Initial Statement of Beneficial Ownership (3)
23 11월 2022 - 6:30AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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NOMURA GLOBAL FINANCIAL PRODUCTS INC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/22/2022
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3. Issuer Name and Ticker or Trading Symbol
Bluescape Opportunities Acquisition Corp. [BOAC]
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(Last)
(First)
(Middle)
WORLDWIDE PLAZA, 309 WEST 49TH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A ordinary shares, par value $0.0001 per share | 1297268 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These Class A ordinary shares, par value $0.0001 per share, of the Issuer ("Ordinary Shares") are owned by Nomura Global Financial Products Inc. ("NGFP"), a wholly-owned subsidiary of Nomura Holdings, Inc., which accordingly may also be deemed to beneficially own the securities owned by NGFP. |
Remarks: This Form 3 is being filed solely due to the redemption of 53,350,554 Ordinary Shares by shareholders other than the Reporting Persons, as announced by the Issuer in a current report on Form 8-K filed on September 22, 2022 (the "Redemptions"). After the Redemptions, the Reporting Persons' aggregate beneficial ownership was above 10%. The Reporting Persons have not acquired and have not sold Ordinary Shares or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
NOMURA GLOBAL FINANCIAL PRODUCTS INC WORLDWIDE PLAZA 309 WEST 49TH STREET NEW YORK, NY 10019 |
| X |
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NOMURA HOLDINGS INC 9-1 NIHONBASHI 1-CHOME CHUO-KU TOKYO, M0 103-8645 |
| X |
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Signatures
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/s/ Vincent Primiano, Managing Director, Nomura Global Financial Products Inc | | 11/22/2022 |
**Signature of Reporting Person | Date |
/s/ Vincent Primiano, Managing Director, Nomura Holdings Inc | | 11/22/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Bluescape Opportunities ... (NYSE:BOAC)
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Bluescape Opportunities ... (NYSE:BOAC)
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부터 5월(5) 2023 으로 5월(5) 2024