of such stockholders, and may not be
taken by written consent. |
Management |
For |
For |
|
|
5E. |
Appointment and Removal of Directors - To approve and
adopt provisions in the Proposed Bylaws such that (i)
subject to the rights of the holders of any series of
preferred stock of New Bridger to elect directors under
specified circumstances, election of directors at all
meetings of the stockholders at which directors are to be
elected shall be by a plurality of the votes cast at any
meeting for the election of directors at which a quorum is
present and (ii) subject to the rights of holders ...(due to
space limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
5F. |
Delaware as Exclusive Forum - To approve and adopt
provisions in the New Bridger Certificate of Incorporation
to provide that, unless a majority of the New Bridger
Board consents in writing to the selection of an
alternative forum, the Court of Chancery of the State of
Delaware (or, if the Court of Chancery does not have
jurisdiction, another state court located within the State of
Delaware or, if no court located within the State of
Delaware has jurisdiction, the federal district court for the
District of ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
5G. |
Business Combinations - To approve and adopt
provisions in the New Bridger Certificate of Incorporation
to provide a consent right to holders of New Bridger
Series A preferred stock with respect to mergers,
consolidations, sales of all or substantially all of the
assets of New Bridger, subject to certain exceptions. |
Management |
For |
For |
|
|
5H. |
Limitation of Ownership by Non-Citizen - To approve and
adopt provisions in the New Bridger Certificate of
Incorporation to provide that in no event will a Non-
Citizen, as defined in the New Bridger Certificate of
Incorporation, be entitled to own (beneficially or of record)
and/or control more than the Voting Limiting Percentage
or the Outstanding Share Limitation Percentage, as
defined in the New Bridger Certificate of Incorporation. |
Management |
For |
For |
|
|
6. |
The Incentive Plan Proposal - To approve and assume
the Bridger Aerospace Group Holdings, Inc. 2022
Omnibus Incentive Plan and any grants or awards issued
thereunder (the "Omnibus Incentive Plan"). A copy of the
Omnibus Incentive Plan is attached to the proxy
statement/prospectus as Annex I. |
Management |
For |
For |
|
|
7. |
The ESPP Proposal - To approve, by ordinary resolution,
the Bridger Aerospace Group Holdings, Inc. 2022
Employee Stock Purchase Plan (the "ESPP"). A copy of
the ESPP is attached to the proxy statement/prospectus
as Annex J. |
Management |
For |
For |
|
|
8. |
The Adjournment Proposal - To adjourn, by ordinary
resolution, the extraordinary general meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
shares represented to constitute a quorum necessary to
conduct business at the extraordinary general meeting or
for the approval of one or more proposals at the
extraordinary general meeting or to the extent necessary
to ensure that any required supplement or amendment to
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
4,602 |
0 |
09-Jan-2023 |
09-Jan-2023 |
|
JACK CREEK INVESTMENT CORP. |
|
|
Security |
G4989X115 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
JCIC |
|
|
|
Meeting Date |
24-Jan-2023 |
|
ISIN |
KYG4989X1152 |
|
|
|
Agenda |
935759108 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - To amend, by way of
special resolution, the Memorandum and Articles of
Association to extend the date by which JCIC has to
consummate a business combination (the "Charter
Extension ") from January 26, 2023 (the "Termination
Date") to February 27, 2023 (the "Charter Extension
Date"). |
Management |
For |
For |
|
|
2. |
Director Election Proposal - Holders of the Class B
ordinary shares, par value $0.0001 per share ("Class B
Ordinary Shares") of JCIC will vote to appoint, by way of
ordinary resolution of the Class B Ordinary Shares, Class
I director Heather Hartnett to serve on the board of
directors (the "Board") of JCIC for a three-year term
expiring at the third succeeding annual general meeting
after her election, or until her successor has been elected
and qualified. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal - To adjourn the Shareholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Shareholder Meeting,
there are insufficient Class A ordinary shares, par value
$0.0001 per share ("Class A Ordinary Shares") and Class
B Ordinary Shares. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
4,602 |
0 |
23-Jan-2023 |
23-Jan-2023 |
|
NORTH ATLANTIC ACQUISITION CORP. |
|
|
Security |
G66139109 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
NAAC |
|
|
|
Meeting Date |
25-Jan-2023 |
|
ISIN |
KYG661391097 |
|
|
|
Agenda |
935752988 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Ratification of the selection by the audit committee of
Marcum LLP to serve as our independent registered
public accounting firm for the year ending December 31,
2022. |
Management |
For |
For |
|
|
2. |
Amend the Company's amended and restated
memorandum and articles of association to extend the
date that the Company has to consummate a business
combination from January 26, 2023 to July 26, 2023 (or
such earlier date as determined by the Board of
Directors). |
Management |
For |
For |
|
|
3. |
Adjourn the Meeting to a later date or dates, if necessary,
to permit further solicitation and vote of proxies in the
event that there are insufficient votes for, or otherwise in
connection with, the approval of the other proposals. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
11,499 |
0 |
24-Jan-2023 |
24-Jan-2023 |
|
DIAMONDHEAD HOLDINGS CORP. |
|
|
Security |
25278L105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DHHC |
|
|
|
Meeting Date |
25-Jan-2023 |
|
ISIN |
US25278L1052 |
|
|
|
Agenda |
935755213 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Amend the Company's Certificate of Incorporation to
extend the date by which the Company has to
consummate a business combination from January 28,
2023 to July 28, 2023 (or such earlier date as determined
by the board of directors). |
Management |
For |
For |
|
|
2. |
Adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of Proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
224 |
0 |
24-Jan-2023 |
24-Jan-2023 |
|
DIAMONDHEAD HOLDINGS CORP. |
|
|
Security |
25278L204 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DHHCU |
|
|
|
Meeting Date |
25-Jan-2023 |
|
ISIN |
US25278L2043 |
|
|
|
Agenda |
935755213 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Amend the Company's Certificate of Incorporation to
extend the date by which the Company has to
consummate a business combination from January 28,
2023 to July 28, 2023 (or such earlier date as determined
by the board of directors). |
Management |
For |
For |
|
|
2. |
Adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of Proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
3 |
0 |
24-Jan-2023 |
24-Jan-2023 |
|
NORTHERN REVIVAL ACQUISITION CORP. |
|
|
Security |
G6546R101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
NRAC |
|
|
|
Meeting Date |
27-Jan-2023 |
|
ISIN |
KYG6546R1011 |
|
|
|
Agenda |
935757180 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Proposal - As a special resolution, to
amend the company's Amended and Restated
Memorandum and Articles of Association (the "charter")
pursuant to an amendment to the charter in the form set
forth in Annex A of the accompanying proxy statement to
extend the date by which the company may either (i)
consummate a merger, share exchange, asset
acquisition, share purchase, reorganisation or similar
business combination (the "initial business combination"),
from February ...(due to space limits, see proxy material
for full proposal). |
Management |
For |
For |
|
|
2. |
The Adjournment Proposal - As an ordinary resolution, to
approve the adjournment of the general meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
the extension proposal (the "adjournment proposal"),
which will be presented at the general meeting if, based
on the tabulated votes, there are not sufficient votes at
the time of the general meeting to approve ...(due to
space limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
26,925 |
0 |
24-Jan-2023 |
24-Jan-2023 |
|
BLUERIVER ACQUISITION CORP. |
|
|
Security |
G1261Q107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
BLUA |
|
|
|
Meeting Date |
31-Jan-2023 |
|
ISIN |
KYG1261Q1073 |
|
|
|
Agenda |
935759033 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Proposal - To consider and vote upon a
proposal by the following special resolution to amend (the
"Extension Proposal") the Company's amended and
restated memorandum and articles of association
(together, the "Existing Charter") to extend from February
2, 2023 (the "Original Termination Date") to August 2,
2023 (the "Extended Date"), the date (the "Termination
Date") by which, if the Company has not consummated a
merger, share exchange, asset acquisition, share
purchase, ...(due to space limits, see proxy material for
full proposal). |
Management |
For |
For |
|
|
2. |
The Adjournment Proposal - To consider and vote upon a
proposal (the "Adjournment Proposal") by the following
ordinary resolution to approve the adjournment of the
General Meeting by the chair thereof to a later date, if
necessary, under certain circumstances, to solicit
additional proxies for the purpose of approving the
Extension Proposal, to amend the Extension Proposal, or
to allow reasonable additional time for the filing or mailing
of any supplemental or amended disclosure that the
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
375 |
0 |
01-Feb-2023 |
|
|
JAWS MUSTANG ACQUISITION CORPORATION |
|
|
Security |
G50737108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
JWSM |
|
|
|
Meeting Date |
01-Feb-2023 |
|
ISIN |
KYG507371089 |
|
|
|
Agenda |
935757940 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Amendment Proposal - RESOLVED, as a
special resolution that: a) the first sentence of Article 49.7
of JWSM's Amended and Restated Memorandum and
Articles of Association be deleted in its entirety and
replaced with the following new first sentence of Article
49.7: "In the event that the Company does not
consummate a Business Combination by February 4,
2024, or such later time as the Members may approve in
accordance with the Articles, the Company shall:" b)
Article 49.8(a) of JWSM's ...(due to space limits, see
proxy material for full proposal). |
Management |
For |
For |
|
|
2. |
The Redemption Limitation Amendment Proposal -
RESOLVED, as a special resolution that: a) Article
49.2(b) of JWSM's Amended and Restated Memorandum
and Articles of Association be deleted in its entirety and
replaced with the following new Article 49.2(b): "provide
Members with the opportunity to have their Shares
repurchased by means of a tender offer for a per-Share
repurchase price payable in cash, equal to the aggregate
amount then on deposit in the Trust Account, calculated
as of two ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the Shareholder
Meeting to a later date or dates if necessary, (i) to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Shareholder Meeting,
there are insufficient Class A ordinary shares, par value
$0.0001 per share (the "Public Shares"), and Class B
ordinary shares, par value $0.0001 per share, in the
capital of JWSM represented (either in person or by
proxy) to ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
12,500 |
0 |
31-Jan-2023 |
31-Jan-2023 |
|
CC NEUBERGER PRINCIPAL HOLDINGS III |
|
|
Security |
G1992N100 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
PRPC |
|
|
|
Meeting Date |
01-Feb-2023 |
|
ISIN |
KYG1992N1007 |
|
|
|
Agenda |
935759437 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Amendment Proposal - RESOLVED, as a
special resolution that: a) Article 49.7 of CCNB's
Amended and Restated Memorandum and Articles of
Association be deleted in its entirety and replaced with
the following new Article 49.7: "In the event that the
Company does not consummate a Business Combination
upon the date which is the later of (i) 5 May 2023 (or 5
February 2024, if applicable under the provisions of this
Article 49.7) and (ii) such later date as may be approved
by the ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
The Redemption Limitation Amendment Proposal -
RESOLVED, as a special resolution that: a) Article 49.
