Statement of Changes in Beneficial Ownership (4)
03 4월 2020 - 5:28AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Walker Joshua Duane |
2. Issuer Name and Ticker or Trading Symbol
Chaparral Energy, Inc.
[
CHAP
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP-Completions & Operations |
(Last)
(First)
(Middle)
701 CEDAR LAKE BLVD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/27/2020 |
(Street)
OKLAHOMA CITY, OK 73114
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 1/27/2020 | | J | | 516 (1) | D | $0 (1) | 47640 | D | |
Class A Common Stock | 4/1/2020 | | F | | 4036 (2) | D | $0.3497 | 43604 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents the forfeiture of performance-based restricted stock shares granted to the reporting officer pursuant to the Management Incentive Plan of the Issuer, dated as of August 9, 2017, certain shares of which were eligible to vest annually based upon set performance objectives and criteria. 516 shares were forfeited as a result of the Issuer failing to reach certain performance objectives. |
(2) | Exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934. Represents shares of Class A Common Stock of the Issuer sold to satisfy withholding taxes upon the vesting of 13,750 shares of restricted stock awarded under the Management Incentive Plan of the Issuer, dated as of August 9, 2017. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Walker Joshua Duane 701 CEDAR LAKE BLVD OKLAHOMA CITY, OK 73114 |
|
| VP-Completions & Operations |
|
Signatures
|
/s/ Justin P. Byrne, Attorney-in-Fact | | 4/2/2020 |
**Signature of Reporting Person | Date |
Chaparral Energy (NYSE:CHAP)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
Chaparral Energy (NYSE:CHAP)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024
Chaparral Energy Inc (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
More Chaparral Energy, Inc. News Articles