Wilson Holdings, Inc. - Initial Statement of Beneficial Ownership (3)
23 1월 2008 - 6:39AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hammes Cynthia
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/10/2008
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3. Issuer Name
and
Ticker or Trading Symbol
WILSON HOLDINGS, INC. [WIH]
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(Last)
(First)
(Middle)
WILSON HOLDINGS, INC., 8121 BEE CAVES RD.
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Vice President of Finance /
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(Street)
AUSTIN, TX 78746
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Option to Buy)
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(1)
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5/13/2017
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Common Stock
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50000
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$3.25
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D
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Employee Stock Option (Option to Buy)
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(2)
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9/16/2017
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Common Stock
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50000
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$1.65
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D
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Explanation of Responses:
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(
1)
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The option is exercisable as it vests. The option vests as to 25% of the shares on May 14, 2008, and the remaining shares in
36 equal monthly installments thereafter.
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(
2)
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The option is exercisable as it vests. The option vests as to 25% of the shares on September 17, 2008, and the remaining
shares in 36 equal monthly installments thereafter.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Hammes Cynthia
WILSON HOLDINGS, INC.
8121 BEE CAVES RD.
AUSTIN, TX 78746
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Vice President of Finance
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Signatures
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/s/ Cynthia Hammes
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1/22/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Wilson Holdings, (AMEX:WIH)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Wilson Holdings, (AMEX:WIH)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
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