2(b) of CCNB's Amended and Restated Memorandum
and Articles of Association be deleted in its entirety and
replaced with the following new Article 49.2(b): "provide
Members with the opportunity to have their Shares
repurchased by means of a tender offer for a per-Share
repurchase price payable in cash, equal to the aggregate
amount then on deposit in the Trust Account, calculated
as of two ...(due to space limits,see proxy material for full
proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the Shareholder
Meeting to a later date or dates if necessary, (i) to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Shareholder Meeting,
there are insufficient Class A ordinary shares, par value
US$0.0001 per share (the "Public Shares") and Class B
ordinary shares, par value US$0.0001 per share in the
capital of CCNB represented (either in person or by
proxy) to ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
4,980 |
0 |
31-Jan-2023 |
31-Jan-2023 |
|
QUANTUM FINTECH ACQUISITION CORPORATION |
|
|
Security |
74767A105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
QFTA |
|
|
|
Meeting Date |
06-Feb-2023 |
|
ISIN |
US74767A1051 |
|
|
|
Agenda |
935759829 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal - Amend the
Company's Amended and Restated Certificate of
Incorporation to extend the date by which the Company
has to consummate a business combination for an
additional six months, from February 9, 2023 to August 9,
2023, or such earlier date as determined by the board of
directors of the Company. |
Management |
For |
For |
|
|
2. |
The Trust Amendment Proposal - Amend the Investment
Management Trust Agreement, dated as of February 4,
2021, by and between the Company and Continental
Stock Transfer & Trust Company, in the form set forth as
Annex B to the accompanying proxy statement, to
provide for the Extension to the Extended Date pursuant
to the Charter Amendment. |
Management |
For |
For |
|
|
3a. |
Election of Director to serve until the first annual meeting
of stockholders: John Schaible |
Management |
For |
For |
|
|
3b. |
Election of Director to serve until the first annual meeting
of stockholders: Miguel Leon |
Management |
For |
For |
|
|
3c. |
Election of Director to serve until the first annual meeting
of stockholders: Michael Devlin |
Management |
For |
For |
|
|
3d. |
Election of Director to serve until the first annual meeting
of stockholders: Sandip I. Patel |
Management |
For |
For |
|
|
3e. |
Election of Director to serve until the first annual meeting
of stockholders: Thomas J. Hammond |
Management |
For |
For |
|
|
3f. |
Election of Director to serve until the first annual meeting
of stockholders: Richard Korhammer |
Management |
For |
For |
|
|
3g. |
Election of Director to serve until the first annual meeting
of stockholders: Steven J. Carlson |
Management |
For |
For |
|
|
4. |
Ratification of Selection of Independent Registered Public
Accounting Firm - To ratify the selection by our Audit
Committee of Marcum LLP to serve as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2023. |
Management |
For |
For |
|
|
5. |
Adjournment - To direct the chairman of the special
meeting to adjourn the special meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the foregoing proposals. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
64,011 |
0 |
02-Feb-2023 |
02-Feb-2023 |
|
GOLUB CAPITAL BDC, INC. |
|
|
Security |
38173M102 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
GBDC |
|
|
|
Meeting Date |
07-Feb-2023 |
|
ISIN |
US38173M1027 |
|
|
|
Agenda |
935752623 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
Election of Class I Director of the Company who will each
serve for a term expiring in 2026: David B. Golub |
Management |
Split |
Split |
|
|
1b. |
Election of Class I Director of the Company who will each
serve for a term expiring in 2026: Anita J. Rival |
Management |
Split |
Split |
|
|
2. |
To ratify the selection of Ernst & Young LLP to serve as
the Company's independent registered public accounting
firm for the fiscal year ending September 30, 2023. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
20,252 |
0 |
06-Feb-2023 |
06-Feb-2023 |
|
GOAL ACQUISITIONS CORP. |
|
|
Security |
38021H107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
PUCK |
|
|
|
Meeting Date |
07-Feb-2023 |
|
ISIN |
US38021H1077 |
|
|
|
Agenda |
935758055 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Charter Amendment Proposal - A proposal to amend
our amended and restated certificate of incorporation (the
"Charter") to (a) extend the initial period of time by which
we have to consummate an initial business combination
to March 18, 2023, subject to extension by our board of
directors (the "Board") for up to five additional thirty-day
periods (the latest of which such date is referred to as the
"New Termination Date"), provided that, in each case,
Goal Acquisitions Sponsor LLC (the "Sponsor") (or its
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal - A proposal to amend the
Trust Agreement pursuant to an amendment in the form
set forth in Annex B of the accompanying proxy
statement, to change the initial date on which Continental
must commence liquidation of the Trust Account to the
New Termination Date or such later date as may be
approved by our stockholders in accordance with the
Charter (as may be amended) if a letter of termination
under the Trust Agreement is not received by Continental
prior to such date (the "Trust Amendment Proposal"). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - A proposal to approve one
or more adjournments of the Special Meeting from time to
time if requested by the chairman of the Special Meeting
(the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,188 |
0 |
06-Feb-2023 |
06-Feb-2023 |
|
MORINGA ACQUISITION CORP |
|
|
Security |
G6S23K116 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MACAU |
|
|
|
Meeting Date |
09-Feb-2023 |
|
ISIN |
KYG6S23K1168 |
|
|
|
Agenda |
935756823 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Articles Extension Proposal - A proposal to approve, by
way of special resolution, an amendment to the
Company's amended and restated memorandum and
articles of association in the form set forth in Annex A of
the accompanying proxy statement, to extend the date by
which the Company would be permitted to consummate
an initial business combination from February 19, 2023 to
August 19, 2023, as well as to permit the Board, in its
sole discretion, to elect to wind up the Company's
operations on an earlier date. |
Management |
For |
For |
|
|
2. |
Trust Extension Proposal - A proposal to amend the
Company's investment management trust agreement,
dated as of 2/19/2021, by & between Company & Trust
Company, to extend date by which the Company would
be permitted to consummate a business combination
from 2/19/2023 to 8/19/2023, or such earlier date as may
be determined by the Board, in its sole discretion,
including, without limitation, upon termination for any
reason of Business Combination Agreement with Holisto
Ltd., pursuant to resolution set forth in Proposal No. 2. of
accompanying proxy statement. |
Management |
For |
For |
|
|
3. |
Director Election Proposal [HOLDERS OF FOUNDER
SHARES ONLY] - A proposal to approve, by way of
ordinary resolution of the holders of the Class B ordinary
shares in the capital of the Company, the reappointment
of each of Ilan Levin, Craig Marshak, Ruth Alon, Michael
Basch, and Eric Brachfeld until the second succeeding
annual general meeting of the Company to be held in
2024 or until their successors are appointed and qualified
pursuant to the resolution set forth in Proposal No. 3 of
the accompanying proxy statement. |
Management |
For |
For |
|
|
4. |
Adjournment Proposal - A proposal to approve, by way of
ordinary resolution, the adjournment of the Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal No. 1, Proposal No. 2, or Proposal
No. 3, pursuant to the resolution set forth in Proposal No.
