Securities Registration (section 12(b)) (8-a12b)
27 9월 2019 - 2:49AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
British American Tobacco p.l.c.
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of
Incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Global House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive offices)
(FOR CO-REGISTRANTS, PLEASE SEE “TABLE OF CO-REGISTRANTS” ON THE FOLLOWING PAGE)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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New York Stock Exchange
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3.462% Notes due 2029
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New York Stock Exchange
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4.758% Notes due 2049
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-232691
Securities to be registered pursuant to Section 12(g) of the Act: None.
TABLE OF CO-REGISTRANTS*
Exact Name of Registrant as
Specified in its Charter
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State or Other
Jurisdiction of
Incorporation or
Organization
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I.R.S. Employer
Identification
Number
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Address, including Zip Code of
Registrant’s Principal Executive
Offices
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B.A.T Capital Corporation
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Delaware
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61-0986865
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103 Foulk Road
Suite 120
Wilmington, Delaware 19803
U.S.A.
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B.A.T. International Finance p.l.c.
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England and Wales
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98-0402606
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Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
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B.A.T. Netherlands Finance B.V.
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The Netherlands
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Not Applicable
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Handelsweg 53A
1181 ZA Amstelveen
The Netherlands
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Reynolds American Inc.
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North Carolina
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20-0546644
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401 North Main Street
Winston-Salem, North
Carolina 27101
U.S.A.
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_______________
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B.A.T Capital Corporation is the issuer of the Notes being registered hereunder. The other listed registrants are guarantors of the Notes.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
The registrant has filed with the Securities and Exchange Commission (the “Commission”) a prospectus supplement dated September 3, 2019 (the “Prospectus Supplement”)
to a prospectus dated July 17, 2019 (the “Prospectus”), relating to the securities to be registered hereunder included in the registrant’s automatic shelf Registration Statement on Form F-3 (File No. 333-232691), which became automatically
effective on July 17, 2019.
Item 1. Description of Registrant’s Securities to be Registered.
The information set forth in (i) the sections captioned “Description of Debt Securities and Guarantees”, “Certain Tax Considerations” and “Certain ERISA
Considerations” in the registrant’s Registration Statement on Form F-3 (File No. 333-232691) filed with the Commission on July 17, 2019, and (ii) the sections captioned “Description of the Notes and the Guarantees” and “Book-Entry, Delivery
and Form of Securities” in the registrant’s Prospectus Supplement are each incorporated herein by reference.
Item 2. Exhibits.
Pursuant to the Instructions as to Exhibits for Form 8-A, the following exhibits are being filed with the Commission in connection with this Registration Statement.
4.1
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Indenture, dated September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto, and Citibank, N.A., as trustee, authentication agent, transfer agent, registrar, calculation agent and initial paying agent
(incorporated by reference to Exhibit 4.1 to Form 6-K filed by British American Tobacco p.l.c. on September 6, 2019).
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4.2
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Supplemental Indenture No. 1, dated September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee (incorporated by reference to Exhibit 4.2 to Form 6-K filed by British
American Tobacco p.l.c. on September 6, 2019).
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4.3
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Supplemental Indenture No. 2, dated September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee (incorporated by reference to Exhibit 4.3 to Form 6-K filed by British
American Tobacco p.l.c. on September 6, 2019).
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4.4
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Supplemental Indenture No. 3, dated September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee (incorporated by reference to Exhibit 4.4 to Form 6-K filed by British
American Tobacco p.l.c. on September 6, 2019).
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4.5
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Supplemental Indenture No. 4, dated September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as Trustee (incorporated by reference to Exhibit 4.5 to Form 6-K filed by British
American Tobacco p.l.c. on September 6, 2019).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its
behalf by the undersigned, thereto duly authorized.
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BRITISH AMERICAN TOBACCO P.L.C.
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Date: September 26, 2019
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By:
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/s/ T. Marroco
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Name:
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T. Marroco
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Title:
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Director
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B.A.T CAPITAL CORPORATION
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Date: September 26, 2019
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By:
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/s/ N. Wadey
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Name:
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N. Wadey
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Title:
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Director
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B.A.T. INTERNATIONAL FINANCE P.L.C.
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Date: September 26, 2019
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By:
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/s/ N. Wadey
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Name:
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N. Wadey
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Title:
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Director
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B.A.T. NETHERLANDS FINANCE B.V.
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Date: September 26, 2019
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By:
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/s/ M. Wiechers
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Name:
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M. Wiechers
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Title:
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Director
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Date: September 26, 2019
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By:
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/s/ JEP Bollen
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Name:
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JEP Bollen
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Title:
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Director
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REYNOLDS AMERICAN INC.
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Date: September 26, 2019
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By:
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/s/ John R. Whitener
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Name:
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John R. Whitener
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Title:
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SVP Controller - Finance & Accounting and Treasurer
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EXHIBIT INDEX
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Indenture, dated September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto, and Citibank, N.A., as trustee,
authentication agent, transfer agent, registrar, calculation agent and initial paying agent (incorporated by reference to Exhibit 4.1 to Form 6-K filed by British American Tobacco p.l.c. on September 6, 2019).
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