Report of Foreign Issuer (6-k)
24 3월 2018 - 1:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
6-K
Report of
Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of March 2018
HSBC Holdings
plc
42nd Floor, 8 Canada Square, London E14 5HQ, England
(Indicate by
check mark whether the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F).
Form
20-F ☒ Form
40-F ☐
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule
12g3-2(b)
under the Securities Exchange Act of 1934).
Yes ☐ No ☒
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule
12g3-2(b):
82- ).
This Report on Form
6-K
is hereby incorporated by reference in the following HSBC Holdings plc
registration statement: file number
333-223191
HSBC Holdings plc (the Registrant) hereby incorporates by reference the following exhibits to this
report on Form
6-K
into its registration statement: file number
333-223191.
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Exhibit No.
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Description of Document
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4.1
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First Supplemental Indenture to the Contingent Convertible Securities Indenture, dated September 17, 2014, incorporated herein by reference to Exhibit 4.1 to the Registrants Form
6-K
(File
No. 333-180288)
dated September 17, 2014.
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4.2
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Second Supplemental Indenture to the Contingent Convertible Securities Indenture, dated September 17, 2014, incorporated herein by reference to Exhibit 4.2 to the Registrants Form
6-K
(File
No. 333-180288)
dated September 17, 2014.
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4.3
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Third Supplemental Indenture to the Contingent Convertible Securities Indenture, dated March 30, 2015, incorporated herein by reference to Exhibit 4.2 to the Registrants Form
6-K
(File
No. 333-202420)
dated March 30, 2015.
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4.4
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Fourth Supplemental Indenture to the Contingent Convertible Securities Indenture, dated June 1, 2016, incorporated herein by reference to Exhibit 4.1 to the Registrants Form
6-K
(File
No. 333-202420)
dated June 1, 2016.
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4.5
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Fifth Supplemental Indenture to the Contingent Convertible Securities Indenture, dated May 22, 2017, incorporated herein by reference to Exhibit 4.1 to the Registrants Form
6-K
(File
No. 333-202420)
dated May 22, 2017.
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4.6
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Sixth Supplemental Indenture to the Contingent Convertible Securities Indenture, dated March 23, 2018.
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4.7
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Seventh Supplemental Indenture to the Contingent Convertible Securities Indenture, dated March 23, 2018.
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5.1
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Opinion of Cleary Gottlieb Steen & Hamilton LLP, special US counsel to the Registrant, dated March 23, 2018.
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5.2
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Opinion of Cleary Gottlieb Steen & Hamilton LLP, special English solicitors to the Registrant, dated March 23, 2018.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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HSBC Holdings plc
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Date: March 23, 2018
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By:
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/s/ Iain J Mackay
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Name:
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Iain J Mackay
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Title:
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Group Finance Director
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Hsbc Holdings, Plc. Perpetual Sub Cap Secs (delisted) (NYSE:HSEA)
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