4 of the accompanying proxy statement. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
1 |
0 |
06-Feb-2023 |
06-Feb-2023 |
|
MORINGA ACQUISITION CORP |
|
|
Security |
G6S23K108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MACA |
|
|
|
Meeting Date |
09-Feb-2023 |
|
ISIN |
KYG6S23K1085 |
|
|
|
Agenda |
935756823 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Articles Extension Proposal - A proposal to approve, by
way of special resolution, an amendment to the
Company's amended and restated memorandum and
articles of association in the form set forth in Annex A of
the accompanying proxy statement, to extend the date by
which the Company would be permitted to consummate
an initial business combination from February 19, 2023 to
August 19, 2023, as well as to permit the Board, in its
sole discretion, to elect to wind up the Company's
operations on an earlier date. |
Management |
For |
For |
|
|
2. |
Trust Extension Proposal - A proposal to amend the
Company's investment management trust agreement,
dated as of 2/19/2021, by & between Company & Trust
Company, to extend date by which the Company would
be permitted to consummate a business combination
from 2/19/2023 to 8/19/2023, or such earlier date as may
be determined by the Board, in its sole discretion,
including, without limitation, upon termination for any
reason of Business Combination Agreement with Holisto
Ltd., pursuant to resolution set forth in Proposal No. 2. of
accompanying proxy statement. |
Management |
For |
For |
|
|
3. |
Director Election Proposal [HOLDERS OF FOUNDER
SHARES ONLY] - A proposal to approve, by way of
ordinary resolution of the holders of the Class B ordinary
shares in the capital of the Company, the reappointment
of each of Ilan Levin, Craig Marshak, Ruth Alon, Michael
Basch, and Eric Brachfeld until the second succeeding
annual general meeting of the Company to be held in
2024 or until their successors are appointed and qualified
pursuant to the resolution set forth in Proposal No. 3 of
the accompanying proxy statement. |
Management |
For |
For |
|
|
4. |
Adjournment Proposal - A proposal to approve, by way of
ordinary resolution, the adjournment of the Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal No. 1, Proposal No. 2, or Proposal
No. 3, pursuant to the resolution set forth in Proposal No.
4 of the accompanying proxy statement. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
10,596 |
0 |
06-Feb-2023 |
06-Feb-2023 |
|
PRIVETERRA ACQUISITION CORP. |
|
|
Security |
74275N102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
PMGM |
|
|
|
Meeting Date |
10-Feb-2023 |
|
ISIN |
US74275N1028 |
|
|
|
Agenda |
935753889 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend (the "Extension Amendment") the Company's
Amended and Restated Certificate of Incorporation (our
"charter") to extend the date by which the Company must
consummate a business combination (as defined below)
(the "Extension") from February 11, 2023 (the date which
is 24 months from the closing date of the Company's
initial public offering of our shares of Class A common
stock (the "IPO")) to September 11, 2023 (the date which
is 30 months from the closing date of the IPO) (the
"Extended Date") (the "Extension Amendment Proposal"). |
Management |
For |
For |
|
|
2. |
To approve the adjournment of the special meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes to approve the Extension Amendment
Proposal or if we determine that additional time is
necessary to effectuate the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
14,127 |
0 |
23-Jan-2023 |
23-Jan-2023 |
|
FUSION ACQUISITION CORP. II |
|
|
Security |
36118N102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FSNB |
|
|
|
Meeting Date |
14-Feb-2023 |
|
ISIN |
US36118N1028 |
|
|
|
Agenda |
935764185 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend (the "Extension Amendment") Fusion
Acquisition Corp. II's (the "Company," "we,"or "our")
Second Amended and Restated Certificate of
Incorporation (our "charter") to (i) extend the date by
which the Company must consummate a business
combination (the "Extension") from March 2, 2023 (the
date which is 24 months from the closing date of the
Company's initial public offering (the "IPO") of our units
(the "units") (such date, the "Current Outside Date")) to
September 2, 2023 (the date which ...(due to space
limits, see proxy statement for full proposal). |
Management |
For |
For |
|
|
2. |
To approve the adjournment of the special meeting to a
later date or dates, if necessary or appropriate, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve, or otherwise in
connection with, the other proposals or if we determine
that additional time is necessary to effectuate the
Extension (the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
43,471 |
0 |
23-Feb-2023 |
|
|
FUSION ACQUISITION CORP. II |
|
|
Security |
36118N201 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FSNBU |
|
|
|
Meeting Date |
14-Feb-2023 |
|
ISIN |
US36118N2018 |
|
|
|
Agenda |
935764185 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend (the "Extension Amendment") Fusion
Acquisition Corp. II's (the "Company," "we,"or "our")
Second Amended and Restated Certificate of
Incorporation (our "charter") to (i) extend the date by
which the Company must consummate a business
combination (the "Extension") from March 2, 2023 (the
date which is 24 months from the closing date of the
Company's initial public offering (the "IPO") of our units
(the "units") (such date, the "Current Outside Date")) to
September 2, 2023 (the date which ...(due to space
limits, see proxy statement for full proposal). |
Management |
For |
For |
|
|
2. |
To approve the adjournment of the special meeting to a
later date or dates, if necessary or appropriate, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve, or otherwise in
connection with, the other proposals or if we determine
that additional time is necessary to effectuate the
Extension (the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
24,801 |
0 |
23-Feb-2023 |
|
|
NEW VISTA ACQUISITION CORP. |
|
|
Security |
G6529L105 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
NVSA |
|
|
|
Meeting Date |
15-Feb-2023 |
|
ISIN |
KYG6529L1059 |
|
|
|
Agenda |
935758473 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Proposal - As a special resolution, to
amend the Company's Amended and Restated
Memorandum and Articles of Association (the "Charter")
pursuant to an amendment to the Charter in the form set
forth in Annex A of the accompanying proxy statement to
extend the date by which the Company must either (i)
consummate a merger, share exchange, asset
acquisition, share purchase, reorganization or similar
business combination, which we refer to as our initial
Business ...(due to space limits, see proxy statement for
full proposal). |
Management |
For |
For |
|
|
2. |
The Redemption Limitation Amendment Proposal - As a
special resolution, to amend the Company's Charter
pursuant to an amendment to the Charter as set forth in
Annex A of the accompanying proxy statement to
eliminate from the Charter the limitation that the
Company may not redeem public shares to the extent
that such redemption would result in the Company having
net tangible assets of less than $5,000,001 (the
"Redemption Limitation") in order to allow the Company
to redeem public ...(due to space limits, see proxy
statement for full proposal). |
Management |
For |
For |
|
|
3. |
The Liquidation Amendment Proposal - A proposal to
amend the Charter as set forth in Annex A of the
accompanying proxy statement to permit our Board, in its
sole discretion, to elect to wind up our operations on an
earlier date (the "Liquidation Amendment" and such
proposal, the "Liquidation Amendment Proposal" and,
collectively with the Extension Proposal and the
Redemption Limitation Amendment Proposal, the
"Charter Amendment Proposals"). |
Management |
For |
For |
|
|
4. |
The Trust Amendment Proposal - A proposal to amend
the Company's investment management trust agreement,
dated as of February 16, 2022, by and between the
Continental Stock Transfer & Trust Company
("Continental") and the Company (the "Trust Agreement")
pursuant to an amendment to the Trust Agreement in the
form set forth in Annex B of the accompanying proxy
statement to extend the date by which the Company
would be required to consummate our initial Business
Combination from February 19, 2023 to ...(due to space
limits,see proxy material for full proposal). |
Management |
For |
For |
|
|
5. |
The Adjournment Proposal - As an ordinary resolution, to
approve the adjournment of the Extraordinary General
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, the approval of any of the Charter Amendment
Proposals (the "Adjournment Proposal"), which will only
be presented at the Extraordinary General Meeting if,
based on the tabulated votes, there are not sufficient
votes at ...(due to space limits, see proxy statement for
full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
351 |
0 |
06-Feb-2023 |
06-Feb-2023 |
|
FINSERV ACQUISITION CORP. II |
|
|
Security |
31809Y103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FSRX |
|
|
|
Meeting Date |
20-Feb-2023 |
|
ISIN |
US31809Y1038 |
|
|
|
Agenda |
935764197 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from February 22,
2023 to August 22, 2023 (or such earlier date as
determined by the Board). |
Management |
For |
For |
|
|
2. |
Auditor Ratification Proposal: Ratification of the selection
of WithumSmith+Brown, PC by the audit committee of the
Company's board of directors to serve as the Company's
independent registered public accounting firm for the year
ending December 31, 2022. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
65,000 |
0 |
16-Feb-2023 |
16-Feb-2023 |
|
TAILWIND INTERNATIONAL ACQUISITION CORP. |
|
|
Security |
G8662F101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
TWNI |
|
|
|
Meeting Date |
21-Feb-2023 |
|
ISIN |
KYG8662F1019 |
|
|
|
Agenda |
935764642 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Amendment Proposal - RESOLVED, as a
special resolution that: a) Article 49.7 of Tailwind's
Amended and Restated Memorandum and Articles of
Association be deleted in its entirety and replaced with
the following new Article 49.7: "In the event that the
Company does not consummate a Business Combination
upon the date which is the later of (A) 23 August 2023
and (B) such later date as may be approved by the
Members in accordance with the Articles (in any case,
such date being ...(due to space limits, see proxy material
for full proposal). |
Management |
For |
For |
|
|
2. |
The Redemption Limitation Amendment Proposal -
RESOLVED, as a special resolution that: a) Article
49.2(b) of Tailwind's Amended and Restated
Memorandum and Articles of Association be deleted in its
entirety and replaced with the following new Article
49.2(b): "provide Members with the opportunity to have
their Shares repurchased by means of a tender offer for a
