Statement of Changes in Beneficial Ownership (4)
17 4월 2020 - 4:02AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SOCHET IRA |
2. Issuer Name and Ticker or Trading Symbol
TAYLOR DEVICES INC
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TAYD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
24 NORTH PINE CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/28/2020 |
(Street)
BELLEAIR, FL 33756
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/28/2020 | | P | | 3757 | A | $12.30 | 270770 | I | By Ira Sochet Trust |
Common Stock | 1/29/2020 | | P | | 3107 | A | $12.30 | 273877 | I | By Ira Sochet Trust |
Common Stock | 2/5/2020 | | P | | 2395 | A | $12.31 | 276272 | I | By Ira Sochet Trust |
Common Stock | 2/11/2020 | | P | | 875 | A | $12.31 | 277147 | I | By Ira Sochet Trust |
Common Stock | 2/13/2020 | | P | | 1005 | A | $12.12 | 278152 | I | By Ira Sochet Trust |
Common Stock | 2/19/2020 | | P | | 3487 | A | $12.30 | 281639 | I | By Ira Sochet Trust |
Common Stock | 2/25/2020 | | P | | 6590 | A | $11.73 | 288229 (1) | I | By Ira Sochet Trust |
Common Stock | | | | | | | | 19260 | I | By Roth IRA |
Common Stock | | | | | | | | 151526 | I | By Sochet & Company, Inc. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This Report on Form 4 discloses previously unreported transactions effected by or on behalf of the reporting person during January 2020 and February 2020. The amount of securities reported herein reflects the reporting person's holdings as of the date of this Form 4, which includes all transactions reported in this Form 4 and all other transactions previously reported pursuant to Section 16 of the Exchange Act. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SOCHET IRA 24 NORTH PINE CIRCLE BELLEAIR, FL 33756 |
| X |
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Signatures
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/s/ Ira Sochet | | 4/16/2020 |
**Signature of Reporting Person | Date |
Taylor Devices (NASDAQ:TAYD)
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Taylor Devices (NASDAQ:TAYD)
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부터 7월(7) 2023 으로 7월(7) 2024