Statement of Changes in Beneficial Ownership (4)
21 2월 2020 - 7:13AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Kunze John C |
2. Issuer Name and Ticker or Trading Symbol
REGAL BELOIT CORP
[
RBC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Segment President* |
(Last)
(First)
(Middle)
200 STATE STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/18/2020 |
(Street)
BELOIT, WI 53511
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/18/2020 | | A | | 1696 (1) | A | $0 | 4429 | D | |
Common Stock | | | | | | | | 5964 | I | by John C. and Sharon A. Kunze Revocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | $88.45 | 2/18/2020 | | A | | 7064 | | 2/18/2021 (2) | 2/18/2030 | Common Stock | 7064.0 | $0 | 7064 | D | |
Stock Appreciation Rights | $78.15 | | | | | | | 5/12/2017 (3) | 5/12/2025 | Common Stock | 410.0 | | 410 | D | |
Stock Appreciation Rights | $57.43 | | | | | | | 5/11/2018 (3) | 5/11/2026 | Common Stock | 3165.0 | | 3165 | D | |
Stock Appreciation Rights | $80.7 | | | | | | | 5/10/2019 (3) | 5/10/2027 | Common Stock | 3221.0 | | 3221 | D | |
Stock Appreciation Rights | $77.6 | | | | | | | 5/9/2020 (4) | 5/9/2028 | Common Stock | 3252.0 | | 3252 | D | |
Stock Appreciation Rights | $81.81 | | | | | | | 5/8/2021 (4) | 5/8/2029 | Common Stock | 3603.0 | | 3603 | D | |
Explanation of Responses: |
(1) | Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. The RSUs vest 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
(2) | Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
(3) | Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
(4) | Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
Remarks: *President, Climate Solutions Segment |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kunze John C 200 STATE STREET BELOIT, WI 53511 |
|
| Segment President* |
|
Signatures
|
/s/ Thomas E. Valentyn, as Power of Attorney | | 2/20/2020 |
**Signature of Reporting Person | Date |
RBC Bearings (NYSE:RBC)
과거 데이터 주식 차트
부터 9월(9) 2024 으로 10월(10) 2024
RBC Bearings (NYSE:RBC)
과거 데이터 주식 차트
부터 10월(10) 2023 으로 10월(10) 2024