American Standard Companies Inc - Statement of Changes in Beneficial Ownership (4)
06 11월 2007 - 5:57AM
Edgar (US Regulatory)
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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
POSES FREDERIC M
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2. Issuer Name
and
Ticker or Trading Symbol
AMERICAN STANDARD COMPANIES INC
[
ASD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman & CEO
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(Last)
(First)
(Middle)
C/O AMERICAN STANDARD COMPANIES INC., ONE CENTENNIAL AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/1/2007
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(Street)
PISCATAWAY, NJ 08855
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.01 par value
(1)
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11/1/2007
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M
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14500
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A
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$9.05
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248891
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D
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Common Stock, $.01 par value
(1)
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11/1/2007
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S
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14500
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D
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$37.12
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234391
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D
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Common Stock, $.01 par value
(1)
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11/2/2007
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M
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35500
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A
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$9.05
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269891
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D
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Common Stock, $.01 par value
(1)
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11/2/2007
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S
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35500
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D
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$37.12
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234391
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D
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Common Stock, $.01 par value
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4922.966
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I
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ESOP/Savings Plan
(2)
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Common Stock, $.01 par value
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3000
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I
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By Children/Spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Exercise of Stock Options
(1)
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$9.05
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11/1/2007
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M
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14500
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10/6/2000
(3)
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10/6/2009
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Common Stock, $.01 par value
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14500
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$0.00
(4)
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663755
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D
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Exercise of Stock Options
(1)
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$9.05
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11/2/2007
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M
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35500
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10/6/2000
(3)
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10/6/2009
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Common Stock, $.01 par value
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35000
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$0.00
(4)
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628255
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D
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Explanation of Responses:
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(
1)
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Transaction executed pursuant to a Rule 10b5-1 Plan.
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(
2)
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Includes shares help in ESOP and Savings Plan.
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(
3)
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Original grant of 3,000,000 options became exercisable in three equal installments beginning October 6, 2000. Under the terms of the grant, these options will expire upon the earlier of October 6, 2009 or 90 days after the date of Mr. Poses' retirement.
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(
4)
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Issued in connection with employment.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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POSES FREDERIC M
C/O AMERICAN STANDARD COMPANIES INC.
ONE CENTENNIAL AVENUE
PISCATAWAY, NJ 08855
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X
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Chairman & CEO
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Signatures
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/s/ Frederic M. Poses (By M. Cresitello by Power of Attorney)
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11/5/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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American Standard (NYSE:ASD)
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American Standard (NYSE:ASD)
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부터 1월(1) 2024 으로 1월(1) 2025
