Statement of Changes in Beneficial Ownership (4)
27 8월 2019 - 5:22AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Trautner Kevin |
2. Issuer Name and Ticker or Trading Symbol
NCS Multistage Holdings, Inc.
[
NCSM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Legal Officer & Secy
|
(Last)
(First)
(Middle)
C/O NCS MULTISTAGE HOLDINGS, INC., 19450 STATE HIGHWAY 249, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/24/2019
|
(Street)
HOUSTON, TX 77070
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
8/24/2019
|
|
D
|
|
950 (1)
|
D
|
$2.02
|
65175 (2)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code (Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
|
8. Price of Derivative Security (Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
|
(2)
|
Includes 3,898 restricted stock units which vest on August 24, 2020, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Trautner Kevin C/O NCS MULTISTAGE HOLDINGS, INC. 19450 STATE HIGHWAY 249, SUITE 200 HOUSTON, TX 77070
|
|
|
Chief Legal Officer & Secy
|
|
Signatures
|
/s/ Kevin Trautner
|
|
8/26/2019
|
**Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
NCS Multistage (NASDAQ:NCSM)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
NCS Multistage (NASDAQ:NCSM)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024
Form 8-K - Current report 0년 24월 5일, 2024 (2 월 전) • Edgar (US Regulatory) |
NCS Multistage Holdings, Inc. to Present at the Emerging Growth Conference 0년 3월 5일, 2024 (2 월 전) • GlobeNewswire Inc. |
NCS Multistage Holdings, Inc. Announces First Quarter 2024 Results 0년 2월 5일, 2024 (2 월 전) • GlobeNewswire Inc. |
NCS Multistage Holdings, Inc. Schedules First Quarter 2024 Earnings Release and Conference Call 0년 24월 4일, 2024 (3 월 전) • GlobeNewswire Inc. |
Form 4 - Statement of changes in beneficial ownership of securities 0년 9월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities 0년 9월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities 0년 9월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities 0년 9월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities 0년 9월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
Form 8-K - Current report 0년 9월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
U.S. Index Futures Fluctuate Ahead of Key Jobs Report; Oil Prices Dip 0년 8월 3일, 2024 (4 월 전) • IH Market News |
Form 8-K - Current report 0년 8월 3일, 2024 (4 월 전) • Edgar (US Regulatory) |
More Ncs Multistage Holdings, Inc. News Articles
귀하가 조회한 주식이 이 박스에 나타나며 쉽게 최근 시세로 돌아갈 수 있습니다.