Statement of Changes in Beneficial Ownership (4)
03 3월 2020 - 6:35AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Leffew Robin A |
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC
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ASTE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Corporate Controller |
(Last)
(First)
(Middle)
1725 SHEPHERD RD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/28/2020 |
(Street)
CHATTANOOGA, TN 37421
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/28/2020 | | A | | 2207 (1) | A | $38.65 | 5052 (1) | D | |
Common Stock | 2/28/2020 | | F | | 408 (2) | D | $38.65 | 4644 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan. |
(2) | Reported transaction represents 408 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,374 RSUs. Total holdings include 966 shares of common stock issued upon the vesting of the aforementioned RSUs. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Leffew Robin A 1725 SHEPHERD RD CHATTANOOGA, TN 37421 |
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| Corporate Controller |
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Signatures
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Robert C. Taylor, attorney in fact for Robin A. Leffew | | 3/2/2020 |
**Signature of Reporting Person | Date |
Astec Industries (NASDAQ:ASTE)
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Astec Industries (NASDAQ:ASTE)
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부터 7월(7) 2023 으로 7월(7) 2024