Form N-PX - Annual Report of proxy voting record of management investment companies
21 8월 2023 - 7:13PM
Edgar (US Regulatory)
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22970
Nuveen Dow 30 SM Dynamic Overwrite Fund
(Exact name of
registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of
principal executive offices) (Zip Code)
David J. Lamb Chief Administrative Officer
(Name and
address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2023
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22970
Registrant Name: Nuveen Dow 30SM Dynamic Overwrite Fund
Reporting Period: 07/01/2022 -
06/30/2023
Nuveen Dow 30SM Dynamic Overwrite Fund
|
CISCO SYSTEMS, INC. Meeting Date: DEC 08, 2022 Record Date: OCT 10, 2022 Meeting Type: ANNUAL |
Ticker: CSCO Security ID: 17275R102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director M. Michele Burns |
Management |
For |
For |
1b |
Elect Director Wesley G. Bush |
Management |
For |
For |
1c |
Elect Director Michael D. Capellas |
Management |
For |
For |
1d |
Elect Director Mark Garrett |
Management |
For |
For |
1e |
Elect Director John D. Harris, II |
Management |
For |
For |
1f |
Elect Director Kristina M. Johnson |
Management |
For |
For |
1g |
Elect Director Roderick C. McGeary |
Management |
For |
For |
1h |
Elect Director Sarah Rae Murphy |
Management |
For |
For |
1i |
Elect Director Charles H. Robbins |
Management |
For |
For |
1j |
Elect Director Brenton L. Saunders |
Management |
For |
For |
1k |
Elect Director Lisa T. Su |
Management |
For |
For |
1l |
Elect Director Marianna Tessel |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard |
Shareholder |
Against |
Against |
|
MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL |
Ticker: MSFT Security ID: 594918104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Reid G. Hoffman |
Management |
For |
For |
1.2 |
Elect Director Hugh F. Johnston |
Management |
For |
For |
1.3 |
Elect Director Teri L. List |
Management |
For |
For |
1.4 |
Elect Director Satya Nadella |
Management |
For |
For |
1.5 |
Elect Director Sandra E. Peterson |
Management |
For |
For |
1.6 |
Elect Director Penny S. Pritzker |
Management |
For |
For |
1.7 |
Elect Director Carlos A. Rodriguez |
Management |
For |
For |
1.8 |
Elect Director Charles W. Scharf |
Management |
For |
For |
1.9 |
Elect Director John W. Stanton |
Management |
For |
For |
1.10 |
Elect Director John W. Thompson |
Management |
For |
For |
1.11 |
Elect Director Emma N. Walmsley |
Management |
For |
For |
1.12 |
Elect Director Padmasree Warrior |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder |
Against |
Against |
5 |
Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder |
Against |
Against |
6 |
Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk |
Shareholder |
Against |
Against |
7 |
Report on Government Use of Microsoft Technology |
Shareholder |
Against |
Against |
8 |
Report on Development of Products for Military |
Shareholder |
Against |
Against |
9 |
Report on Tax Transparency |
Shareholder |
Against |
Against |
|
NIKE, INC. Meeting Date: SEP 09, 2022 Record Date: JUL 08, 2022 Meeting Type: ANNUAL |
Ticker: NKE Security ID: 654106103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Alan B. Graf, Jr. |
Management |
For |
For |
1b |
Elect Director Peter B. Henry |
Management |
For |
For |
1c |
Elect Director Michelle A. Peluso |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Amend Qualified Employee Stock Purchase Plan |
Management |
For |
For |
5 |
Adopt a Policy on China Sourcing |
Shareholder |
Against |
Against |
|
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 11, 2022 Record Date: AUG 12, 2022 Meeting Type: ANNUAL |
Ticker: PG Security ID: 742718109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director B. Marc Allen |
Management |
For |
For |
1b |
Elect Director Angela F. Braly |
Management |
For |
For |
1c |
Elect Director Amy L. Chang |
Management |
For |
For |
1d |
Elect Director Joseph Jimenez |
Management |
For |
For |
1e |
Elect Director Christopher Kempczinski |
Management |
For |
For |
1f |
Elect Director Debra L. Lee |
Management |
For |
For |
1g |
Elect Director Terry J. Lundgren |
Management |
For |
For |
1h |
Elect Director Christine M. McCarthy |
Management |
For |
For |
1i |
Elect Director Jon R. Moeller |
Management |
For |
For |
1j |
Elect Director Rajesh Subramaniam |
Management |
For |
For |
1k |
Elect Director Patricia A. Woertz |
Management |
For |
For |
2 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
VISA INC. Meeting Date: JAN 24, 2023 Record Date: NOV 25, 2022 Meeting Type: ANNUAL |
Ticker: V Security ID: 92826C839 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Lloyd A. Carney |
Management |
For |
For |
1b |
Elect Director Kermit R. Crawford |
Management |
For |
For |
1c |
Elect Director Francisco Javier Fernandez-Carbajal |
Management |
For |
For |
1d |
Elect Director Alfred F. Kelly, Jr. |
Management |
For |
For |
1e |
Elect Director Ramon Laguarta |
Management |
For |
For |
1f |
Elect Director Teri L. List |
Management |
For |
For |
1g |
Elect Director John F. Lundgren |
Management |
For |
For |
1h |
Elect Director Denise M. Morrison |
Management |
For |
For |
1i |
Elect Director Linda J. Rendle |
Management |
For |
For |
1j |
Elect Director Maynard G. Webb, Jr. |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 26, 2023 Record Date: NOV 28, 2022 Meeting Type: ANNUAL |
Ticker: WBA Security ID: 931427108 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Janice M. Babiak |
Management |
For |
For |
1b |
Elect Director Inderpal S. Bhandari |
Management |
For |
For |
1c |
Elect Director Rosalind G. Brewer |
Management |
For |
For |
1d |
Elect Director Ginger L. Graham |
Management |
For |
For |
1e |
Elect Director Bryan C. Hanson |
Management |
For |
For |
1f |
Elect Director Valerie B. Jarrett |
Management |
For |
For |
1g |
Elect Director John A. Lederer |
Management |
For |
For |
1h |
Elect Director Dominic P. Murphy |
Management |
For |
For |
1i |
Elect Director Stefano Pessina |
Management |
For |
For |
1j |
Elect Director Nancy M. Schlichting |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Public Health Costs Due to Tobacco Product Sales and the Impact on Overall Market |
Shareholder |
Against |
Against |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Nuveen Dow 30 SM Dynamic Overwrite Fund
|
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|
By |
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/s/ David J. Lamb |
|
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David J. Lamb Chief Administrative Officer |
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Date |
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August 21, 2023
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