Annual Statement of Changes in Beneficial Ownership (5)
14 2월 2023 - 6:17AM
Edgar (US Regulatory)
FORM 5
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
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1.0
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RALES MITCHELL P | 2. Issuer Name and Ticker or Trading SymbolEnovis CORP [ENOV] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
11790 GLEN ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2022 |
(Street)
POTOMAC, MD 20854
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock, par value $.001 | 8/17/2022 | | G | 50000 | D | $0.00 | 2864098 | D | |
Common Stock, par value $.001 | 11/7/2022 | | G | 11618 | D | $0.00 | 2852480 | D | |
Common Stock, par value $.001 | 11/8/2022 | | G | 189682 | D | $0.00 | 36739 | I | By the Mitchell P. Rales Family Trust (1) |
Common Stock, par value $.001 | 11/10/2022 | | G | 200000 | D | $0.00 | 2652480 | D | |
Common Stock, par value $.001 | 11/14/2022 | | G | 100000 | D | $0.00 | 2552480 | D | |
Common Stock, par value $.001 | 11/15/2022 | | G | 200000 | D | $0.00 | 2352480 | D | |
Common Stock, par value $.001 | 11/30/2022 | | G | 200000 | D | $0.00 | 2152480 | D | |
Common Stock, par value $.001 | 12/1/2022 | | G | 150000 | D | $0.00 | 2002480 | D | |
Common Stock, par value $.001 | 12/6/2022 | | G | 100000 | D | $0.00 | 1902480 | D | |
Common Stock, par value $.001 | 12/8/2022 | | G | 150000 | D | $0.00 | 1752480 | D | |
Common Stock, par value $.001 | | | | | | | 4816 | I | By trust for daughter (2) |
Common Stock, par value $.001 | | | | | | | 4816 | I | By trust for daughter (2) |
Common Stock, par value $.001 | | | | | | | 9333 | I | By spouse (3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person is a trustee of the Mitchell P. Rales Family Trust. |
(2) | The reported shares are held through custodial accounts for the benefit of the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. |
(3) | The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RALES MITCHELL P 11790 GLEN ROAD POTOMAC, MD 20854 | X |
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Signatures
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/s/ Mitchell P. Rales | | 2/13/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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