Cascade Bancorp Announces Withdrawal of Common Stock Offering and Nasdaq Notice of Minimum Bid Price Non-Compliance
24 12월 2009 - 8:00AM
PR Newswire (US)
BEND, Ore., Dec. 23 /PRNewswire-FirstCall/ -- Cascade Bancorp
(NASDAQ: CACB), today announced that it has withdrawn its
registration statement with respect to the public offering of $93
million of its common stock. The Company plans to continue to
pursue capital raising opportunities once market conditions become
more favorable. On October 29, 2009, the Company entered into
securities purchase agreements with David F. Bolger ("Mr. Bolger")
and an affiliate of Lightyear Fund II, L.P. ("Lightyear") for the
purchase and sale of an aggregate of $65 million of shares of the
Company's common stock. Mr. Bolger and Lightyear are permitted to
terminate those securities purchase agreements on December 31,
2009. Lightyear and Mr. Bolger have indicated a willingness, under
certain conditions, to amend these arrangements in order to provide
the Company additional time to implement a capital raise. In
addition, the Company's agreement to repurchase $66 million in
trust preferred securities for an after-tax gain of approximately
$31 million remains in place, conditioned upon meeting previously
disclosed capital raise related closing conditions. CEO Patricia L.
Moss commented, "We are appreciative of the continuing support of
Lightyear and Mr. David F. Bolger as we seek to augment their
aggregate conditional commitment of $65 million with additional
sources of capital. Given the challenging capital market conditions
we must remain flexible and persistent in our efforts to raise
capital to improve our financial strength." Separately, on December
17, 2009, the Company received a notice letter from The NASDAQ
Stock Market regarding its non-compliance with Rule 5550(a)(2) of
the NASDAQ Marketplace Rules with respect to the minimum bid price
requirement of $1.00 per share. The Company's common stock has
failed to meet the $1.00 minimum bid price for 30 consecutive
business days. The notice letter has no immediate effect on the
listing of the Company's common stock on The NASDAQ Capital Market.
In accordance with Rule 5810(b) of the NASDAQ Marketplace Rules,
the Company has a 180 calendar day grace period, or until June 15,
2010, to comply with the minimum bid price requirement. To regain
compliance, the bid price must meet or exceed $1.00 per share for
at least ten consecutive business days prior to June 15, 2010. If
the Company does not regain compliance with the minimum bid price
rule by June 15, 2010, NASDAQ will again provide written
notification that the Company's securities are subject to potential
delisting. At that time, the Company may appeal the delisting
determination to a NASDAQ listing qualifications hearings panel.
About Cascade Bancorp and Bank of the Cascades Cascade Bancorp
(NASDAQ:CACB), headquartered in Bend, Oregon and its wholly-owned
subsidiary, Bank of the Cascades, operates in Oregon and Idaho
markets. Founded in 1977, Bank of the Cascades offers full-service
community banking through 32 branches in Central Oregon, Southern
Oregon, Portland/Salem and Boise/Treasure Valley. FORWARD LOOKING
STATEMENTS This release contains forward-looking statements about
Cascade Bancorp's plans and anticipated results of operations and
financial condition. These statements include, but are not limited
to, our plans, objectives, expectations and intentions and are not
statements of historical fact. When used in this report, the word
"expects," "believes," "anticipates," "could," "may," "will,"
"should," "plan," "predicts," "projections," "continue" and other
similar expressions constitute forwardlooking statements, as do any
other statements that expressly or implicitly predict future
events, results or performance, and such statements are made
pursuant to the safe harbor provisions of the Private Securities
Litigation Reform Act of 1995. Certain risks and uncertainties and
the Company's success in managing such risks and uncertainties
cause actual results to differ materially from those projected,
including among others, the risk factors described in our quarterly
report on Form 10-Q filed with the Securities and Exchange
Commission (the "SEC") for the quarter ended September 30, 2009 as
well as the following factors: whether the closing conditions of
the public offering and the concurrent private offerings will be
satisfied; our inability to comply in a timely manner with the
cease and desist order with the Federal Deposit Insurance
Corporation ("FDIC") and the Oregon Division of Finance and
Corporate Securities ("DFCS"), under which we are currently
operating, could lead to further regulatory sanctions or orders,
which could further restrict our operations and negatively affect
our results of operations and financial condition; local and
national economic conditions could be less favorable than expected
or could have a more direct and pronounced effect on us than
expected and adversely affect our results of operations and
financial condition; the local housing/real estate market could
continue to decline for a longer period than we anticipate; the
risks presented by a continued economic recession, which could
continue to adversely affect credit quality, collateral values,
including real estate collateral and OREO properties, investment
values, liquidity and loan originations, reserves for loan losses
and charge offs of loans and loan portfolio delinquency rates and
may be exacerbated by our concentration of operations in the States
of Oregon and Idaho generally, and the Oregon communities of
Central Oregon, Northwest Oregon, Southern Oregon and the greater
Boise area, specifically; we may be compelled to seek additional
capital in the future to augment capital levels or ratios or
improve liquidity, but capital or liquidity may not be available
when needed or on acceptable terms; interest rate changes could
significantly reduce net interest income and negatively affect
funding sources; competition among financial institutions could
increase significantly; competition or changes in interest rates
could negatively affect net interest margin, as could other factors
listed from time to time in the Company's SEC reports; the
reputation of the financial services industry could further
deteriorate, which could adversely affect our ability to access
markets for funding and to acquire and retain customers; and
current regulatory requirements, changes in regulatory requirements
and legislation and our inability to meet those requirements,
including capital requirements and increases in our deposit
insurance premium, could adversely affect the businesses in which
we are engaged, our results of operations and financial condition.
These forward-looking statements speak only as of the date of this
release. The Company undertakes no obligation to publish revised
forwardlooking statements to reflect the occurrence of
unanticipated events or circumstances after the date hereof.
Readers should carefully review all disclosures filed by the
Company from time to time with the SEC. DATASOURCE: Cascade Bancorp
CONTACT: Gregory D. Newton, EVP, Chief Financial Officer,
+1-541-617-3526, or Patricia L. Moss, President & Chief
Executive Officer, +1-541-385-6205, both of Cascade Bancorp Web
Site: http://www.botc.com/
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