per-Share repurchase price payable in cash, equal to the
aggregate amount then on deposit in the Trust Account,
....(due to space limits,see proxy material for full
proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the Shareholder
Meeting to a later date or dates if necessary, (i) to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Shareholder Meeting,
there are insufficient Class A ordinary shares, par value
$0.0001 per share (the "Public Shares"), and Class B
ordinary shares, par value $0.0001 per share, in the
capital of Tailwind represented (either in person or by
proxy) ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
7,068 |
0 |
16-Feb-2023 |
16-Feb-2023 |
|
FLAME ACQUISITION CORP. |
|
|
Security |
33850F108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FLME |
|
|
|
Meeting Date |
27-Feb-2023 |
|
ISIN |
US33850F1084 |
|
|
|
Agenda |
935766343 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend Flame's Amended and Restated Certificate of
Incorporation (our "charter") to extend the date by which
Flame must consummate a business combination (the
"Extension") from March 1, 2023 (the date that is 24
months from the closing date of Flame's initial public
offering of units (the "IPO")) to September 1, 2023 (the
date that is 30 months from the closing date of the IPO)
(the "Extension Amendment Proposal"). |
Management |
For |
For |
|
|
2. |
A proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve the Extension
Amendment Proposal or if we determine that additional
time is necessary to effectuate the Extension (the
"Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
8,854 |
0 |
23-Feb-2023 |
23-Feb-2023 |
|
TWELVE SEAS INVESTMENT COMPANY II |
|
|
Security |
90118T205 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
TWLVU |
|
|
|
Meeting Date |
28-Feb-2023 |
|
ISIN |
US90118T2050 |
|
|
|
Agenda |
935766038 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from March 2,
2023 to December 2, 2023 (or such earlier date as
determined by the Board). |
Management |
For |
For |
|
|
2. |
Adjournment Proposal - Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
17,400 |
0 |
23-Feb-2023 |
23-Feb-2023 |
|
TWELVE SEAS INVESTMENT COMPANY II |
|
|
Security |
90118T106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
TWLV |
|
|
|
Meeting Date |
28-Feb-2023 |
|
ISIN |
US90118T1060 |
|
|
|
Agenda |
935766038 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from March 2,
2023 to December 2, 2023 (or such earlier date as
determined by the Board). |
Management |
For |
For |
|
|
2. |
Adjournment Proposal - Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
14,295 |
0 |
23-Feb-2023 |
23-Feb-2023 |
|
FUSION ACQUISITION CORP. II |
|
|
Security |
36118N102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FSNB |
|
|
|
Meeting Date |
28-Feb-2023 |
|
ISIN |
US36118N1028 |
|
|
|
Agenda |
935767383 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend (the "Extension Amendment") Fusion
Acquisition Corp. II's (the "Company," "we,"or "our")
Second Amended and Restated Certificate of
Incorporation (our "charter") to (i) extend the date by
which the Company must consummate a business
combination (the "Extension") from March 2, 2023 (the
date which is 24 months from the closing date of the
Company's initial public offering (the "IPO") of our units
(the "units") (such date, the "Current Outside Date")) to
September 2, 2023 (the date which is ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
2. |
To amend (the "Founder Share Amendment" and,
together with the Extension Amendment, the "Charter
Amendments") our charter to provide holders of Class B
common stock, par value $0.0001 per share, of the
Company ("founder shares" or "Class B Common Stock")
the right to convert any and all their Class B Common
Stock into Class A common stock, par value $0.0001 per
share of the Company ("Class A Common Stock"), on a
one-for-one basis prior to the closing of a business
combination at the election ...(due to space limits, see
proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
To approve the adjournment of the special meeting to a
later date or dates, if necessary or appropriate, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve, or otherwise in
connection with, the other proposals or if we determine
that additional time is necessary to effectuate the
Extension (the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
43,471 |
0 |
23-Feb-2023 |
23-Feb-2023 |
|
FUSION ACQUISITION CORP. II |
|
|
Security |
36118N201 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FSNBU |
|
|
|
Meeting Date |
28-Feb-2023 |
|
ISIN |
US36118N2018 |
|
|
|
Agenda |
935767383 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To amend (the "Extension Amendment") Fusion
Acquisition Corp. II's (the "Company," "we,"or "our")
Second Amended and Restated Certificate of
Incorporation (our "charter") to (i) extend the date by
which the Company must consummate a business
combination (the "Extension") from March 2, 2023 (the
date which is 24 months from the closing date of the
Company's initial public offering (the "IPO") of our units
(the "units") (such date, the "Current Outside Date")) to
September 2, 2023 (the date which is ...(due to space
limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
2. |
To amend (the "Founder Share Amendment" and,
together with the Extension Amendment, the "Charter
Amendments") our charter to provide holders of Class B
common stock, par value $0.0001 per share, of the
Company ("founder shares" or "Class B Common Stock")
the right to convert any and all their Class B Common
Stock into Class A common stock, par value $0.0001 per
share of the Company ("Class A Common Stock"), on a
one-for-one basis prior to the closing of a business
combination at the election ...(due to space limits, see
proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
To approve the adjournment of the special meeting to a
later date or dates, if necessary or appropriate, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve, or otherwise in
connection with, the other proposals or if we determine
that additional time is necessary to effectuate the
Extension (the "Adjournment Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
24,801 |
0 |
23-Feb-2023 |
23-Feb-2023 |
|
NORTHERN STAR INVESTMENT CORP. IV |
|
|
Security |
66575B101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
NSTD |
|
|
|
Meeting Date |
01-Mar-2023 |
|
ISIN |
US66575B1017 |
|
|
|
Agenda |
935766406 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to September 4, 2023. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
17,000 |
0 |
23-Feb-2023 |
23-Feb-2023 |
|
LIVE OAK MOBILITY ACQUISITION CORP. |
|
|
Security |
538126103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
LOKM |
|
|
|
Meeting Date |
02-Mar-2023 |
|
ISIN |
US5381261032 |
|
|
|
Agenda |
935766456 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Amendment Proposal - To amend and
restate (the "Amendment") the Company's Amended and
Restated Certificate of Incorporation (our "charter") to
extend the date by which the Company must
consummate a business combination (the "Extension")
from 24 months from the closing of the Company's initial
public offering (the "IPO") to November 30, 2023 (the
"Extended Date" and, such proposal, the "Extension
Amendment Proposal" or "Proposal No. 1"). |
Management |
For |
For |
|
|
2. |
The Adjournment Proposal - A proposal to approve the
adjournment of the special meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes to
approve the Extension Amendment Proposal or if we
determine that additional time is necessary to effectuate
the Extension ("Adjournment Proposal" or "Proposal No.
2"). The Adjournment Proposal will only be presented at
the special meeting if there are not sufficient votes for,
approval of the Extension Amendment Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
65,000 |
0 |
28-Feb-2023 |
28-Feb-2023 |
|
AFRICAN GOLD ACQUISITION CORPORATION |
|
|
Security |
G0112R108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
AGAC |
|
|
|
Meeting Date |
02-Mar-2023 |
|
ISIN |
KYG0112R1083 |
|
|
|
Agenda |
935770443 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Extension Amendment Proposal - RESOLVED, as a
special resolution that: a) Article 49.7 of African Gold's
Amended and Restated Articles of Association be deleted
in its entirety and replaced with the following new Article
49.7: "In the event that the Company does not
consummate a Business Combination upon the date
which is the later of (A) 2 June 2023 (or 2 March 2024, if
applicable under the provisions of this Article 49.7) and
(B) such later date as may be approved by the Members
in accordance ...(due to space limits, see proxy material
for full proposal). |
Management |
For |
For |
|
|
2. |
The Redemption Limitation Amendment Proposal -
RESOLVED, as a special resolution that: a) Article
49.2(b) of African Gold's Amended and Restated Articles
of Association be deleted in its entirety and replaced with
the following new Article 49.2(b): "provide Members with
the opportunity to have their Shares repurchased by
means of a tender offer for a per-Share repurchase price
payable in cash, equal to the aggregate amount then on
deposit in the Trust Account, calculated as of two ...(due
to space limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
3. |
The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the Shareholder
Meeting to a later date or dates if necessary, (i) to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Shareholder Meeting,
there are insufficient Class A ordinary shares, par value
$0.0001 per share (the "Public Shares"), and Class B
ordinary shares, par value $0.0001 per share, in the
capital of African Gold represented (either in ...(due to
space limits, see proxy material for full proposal). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
892 |
0 |
28-Feb-2023 |
28-Feb-2023 |
|
DHC ACQUISITION CORP. |
|
|
Security |
G2758T109 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
DHCA |
|
|
|
Meeting Date |
03-Mar-2023 |
|
ISIN |
KYG2758T1094 |
|
|
|
Agenda |
935769375 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - To amend the
Memorandum and Articles of Association (our "Articles")
to extend the initial date by which DHC Acquisition Corp
must consummate a business combination from March 4,
2023 to December 4, 2023, subject to any additional
extensions as provided in our Articles. |
Management |
For |
For |
|
|
2. |
Adjournment - To adjourn the Shareholder Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies, if, based on the tabulated
vote at the time of the Shareholder Meeting, there are
insufficient Class A ordinary shares, par value $0.0001
per share, and Class B ordinary shares, par value
$0.0001 per share, of DHC Acquisition Corp (either in
person or by proxy) to constitute a quorum necessary to
conduct business at the Shareholder Meeting or at the
time of the Shareholder Meeting to approve Proposal No.
1. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
35,466 |
0 |
28-Feb-2023 |
28-Feb-2023 |
|
EATON VANCE FLOATING-RATE INCOME TRUST |
|
|
Security |
278279104 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
EFT |
|
|
|
Meeting Date |
16-Mar-2023 |
|
ISIN |
US2782791048 |
|
|
|
Agenda |
935763652 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Thomas E. Faust Jr. |
|
Split |
Split |
|
|
|
2 |
Cynthia E. Frost |
|
Split |
Split |
|
|
|
3 |
Scott E. Wennerholm |
|
Split |
Split |
|
|
|
4 |
Nancy A. Wiser |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
128,698 |
0 |
15-Mar-2023 |
15-Mar-2023 |
|
PGIM INVESTMENTS |
|
|
Security |
69346H100 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
ISD |
|
|
|
Meeting Date |
29-Mar-2023 |
|
ISIN |
US69346H1005 |
|
|
|
Agenda |
935765579 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Class II Director: Kevin J. Bannon |
Management |
Split |
Split |
|
|
1.2 |
Election of Class II Director: Keith F. Hartstein |
Management |
Split |
Split |
|
|
1.3 |
Election of Class II Director: Grace C. Torres |
Management |
Split |
Split |
|
|
2. |
Ratify the appointment of PricewaterhouseCoopers LLP
as the Fund's independent registered public accountant
for the fiscal year ending July 31, 2023. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
50,000 |
0 |
28-Mar-2023 |
28-Mar-2023 |
|
BLUE SAFARI GROUP ACQUISITION CORP. |
|
|
Security |
G1195R106 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
BSGA |
|
|
|
Meeting Date |
11-Apr-2023 |
|
ISIN |
VGG1195R1064 |
|
|
|
Agenda |
935807961 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
The Business Combination Proposal - to consider and
vote upon a proposal to approve the amended and
restated agreement and plan of merger dated December
15, 2021 (as it may be amended and/or restated from
time to time, the "Merger Agreement"), by and among
Bitdeer Technologies Group, an exempted company with
limited liability incorporated under the laws of the
Cayman Islands ("BTG"), Bitdeer Technologies Holding
Company, an exempted company with limited liability
incorporated under the ...(due to space limits, see proxy
material for full proposal). |
Management |
For |
For |
|
|
2. |
The Initial Mergers Proposal - to consider and vote upon
a proposal to approve, (1) the First SPAC Merger and the
plan of merger for the First SPAC Merger (the "First Plan
of Merger"), attached to the accompanying proxy
statement/prospectus as Annex A-5, and the transactions
contemplated thereunder, and (2) that upon the effective
time of the First SPAC Merger, (i) the amended and
restated memorandum and articles of association in the
form attached to the First Plan of Merger, a copy of
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
3. |
The Nasdaq Proposal - to consider and vote upon a
proposal to approve, the issuance of securities in
connection with the Business Combination in order to
comply with Nasdaq Listing Rules 5635(a) and (b) (the
"Nasdaq Proposal"). |
Management |
For |
For |
|
|
4. |
The Governing Documents Proposal - to consider and
vote upon a proposal (the "Governing Documents
Proposal") in connection with the replacement of the
current Second Amended and Restated Memorandum
and Articles of Association (the "Existing BSGA Articles")
with the proposed Amended and Restated Memorandum
and Articles of Association of BTG (the "Amended BTG
Articles"). |
Management |
For |
For |
|
|
5A. |
Governing Documents Proposal A - to authorize the
effective change in authorized share capital from (i) the
maximum of 111,000,000 shares that BSGA is authorized
to issue, with no par value, divided into three classes of
shares as follows: (a) 100,000,000 class A ordinary
shares with no par value ("BSGA Class A Ordinary
Shares"); (b) 10,000,000 class B ordinary shares with no
par value ("BSGA Class B Ordinary Shares"); and (c)
1,000,000 preferred shares with no par value, to (ii) the
....(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
5B. |
Governing Documents Proposal B - to authorize the
effective change in voting power in respect of the BSGA
Class A Ordinary Shares given that, following the
consummation of the Business Combination, each BTG
Class A Ordinary Share will be entitled to one (1) vote per
share compared with each BTG Class V Ordinary Share
being entitled to ten (10) votes per share, which change
will be effected given holders of BSGA Class A Ordinary
Shares will, effective as of the consummation of the
Business ...(due to space limits, see proxy material for full
proposal). |
Management |
For |
For |
|
|
5C. |
Governing Documents Proposal C - to authorize the
effective change in the requirement of the number of
directors from (i) the minimum number of directors shall
be one and there shall be no maximum number of
directors to (ii) unless otherwise determined by BTG in
general meeting, the number of directors shall be no less
than three (3) and no more than twelve (12). |
Management |
For |
For |
|
|
5D. |
Governing Documents Proposal D - to authorize all other
changes in connection with the effective replacement of
the Existing BSGA Articles with the Amended BTG
Articles effective as of the consummation of the Business
Combination, including changing the name from BSGA to
BTG, and removing certain provisions relating to BSGA's
status as a blank check company that will no longer be
applicable to BTG following consummation of the
Business Combination, which changes will be effected
given holders ...(due to space limits, see proxy material
for full proposal). |
Management |
For |
For |
|
|
6. |
The BTG Incentive Plan Proposal - to consider and vote
upon a proposal to approve, the BTG incentive plan a
form of which is attached to the accompanying proxy
statement/prospectus as Annex C (the "BTG Incentive
Plan Proposal"), the approval of which the BSGA Board
believes is important in attracting, retaining and
rewarding high caliber employees who are essential to
BTG's success and in providing incentive to these
individuals to promote the success of BTG. |
Management |
For |
For |
|
|
7. |
The Adjournment Proposal - to consider and approve, if
presented, a proposal to adjourn the Extraordinary
General Meeting to a later date or dates for the purpose
of soliciting additional proxies in favor of the approval of
the Business Combination if, based on the tabulated
votes, there are not sufficient votes received at the time
of the Extraordinary General Meeting to approve any of
Proposals 1 through 6. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,124 |
0 |
04-Apr-2023 |
04-Apr-2023 |
|
WESTERN ASSET HIGH INC OPP FD INC. |
|
|
Security |
95766K109 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
HIO |
|
|
|
Meeting Date |
14-Apr-2023 |
|
ISIN |
US95766K1097 |
|
|
|
Agenda |
935780812 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Class I Director to serve until the 2026 Annual
Meeting: Robert D. Agdern |
Management |
Split |
Split |
|
|
1.2 |
Election of Class I Director to serve until the 2026 Annual
Meeting: Carol L. Colman |
Management |
Split |
Split |
|
|
1.3 |
Election of Class I Director to serve until the 2026 Annual
Meeting: Daniel P. Cronin |
Management |
Split |
Split |
|
|
2. |
To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending September 30, 2023. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV32 |
RIVERNORTH
SPECIALTY
FINANCE CORP
FBO PERSHING |
997RV32 |
STATE
STREET BANK
& TRUST CO |
150,000 |
0 |
13-Apr-2023 |
13-Apr-2023 |
|
WESTERN ASSET HIGH INC OPP FD INC. |
|
|
Security |
95766K109 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
HIO |
|
|
|
Meeting Date |
14-Apr-2023 |
|
ISIN |
US95766K1097 |
|
|
|
Agenda |
935780812 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Class I Director to serve until the 2026 Annual
Meeting: Robert D. Agdern |
Management |
Split |
Split |
|
|
1.2 |
Election of Class I Director to serve until the 2026 Annual
Meeting: Carol L. Colman |
Management |
Split |
Split |
|
|
1.3 |
Election of Class I Director to serve until the 2026 Annual
Meeting: Daniel P. Cronin |
Management |
Split |
Split |
|
|
2. |
To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending September 30, 2023. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
139,360 |
0 |
13-Apr-2023 |
13-Apr-2023 |
|
WESTERN ASSET DIVERSIFIED INCOME FUND |
|
|
Security |
95790K109 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
WDI |
|
|
|
Meeting Date |
14-Apr-2023 |
|
ISIN |
US95790K1097 |
|
|
|
Agenda |
935780886 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Class II Director to serve until the 2026
Annual Meeting: Paolo M. Cucchi |
Management |
Split |
Split |
|
|
1.2 |
Election of Class II Director to serve until the 2026
Annual Meeting: Eileen A. Kamerick |
Management |
Split |
Split |
|
|
2. |
To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending December 31, 2023. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
34,500 |
0 |
13-Apr-2023 |
13-Apr-2023 |
|
GOLDENBRIDGE ACQUISITION LIMITED |
|
|
Security |
G3970D104 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GBRG |
|
|
|
Meeting Date |
14-Apr-2023 |
|
ISIN |
VGG3970D1042 |
|
|
|
Agenda |
935814005 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1) |
Reincorporation Merger Proposal - to approve the merger
of Goldenbridge with and into SunCar Technology Group
Inc. (the "PubCo"), a Cayman Islands exempted
company and wholly owned subsidiary of Goldenbridge,
with PubCo surviving the merger. The merger will change
Goldenbridge's place of incorporation from the British
Virgin Islands to the Cayman Islands. Goldenbridge
refers to the merger as the Reincorporation Merger. |
Management |
For |
For |
|
|
2) |
Acquisition Merger Proposal - to approve the
authorization for PubCo's board of directors to complete
the merger of SunCar Technology Global Inc. (the
"Merger Sub"), a Cayman Islands exempted company
and wholly owned subsidiary of PubCo, into Auto
Services Group Limited (the "SunCar"), a Cayman
Islands exempted company, resulting in SunCar
becoming a wholly owned subsidiary of PubCo.
