- Current report filing (8-K)
07 5월 2011 - 4:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): May 6, 2011
LaBRANCHE & CO INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-15251
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13-4064735
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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33 Whitehall Street, New York, New
York 10004
(Address of principal executive offices)
(212) 425-1144
(Registrants telephone number, including area code)
Not
applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02. Results of Operations and Financial Condition.
On May 6, 2011, LaBranche & Co Inc., a Delaware corporation (the
Company
), issued a press release
announcing its results for the first quarter of 2011. A copy of this press release is furnished herewith as Exhibit 99.1. The earnings release furnished as Exhibit 99.1 contains a correction to the table in the Regulation G Requirement:
Reconciliation of Non-GAAP Financial Measures that was issued in the Companys earnings release on May 6, 2011. The Diluted Per Share row under 2011 in the table was corrected in both columns to ($0.06) from ($0.14).
The information in this Current Report, including the news release attached hereto, is being furnished pursuant to
Item 2.02 of Form 8-K and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to liabilities of that Section.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The following exhibit is furnished with this Current Report on Form
8-K:
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Exhibit No.
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Description
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99.1
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Press release issued by LaBranche & Co Inc. dated May 6, 2011.
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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LaBRANCHE & CO INC.
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By:
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/s/ Jeffrey A. McCutcheon
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Name:
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Jeffrey A. McCutcheon
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Title:
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Senior Vice President and
Chief Financial Officer
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Dated: May 6, 2011
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Press release issued by LaBranche & Co Inc. dated May 6, 2011.
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4
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