Amended Statement of Ownership (sc 13g/a)
14 2월 2023 - 8:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange
Act of 1934
(Amendment No. 1)*
Viridian Therapeutics,
Inc.
(Name of Issuer)
Common Stock, par value
$0.01 per share
(Title of Class of Securities)
92790C104
(CUSIP Number)
December 31, 2022
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
* | The remainder of this cover page shall be filled out for a reporting person's initial
filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page. |
The information required on the
remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP
No. 92790C104 |
1 |
NAMES
OF REPORTING PERSONS |
Vivo
Opportunity, LLC |
2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) |
(a) ☐ |
(b) ☐ |
3 |
SEC
USE ONLY |
|
4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
Delaware |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE
VOTING POWER |
1,678,207
(1) |
6 |
SHARED
VOTING POWER |
0 |
7 |
SOLE
DISPOSITIVE POWER |
1,678,207
(1) |
8 |
SHARED
DISPOSITIVE POWER |
0 |
9 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
1,678,207
(1) |
10 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |
☐ |
11 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
4.2
% (2) |
12 |
TYPE
OF REPORTING PERSON (See Instructions) |
OO |
| (1) | The shares of common stock, par value $0.01 per share (the “Common Stock”) of Viridian Therapeutics, Inc. (the “Issuer”)
are held of record by Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings,
L.P. |
| (2) | Based on 40,248,248 shares of Common Stock of the Issuer outstanding
as of November 9, 2022, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission
on November 14, 2022. |
Item 1. |
(a) | Name of Issuer: |
Viridian Therapeutics, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
221 Crescent
Street, Suite 401
Waltham,
MA 02453
Item 2. |
(a) | Name of Person Filing: |
This Amendment No. 1 to Schedule 13G is filed by Vivo Opportunity,
LLC
| (b) | Address of Principal Business Office or, if None, Residence: |
192 Lytton
Avenue, Palo Alto, CA 94301
Vivo Opportunity,
LLC is a Delaware limited liability company.
| (d) | Title of Class of Securities: |
Common stock,
$0.01 par value
92790C104
Item 3. | If This Statement
is Filed Pursuant to §§ 240.13d-1(b), or
240.13d-2(b) or (c), Check Whether
the Person Filing is a: |
| (a) |
☐ | Broker or dealer registered under Section 15 of the Act. |
| (b) |
☐ | Bank as defined in Section 3(a)(6) of the Act. |
| (c) |
☐ | Insurance company as defined in Section 3(a)(19) of the Act. |
| (d) |
☐ | Investment company registered under Section 8 of the Investment Company Act of 1940. |
| (e) |
☐ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| (f) |
☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| (g) |
☐ | A parent holding company or control person in accordance with § 240.13d-1(b)(l)(ii)(G); |
| (h) |
☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
| (i) |
☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act; |
| (j) |
☐ | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| (k) |
☐ | Group, in accordance with § 240.13d-1(b)(l)(ii)(K). |
If filing as a non-U.S. institution in
accordance with § 240.13d-1(b)(1(ii)(j), please specify the type of institution: ________________
Not Applicable.
| (a) | Amount beneficially
owned: |
The
1,678,207 shares of Common Stock are held of record by Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity, LLC is the general partner
of Vivo Opportunity Fund Holdings, L.P. The voting members of Vivo Opportunity, LLC are Gaurav Aggarwal, Frank Kung, Hongbo Lu, Michael
Chang, and Kevin Dai, none of whom has individual voting or investment power with respect to these shares and each of whom disclaims beneficial
ownership of such shares.
| | Vivo Opportunity, LLC: 4.2% |
| (c) | Number of shares as
to which such person has: |
| (i) | Sole
power to vote or to direct the vote: 1,678,207 shares |
| (ii) | Shared
power to vote or to direct the vote: 0 |
| (iii) | Sole
power to dispose or to direct the disposition of: 1,678,207 shares |
| (iv) | Shared power to dispose of or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than 5 percent of the class of securities, check the following ☒.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not
Applicable.
Item 7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person. |
Not
Applicable.
Item 8. | Identification and Classification
of Members of the Group. |
Not
applicable.
Item 9. | Notice of Dissolution of Group. |
Not
applicable.
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection
with a nomination under §240.14a11.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
Vivo Opportunity, LLC |
|
|
|
February 13, 2023 |
|
(Date) |
|
|
|
/s/ Gaurav Aggarwal |
|
(Signature) |
|
|
|
Managing Member |
|
(Title) |
5
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