Goldenbridge refers to the merger as the Acquisition
Merger. |
Management |
For |
For |
|
|
3) |
Nasdaq Proposal - to approve for purposes of complying
with Nasdaq Listing Rule 5635 (a) and (b), the issuance
of more than 20% of the issued and outstanding ordinary
shares of PubCo pursuant to the terms of the Merger
Agreement and the resulting change in control in
connection with the Business Combination. |
Management |
For |
For |
|
|
4) |
Pre-Merger Charter Amendment Proposal - to approve
the pre- merger charter amendment. |
Management |
For |
For |
|
|
5) |
PubCo Charter Proposal - to approve each material
difference between the proposed PubCo's Amended and
Restated Memorandum and Articles of Association and
the amended and restated memorandum and articles of
association of Goldenbridge, as amended and restated
on November 24, 2022. |
Management |
For |
For |
|
|
6) |
Adjournment Proposal - to approve the adjournment of
the Extraordinary General Meeting in the event
Goldenbridge does not receive the requisite shareholder
vote to approve any of the above Proposals. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
60,293 |
0 |
12-Apr-2023 |
12-Apr-2023 |
|
FLAHERTY & CRUMRINE PREFERRED INCOME OPP |
|
|
Security |
33848E106 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
PFO |
|
|
|
Meeting Date |
19-Apr-2023 |
|
ISIN |
US33848E1064 |
|
|
|
Agenda |
935776748 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Director: Morgan Gust |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
6,058 |
0 |
18-Apr-2023 |
18-Apr-2023 |
|
BLACKSTONE FUNDS |
|
|
Security |
09257D102 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BGX |
|
|
|
Meeting Date |
19-Apr-2023 |
|
ISIN |
US09257D1028 |
|
|
|
Agenda |
935780709 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
2.1 |
Election of Trustee: Jane Siebels |
Management |
Split |
Split |
|
|
2.2 |
Election of Trustee: Daniel H. Smith, Jr. |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
55,836 |
0 |
18-Apr-2023 |
18-Apr-2023 |
|
BLACKSTONE / GSO SENIOR FLT RATE TERM FD |
|
|
Security |
09256U105 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BSL |
|
|
|
Meeting Date |
19-Apr-2023 |
|
ISIN |
US09256U1051 |
|
|
|
Agenda |
935780711 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Trustee: Edward D'Alelio |
Management |
Split |
Split |
|
|
1.2 |
Election of Trustee: Jane Siebels |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
48,700 |
0 |
18-Apr-2023 |
18-Apr-2023 |
|
BLACKSTONE / GSO SENIOR FLT RATE TERM FD |
|
|
Security |
09256U105 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BSL |
|
|
|
Meeting Date |
19-Apr-2023 |
|
ISIN |
US09256U1051 |
|
|
|
Agenda |
935780711 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Trustee: Edward D'Alelio |
Management |
Split |
Split |
|
|
1.2 |
Election of Trustee: Jane Siebels |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV32 |
RIVERNORTH
SPECIALTY
FINANCE CORP
FBO PERSHING |
997RV32 |
STATE
STREET BANK
& TRUST CO |
40,000 |
0 |
18-Apr-2023 |
18-Apr-2023 |
|
THE NEW AMERICA HIGH INCOME FUND, INC. |
|
|
Security |
641876800 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
HYB |
|
|
|
Meeting Date |
27-Apr-2023 |
|
ISIN |
US6418768007 |
|
|
|
Agenda |
935770746 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Joseph L. Bower |
|
Split |
Split |
|
|
|
2 |
Stuart A. McFarland |
|
Split |
Split |
|
|
|
3 |
Marguerite Piret |
|
Split |
Split |
|
|
|
4 |
Ellen E. Terry |
|
Split |
Split |
|
|
|
5 |
Luis Viceira |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
35,503 |
0 |
26-Apr-2023 |
26-Apr-2023 |
|
BARINGS BDC, INC. |
|
|
Security |
06759L103 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BBDC |
|
|
|
Meeting Date |
04-May-2023 |
|
ISIN |
US06759L1035 |
|
|
|
Agenda |
935787183 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
Election of Class II Director who will serve until 2026
Annual Meeting: Steve Byers |
Management |
Split |
Split |
|
|
1b. |
Election of Class II Director who will serve until 2026
Annual Meeting: Valerie Lancaster-Beal |
Management |
Split |
Split |
|
|
1c. |
Election of Class II Director who will serve until 2026
Annual Meeting: John A. Switzer |
Management |
Split |
Split |
|
|
2. |
To authorize the Company, with subsequent approval of
its Board of Directors, to issue and sell shares of its
common stock at a price below its then current net asset
value per share in one or more offerings, subject to
certain limitations (including, without limitation, that the
number of shares does not exceed 30% of its then
outstanding common stock immediately prior to each
such offering). |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV32 |
RIVERNORTH
SPECIALTY
FINANCE CORP
FBO PERSHING |
997RV32 |
STATE
STREET BANK
& TRUST CO |
75,000 |
0 |
03-May-2023 |
03-May-2023 |
|
BARINGS BDC, INC. |
|
|
Security |
06759L103 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
BBDC |
|
|
|
Meeting Date |
04-May-2023 |
|
ISIN |
US06759L1035 |
|
|
|
Agenda |
935787183 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
Election of Class II Director who will serve until 2026
Annual Meeting: Steve Byers |
Management |
Split |
Split |
|
|
1b. |
Election of Class II Director who will serve until 2026
Annual Meeting: Valerie Lancaster-Beal |
Management |
Split |
Split |
|
|
1c. |
Election of Class II Director who will serve until 2026
Annual Meeting: John A. Switzer |
Management |
Split |
Split |
|
|
2. |
To authorize the Company, with subsequent approval of
its Board of Directors, to issue and sell shares of its
common stock at a price below its then current net asset
value per share in one or more offerings, subject to
certain limitations (including, without limitation, that the
number of shares does not exceed 30% of its then
outstanding common stock immediately prior to each
such offering). |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
107,849 |
0 |
03-May-2023 |
03-May-2023 |
|
NUVEEN PREFERED & CONVERTIBLE INCOME 2 |
|
|
Security |
67073D102 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
JQC |
|
|
|
Meeting Date |
08-May-2023 |
|
ISIN |
US67073D1028 |
|
|
|
Agenda |
935816679 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Robert L. Young* |
|
Split |
Split |
|
|
|
2 |
Amy B.R. Lancellotta** |
|
Split |
Split |
|
|
|
3 |
John K. Nelson** |
|
Split |
Split |
|
|
|
4 |
Terence J. Toth** |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
122,069 |
0 |
05-May-2023 |
05-May-2023 |
|
NUVEEN PREFERRED AND INC SECURITIES FD |
|
|
Security |
67072C105 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
JPS |
|
|
|
Meeting Date |
08-May-2023 |
|
ISIN |
US67072C1053 |
|
|
|
Agenda |
935816679 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Robert L. Young* |
|
For |
For |
|
|
|
2 |
Amy B.R. Lancellotta** |
|
For |
For |
|
|
|
3 |
John K. Nelson** |
|
For |
For |
|
|
|
4 |
Terence J. Toth** |
|
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
82,837 |
0 |
25-Apr-2023 |
25-Apr-2023 |
|
NUVEEN VARIABLE RATE PREFERRED & INCOME |
|
|
Security |
67080R102 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
NPFD |
|
|
|
Meeting Date |
08-May-2023 |
|
ISIN |
US67080R1023 |
|
|
|
Agenda |
935816679 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Robert L. Young* |
|
For |
For |
|
|
|
2 |
Amy B.R. Lancellotta** |
|
For |
For |
|
|
|
3 |
John K. Nelson** |
|
For |
For |
|
|
|
4 |
Terence J. Toth** |
|
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
33,115 |
0 |
25-Apr-2023 |
25-Apr-2023 |
|
CHURCHILL CAPITAL CORP VII |
|
|
Security |
17144M102 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
CVII |
|
|
|
Meeting Date |
11-May-2023 |
|
ISIN |
US17144M1027 |
|
|
|
Agenda |
935834792 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1) |
The Extension Amendment Proposal - To amend the
amended and restated certificate of incorporation of
Churchill Capital Corp VII ("Churchill") to extend the date
by which Churchill has to consummate a business
combination (the "Extension"), as more fully set forth in
Churchill's proxy statement (the "Extension Amendment
Proposal"). |
Management |
For |
For |
|
|
2) |
The Adjournment Proposal - To adjourn the special
meeting of Churchill stockholders to a later date or dates,
if necessary, to permit further solicitation and vote of
proxies if, at the time of the special meeting, there are not
sufficient votes to approve the Extension Amendment
Proposal or if Churchill determines that additional time is
necessary to effectuate the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
52,201 |
0 |
25-Apr-2023 |
25-Apr-2023 |
|
CHURCHILL CAPITAL CORP VI |
|
|
Security |
17143W101 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
CCVI |
|
|
|
Meeting Date |
11-May-2023 |
|
ISIN |
US17143W1018 |
|
|
|
Agenda |
935836948 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1) |
