The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF October 7, 2011
IPO:
RJD Green, Inc.
File Number: 333-170312
Date of Original Registration: 11/3/10
Form Type: S-1
Securities Registered: 705,000 Shares of Common Stock Price per share: $0.15
Selling Holder: Yes
STOCK:
GLOBAL GREEN INC.
File Number: 333-174853
Date of Original Registration: 6/10/11
Form Type: S-1
Securities Registered: 147,516,080 SHARES OF COMMON STOCK
Selling Holder: Yes
MusclePharm Corp (MSLP)
File Number: 333-176771
Date of Original Registration: 9/9/11
Form Type: S-1
Securities Registered: 40,000,000 SHARES OF COMMON STOCK
Selling Holder: Yes
PONIARD PHARMACEUTICALS, INC. (PARD)
File Number: 333-175778
Date of Original Registration: 7/25/11
Form Type: S-4
Securities Registered: 13,536,283 Common Stock, $0.02 par value per share
Selling Holder: No
TechApp Solutions, Inc.
File Number: 333-173533
Date of Original Registration: 4/15/11
Form Type: S-1
Securities Registered: 4,000,000 Shares of Common Stock $0.01 per share
Selling Holder: No
S-4s and F-4s:
Emergency Medical Services CORP
File Number: 333-177015
Date of Original Registration: 9/27/11
Form Type: S-4
Securities Registered: Offer to Exchange $950,000,0000 Outstanding 8.125%
Senior Notes due 2019
Selling Holder: No
Marathon Petroleum Corp (MPC)
File Number: 333-176945
Date of Original Registration: 9/21/11
Form Type: S-4
Securities Registered: $750,000,000 3.5% Senior Notes Due 2016;
$1,000,000,000 5.125% Senior Notes Due 2021; $1,250,000,000 6.5% Senior
Notes Due 2041
Selling Holder: No
NRG ENERGY, INC. (NRG)
File Number: 333-175470
Date of Original Registration: 7/11/11
Form Type: S-4
Securities Registered: Exchange Offer for $1,200,000,000 7.625% Senior Notes
due 2018
Selling Holder: No
MIXED SECURITIES:
LIME ENERGY CO. (LIME)
File Number: 333-176622
Date of Original Registration: 9/1/11
Form Type: S-3
Securities Registered: $50,000,000 Common Stock, Preferred Stock, Warrants,
Units
Selling Holder: No
SYNERGY RESOURCES CORP (SYRG)
File Number: 333-177123
Date of Original Registration: 9/30/11
Form Type: S-3
Securities Registered: $75,000,000 Common stock, preferred stock,
convertible preferred stock, promissory notes, convertible notes, and
warrants
Selling Holder: No
MISCELLANEOUS
CHESAPEAKE MIDSTREAM PARTNERS LP (CHKM)
File Number: 333-175982
Date of Original Registration: 8/2/11
Form Type: S-3
Securities Registered: 44,638,622 Common Units
Selling Holder: Yes