FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Moore Edward P 		2. Issuer Name and Ticker or Trading Symbol

EDELMAN FINANCIAL GROUP INC. [ EF ] 		5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

4000 LEGATO ROAD, 9TH FLOOR 		3. Date of Earliest Transaction (MM/DD/YYYY)

9/20/2012
(Street)

FAIFAX, VA 22033
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   9/20/2012     J (4)    99743   D $8.85   (4) 0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units   (2) $8.85   (1) (2) 9/20/2012     D   (1)       7737      (1)   (1) Common Stock   7737     (2) 0   D    
Restricted Stock Units   (2) $8.85   (2) (3) 9/20/2012     D   (3)       13528      (3)   (3) Common Stock   13528     (2) 0   D    

Explanation of Responses:
( 1)  The Restricted Stock Units, which provided for vesting 25% on the date of grant, 50% on March 15, 2012, 75% on March 15, 2013, 75% on March 15, 2014, were canceled in the merger in exchange for a cash payment of $8.85 per share.
( 2)  Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were issued pursuant to the Issuer's Long-term Incentive Plan.
( 3)  The Restricted Stock Units, which provded for vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, 75% on March 15, 2015, were canceled in the merger in exchange for a cash payment of $8.85 per share.
( 4)  Disposed pursuant to merger agreement among The Edelman Financial Group Inc., Summer Holdings II, Inc., and Summer Merger Sub, Inc. in exchange for $8.85 in cash per share.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Moore Edward P
4000 LEGATO ROAD, 9TH FLOOR
FAIFAX, VA 22033

Executive Vice President

Signatures
Edrawd P Moore, by John T. Unger, agent and attorney in fact 9/20/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Edelman Financial Grp. Inc. (The) (MM) (NASDAQ:EF)
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Edelman Financial Grp. Inc. (The) (MM) (NASDAQ:EF)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024 Edelman Financial Grp. Inc. (The) (MM) 차트를 더 보려면 여기를 클릭.