The Extension Amendment Proposal - To amend the
amended and restated certificate of incorporation of
Churchill Capital Corp VI ("Churchill") to extend the date
by which Churchill has to consummate a business
combination (the "Extension"), as more fully set forth in
Churchill's proxy statement (the "Extension Amendment
Proposal"). |
Management |
For |
For |
|
|
2) |
The Adjournment Proposal - To adjourn the special
meeting of Churchill stockholders to a later date or dates,
if necessary, to permit further solicitation and vote of
proxies if, at the time of the special meeting, there are not
sufficient votes to approve the Extension Amendment
Proposal or if Churchill determines that additional time is
necessary to effectuate the Extension. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
45,000 |
0 |
25-Apr-2023 |
25-Apr-2023 |
|
WESTERN ASSET PREMIER BOND FUND |
|
|
Security |
957664105 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
WEA |
|
|
|
Meeting Date |
19-May-2023 |
|
ISIN |
US9576641057 |
|
|
|
Agenda |
935829981 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
DIRECTOR |
Management |
Split |
Split |
|
|
|
1 |
Robert Abeles, Jr. |
|
Split |
Split |
|
|
|
2 |
Jane F. Dasher |
|
Split |
Split |
|
|
|
3 |
Anita L. DeFrantz |
|
Split |
Split |
|
|
|
4 |
Susan B. Kerley |
|
Split |
Split |
|
|
|
5 |
Michael Larson |
|
Split |
Split |
|
|
|
6 |
Avedick B. Poladian |
|
Split |
Split |
|
|
|
7 |
William E. B. Siart |
|
Split |
Split |
|
|
|
8 |
Jaynie M. Studenmund |
|
Split |
Split |
|
|
|
9 |
Peter J. Taylor |
|
Split |
Split |
|
|
|
10 |
Ronald Olson |
|
Split |
Split |
|
|
|
11 |
Jane E. Trust |
|
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
2,800 |
0 |
18-May-2023 |
18-May-2023 |
|
VIRTUS INVESTMENT PARTNERS |
|
|
Security |
92829B101 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
VGI |
|
|
|
Meeting Date |
22-May-2023 |
|
ISIN |
US92829B1017 |
|
|
|
Agenda |
935837154 - Opposition |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
8a. |
Election of Class II Trustee: Donald C. Burke |
Management |
Split |
Split |
|
|
8b. |
Election of Class II Trustee: Sarah E. Cogan |
Management |
Split |
Split |
|
|
8c. |
Election of Class II Trustee: Sidney E. Harris |
Management |
Split |
Split |
|
|
8d. |
Election of Class II Trustee: John R. Mallin |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
116,278 |
0 |
19-May-2023 |
19-May-2023 |
|
GRAF ACQUISITION CORP. IV |
|
|
Security |
384272100 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
GFOR |
|
|
|
Meeting Date |
22-May-2023 |
|
ISIN |
US3842721009 |
|
|
|
Agenda |
935864202 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - A proposal to amend
the Company's amended and restated certificate of
incorporation (the "Charter"), in the form set forth in
Annex A to the accompanying Proxy Statement, to (i)
extend the date by which the Company must
consummate the Business Combination (as defined
below) from 05/25/2023 to 09/29/2023 (the "Extended
Date"), and (ii) permit the Company's board of directors
(the "Board"), in its sole discretion, to elect to wind up the
Company's operations on an earlier date than the
Extended Date as determined by the Board. |
Management |
For |
For |
|
|
2. |
Adjournment Proposal - A proposal to approve the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes for,
or otherwise in connection with, the approval of the
Extension Amendment Proposal, or to provide additional
time to effectuate the Extension (the "Adjournment
Proposal"). |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,295 |
0 |
09-May-2023 |
09-May-2023 |
|
OCEANTECH ACQUISITIONS I CORP. |
|
|
Security |
675507107 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
OTEC |
|
|
|
Meeting Date |
30-May-2023 |
|
ISIN |
US6755071072 |
|
|
|
Agenda |
935867727 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - Amend the Company's
Amended and Restated Certificate of Incorporation to
extend the date by which the Company has to complete a
business combination from June 2, 2023 to June 2, 2024,
or such earlier date as determined by the Board of
Directors, which we refer to as the "Extension
Amendment Proposal." |
Management |
For |
For |
|
|
2. |
Trust Amendment Proposal - Amend the Company's
Amended and Restated Investment Management Trust
Agreement, dated as of November 30, 2023, by and
between the Company and Continental Stock Transfer &
Trust Company, (i) allowing the Company to extend the
business combination period from June 2, 2023 to June
2, 2024 and (ii) updating certain defined terms in the
Trust Agreement. |
Management |
For |
For |
|
|
3. |
Adjournment Proposal - Approve the adjournment of the
Special Meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes for, or otherwise in
connection with, the approval of the Extension
Amendment Proposal and the Trust Amendment
Proposal, which we refer to as the "Adjournment
Proposal." |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
22,253 |
0 |
15-May-2023 |
15-May-2023 |
|
NUVEEN SENIOR INCOME FUND |
|
|
Security |
67067Y104 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
NSL |
|
|
|
Meeting Date |
08-Jun-2023 |
|
ISIN |
US67067Y1047 |
|
|
|
Agenda |
935816718 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To approve an Agreement and Plan of Merger pursuant
to which Nuveen Senior Income Fund (a "Target Fund")
would be merged with and into NFRIF Merger Sub, LLC,
a Massachusetts limited liability company and wholly-
owned subsidiary of Nuveen Floating Rate Income Fund
(the "Acquiring Fund"), with the issued and outstanding
common and preferred shares of the Target Fund being
converted into newly issued common and preferred
shares of the Acquiring Fund. |
Management |
For |
For |
|
|
3. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Robert L. Young* |
|
For |
For |
|
|
|
2 |
Amy B. R. Lancellotta# |
|
For |
For |
|
|
|
3 |
John K. Nelson# |
|
For |
For |
|
|
|
4 |
Terence J. Toth# |
|
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
125,566 |
0 |
25-Apr-2023 |
25-Apr-2023 |
|
NUVEEN SENIOR INCOME FUND |
|
|
Security |
67067Y104 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
NSL |
|
|
|
Meeting Date |
08-Jun-2023 |
|
ISIN |
US67067Y1047 |
|
|
|
Agenda |
935866612 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
To approve an Agreement and Plan of Merger pursuant
to which Nuveen Senior Income Fund (a "Target Fund")
would be merged with and into NFRIF Merger Sub, LLC,
a Massachusetts limited liability company and wholly-
owned subsidiary of Nuveen Floating Rate Income Fund
(the "Acquiring Fund"), with the issued and outstanding
common and preferred shares of the Target Fund being
converted into newly issued common and preferred
shares of the Acquiring Fund. |
Management |
For |
For |
|
|
3. |
DIRECTOR |
Management |
|
|
|
|
|
1 |
Robert L. Young* |
|
For |
For |
|
|
|
2 |
Amy B. R. Lancellotta# |
|
For |
For |
|
|
|
3 |
John K. Nelson# |
|
For |
For |
|
|
|
4 |
Terence J. Toth# |
|
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
125,566 |
0 |
30-May-2023 |
30-May-2023 |
|
XAI OCTAGON FUNDS |
|
|
Security |
98400T205 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
XFLTPR |
|
|
|
Meeting Date |
08-Jun-2023 |
|
ISIN |
US98400T2050 |
|
|
|
Agenda |
935868325 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1a. |
Election of Class III Trustee to serve until the 2026
annual meeting: Scott Craven Jones |
Management |
Split |
Split |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
167,487 |
0 |
07-Jun-2023 |
07-Jun-2023 |
|
JAWS HURRICANE ACQUISITION CORPORATION |
|
|
Security |
47201B103 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
HCNE |
|
|
|
Meeting Date |
08-Jun-2023 |
|
ISIN |
US47201B1035 |
|
|
|
Agenda |
935877451 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
Extension Amendment Proposal - To amend the
Company's amended and restated certificate of
incorporation to extend the date (the "Termination Date")
by which the Company has to consummate an initial
business combination from June 15, 2023 (the "Original
Termination Date") to June 15, 2024 (the "Charter
Extension Date"), unless the closing of a Business
Combination shall have occurred prior thereto, or such
earlier date as is determined by the board of directors of
the Company (the "Board" to be in the best interests of
the Company. |
Management |
For |
For |
|
|
2. |
To amend the Company's Certificate of Incorporation to
eliminate from the Certificate of Incorporation the
limitation that the Company may not redeem Public Stock
(as defined below) to the extent that such redemption
would result in the Company having net tangible assets
(as determined in accordance with Rule 3a51- 1(g)(1) of
the Securities Exchange Act of 1934, as amended) of
less than $5,000,001 (the "Redemption Limitation") in
