Form 4 - Statement of changes in beneficial ownership of securities
31 8월 2023 - 7:00AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
|
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
C/O DRAGONFLY ENERGY HOLDINGS CORP. |
1190 TRADEMARK DRIVE #108 |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Dragonfly Energy Holdings Corp.
[ DFLI ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 10/25/2022
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
10/25/2022 |
|
P |
|
200 |
A |
$7.89
|
30,200
|
D |
|
Common Stock |
02/23/2023 |
|
P |
|
100 |
A |
$4.28
|
30,300
|
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
|
/s/ Denis Phares, as attorney-in-fact |
08/30/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit
24
POWER
OF ATTORNEY
Known
by all those present, that Karina Edmonds hereby constitutes and appoints Denis Phares as her true and lawful attorney-in-fact with respect
to Dragonfly Energy Holdings Corp. to:
(1)
execute for and on behalf of the undersigned Schedules 13D and 13G, and Forms 3, 4 and 5 in accordance with Sections 13 and 16(a) of
the Exchange Act and the rules thereunder;
(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any
such Schedules 13D or 13G, and Forms 3, 4, and 5, complete and execute any amendment or amendments thereto, and timely file such form
with the SEC and any stock exchange or similar authority; and
(3)
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of the attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the undersigned, including without limitation the execution and filing of
a Form 4 with respect to a transaction which may be reported on a Form 5, it being understood that the documents executed by the attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as
the attorney-in-fact may approve in his discretion.
The
undersigned hereby grants to the attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes
as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming
all that the attorney-in-fact, or the attorney-in-fact’s designated substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact,
in serving in his capacity at the request of the undersigned, is not assuming any of the undersigned’s responsibilities to comply
with Sections 13 and 16 of the Exchange Act, and the rules thereunder.
This
Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing
attorney-in-fact.
IN
WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of August 28, 2023.
|
/s/
Karina Edmonds |
|
By:
|
Karina
Edmonds |
Exhibit
24
POWER
OF ATTORNEY
Known
by all those present, that Karina Edmonds hereby constitutes and appoints Denis Phares as her true and lawful attorney-in-fact with respect
to Dragonfly Energy Holdings Corp. to:
(1)
execute for and on behalf of the undersigned Schedules 13D and 13G, and Forms 3, 4 and 5 in accordance with Sections 13 and 16(a) of
the Exchange Act and the rules thereunder;
(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any
such Schedules 13D or 13G, and Forms 3, 4, and 5, complete and execute any amendment or amendments thereto, and timely file such form
with the SEC and any stock exchange or similar authority; and
(3)
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of the attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the undersigned, including without limitation the execution and filing of
a Form 4 with respect to a transaction which may be reported on a Form 5, it being understood that the documents executed by the attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as
the attorney-in-fact may approve in his discretion.
The
undersigned hereby grants to the attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes
as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming
all that the attorney-in-fact, or the attorney-in-fact’s designated substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact,
in serving in his capacity at the request of the undersigned, is not assuming any of the undersigned’s responsibilities to comply
with Sections 13 and 16 of the Exchange Act, and the rules thereunder.
This
Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing
attorney-in-fact.
IN
WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of August 28, 2023.
|
/s/
Karina Edmonds |
|
By:
|
Karina
Edmonds |
Dragonfly Energy (NASDAQ:DFLI)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 5월(5) 2024
Dragonfly Energy (NASDAQ:DFLI)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024