order to allow the Company to redeem Public Stock
irrespective of whether such redemption would exceed
the Redemption Limitation. |
Management |
For |
For |
|
|
3. |
Trust Amendment Proposal - To amend the Investment
Management Trust Agreement (the "Trust Agreement"),
dated June 15, 2021, by and between the Company and
Continental Stock Transfer & Trust Company, as trustee
("Continental"), to extend the date on which Continental
must liquidate the Trust Account (the "Trust Account")
established in connection with the Company's initial
public offering ("IPO") if the Company has not completed
its initial business combination, from June 15, 2023 to
June 15, 2024. |
Management |
For |
For |
|
|
4. |
To adjourn the Stockholder Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if (i) based upon the tabulated vote at the time
of the Stockholder Meeting, there are insufficient shares
of Class A common stock, par value $0.0001 per share,
and Class B common stock, par value $0.0001 per share
in the capital of the Company. (ii) the holders of Public
Stock have elected to redeem an amount of shares in
connection with the Stockholder Meeting. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
30,000 |
0 |
02-Jun-2023 |
02-Jun-2023 |
|
MOUNTAIN CREST ACQUISITION CORP IV |
|
|
Security |
62403K108 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MCAF |
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|
Meeting Date |
22-Jun-2023 |
|
ISIN |
US62403K1088 |
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|
|
Agenda |
935892085 - Management |
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|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1. |
SECOND EXTENSION AMENDMENT - APPROVAL OF
AN AMENDMENT TO THE COMPANY'S AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, TO EXTEND THE DATE BY WHICH
THE COMPANY HAS TO CONSUMMATE A BUSINESS
COMBINATION FROM JULY 2, 2023 TO JANUARY 2,
2024 IN EXCHANGE FOR THE COMPANY
DEPOSITING $250,000 INTO THE TRUST FUND AS
DEFINED IN THE CHARTER. |
Management |
For |
For |
|
|
2. |
ADJOURNMENT - APPROVAL TO PERMIT THE
CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR
DATES, IF DESIRED. |
Management |
For |
For |
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|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
15,335 |
0 |
12-Jun-2023 |
12-Jun-2023 |
|
COLISEUM ACQUISITION CORP. |
|
|
Security |
G2263T123 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
MITA |
|
|
|
Meeting Date |
22-Jun-2023 |
|
ISIN |
KYG2263T1233 |
|
|
|
Agenda |
935893912 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1) |
Extension Amendment Proposal - To approve, as a
special resolution, an amendment to Coliseum's
Amended and Restated Memorandum of Association and
Articles of Association (as may be amended from time to
time, together, the "Articles of Association") as provided
by the first resolution in the form set forth in Annex A to
the accompanying proxy statement, to extend the date by
which it has to consummate a business combination from
June 25, 2023 (the "Termination Date") to June 25, 2024
(as extended, the "Extended Date"). |
Management |
For |
For |
|
|
2) |
NTA Requirement Amendment Proposal - To approve, as
a special resolution, as provided in the second resolution
in the form set forth in Annex A to the accompanying
proxy statement, an amendment to the Articles of
Association to remove the net tangible asset requirement
from the Articles of Association in order to expand the
methods that Coliseum may employ so as not to become
subject to the "penny stock" rules of the Securities and
Exchange Commission. |
Management |
For |
For |
|
|
3) |
To approve, as a special resolution, as provided in the
third resolution in the form set forth in Annex A to the
accompanying proxy statement, an amendment to the
Articles of Association to provide for the right of a holder
of the Company's Class B ordinary shares, par value
$0.001 per share to convert into Class A ordinary shares,
par value $0.001 per share, of the Company (the "Class
A Ordinary Shares" or "Public Shares") on a one-for-one
basis at any time and from time to time prior to the
closing of a business combination at the election of the
holder. |
Management |
For |
For |
|
|
4) |
Adjournment Proposal - To approve, as an ordinary
resolution, the adjournment of the Extraordinary General
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Extraordinary General
Meeting, there are not sufficient votes to approve the
Extension Amendment Proposal, the NTA Requirement
Amendment, or the Founder Share Amendment
Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
12,978 |
0 |
14-Jun-2023 |
14-Jun-2023 |
|
PIMCO DYNAMIC INCOME FUND |
|
|
Security |
72201Y101 |
|
|
|
Meeting Type |
Annual |
|
Ticker Symbol |
PDI |
|
|
|
Meeting Date |
29-Jun-2023 |
|
ISIN |
US72201Y1010 |
|
|
|
Agenda |
935880395 - Management |
|
|
|
|
|
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|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1.1 |
Election of Trustee: Kathleen A. McCartney |
Management |
Split |
Split |
|
|
1.2 |
Election of Trustee: E. Grace Vandecruze |
Management |
Split |
Split |
|
|
1.3 |
Election of Trustee: Joseph B. Kittredge, Jr. |
Management |
Split |
Split |
|
|
1.4 |
Election of Trustee: David Fisher |
Management |
Split |
Split |
|
|
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|
|
|
|
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|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
96,437 |
0 |
28-Jun-2023 |
28-Jun-2023 |
|
FRONTIER INVESTMENT CORP |
|
|
Security |
G36816109 |
|
|
|
Meeting Type |
Special |
|
Ticker Symbol |
FICV |
|
|
|
Meeting Date |
29-Jun-2023 |
|
ISIN |
KYG368161090 |
|
|
|
Agenda |
935891134 - Management |
|
|
|
|
|
|
|
|
|
|
|
Item |
Proposal |
|
Proposed
by |
Vote |
For/Against
Management |
|
|
1) |
To approve, as a special resolution, an amendment to
FRONTIER's Amended and Restated Memorandum of
Association and Articles of Association (as may be
amended from time to time, together, the "Articles of
Association") as provided by the first resolution in the
form set forth in Annex A to the accompanying proxy
statement, to extend the date by which FRONTIER must
consummate a business combination from July 6, 2023
(the "Termination Date") to July 6, 2024 (the "Extended
Date"). A copy of the Amendment is attached to the proxy
statement as Annex A. |
Management |
For |
For |
|
|
2) |
Trust Agreement Amendment Proposal - To approve, as
a special resolution, as provided in Annex B to the
accompanying proxy statement, an amendment to
FRONTIER's investment management trust agreement,
dated as of July 6, 2021 (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Trust Company (the "Trustee"), to extend the Termination
Date from July 6, 2023 to July 6, 2024, the Extended
Date. A copy of the Amendment is attached to the proxy
statement as Annex B. |
Management |
For |
For |
|
|
3) |
NTA Requirement Amendment Proposal - To approve, as
a special resolution, as provided in the second resolution
in the form set forth in Annex A to the accompanying
proxy statement, an amendment to the Articles of
Association to remove the net tangible asset requirement
from the Articles of Association in order to expand the
methods that FRONTIER may employ so as not to
become subject to the "penny stock" rules of the
Securities and Exchange Commission. A copy of the
Amendment is attached to the proxy statement as Annex
A. |
Management |
For |
For |
|
|
4) |
The Founder Share Amendment Proposal - To approve,
as a special resolution, as provided in the third resolution
in the form set forth in Annex A to the accompanying
proxy statement, an amendment to Articles of Association
to provide the right of a holder of the Company's Class B
ordinary shares, par value $0.0001 per share to convert
into Class A ordinary shares, par value $0.0001 per
share, of the Company on a one-for-one basis at any
time to the closing of a business combination. A copy of
the Amendment is attached to the proxy statement as
Annex A. |
Management |
For |
For |
|
|
5) |
The Adjournment Proposal - To approve, as an ordinary
resolution, the adjournment of the Extraordinary General
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Extraordinary General
Meeting, there are not sufficient votes to approve the
Extension Amendment Proposal, the Trust Agreement
Amendment Proposal, the NTA Requirement
Amendment, or the Founder Share Amendment
Proposal. |
Management |
For |
For |
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable
Shares |
Vote Date |
Date
Confirmed |
|
997RV1O |
RN SPECIALTY
FINANCE CORP |
997RV1O |
STATE
STREET BANK
& TRUST CO |
21,852 |
0 |
12-Jun-2023 |
12-Jun-2023 |
Pursuant to the requirements of the Investment
Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.