Company: Western Alliance Bancorp. (WAL) 
   Participation: Western Alliance received preliminary approval for a $140 
   million investment. 
   Date of disclosure: Nov. 13 
   Notes: The new capital should raise the company's total capital ratio to 
   about 14.4% from 11.4%. 
 
   Company: Capital Corp of the West (CCOW) 
   Participation: Capital Corp plans to apply to sell up to $46 million of 
   senior preferred shares. 
   Date of disclosure: Nov. 12 
   Notes: n/a 
 
   Company: Frontier Financial Corp. (FTBK) 
   Participation: Frontier has filed an application. 
   Date of disclosure: Nov. 12 
   Notes: n/a 
 
   Company: Harleysville National Corp. (HNBC) 
   Participation: Harleysville filed an application for about $120 million. 
   Date of disclosure: Nov. 12 
   Notes: The $120 million figure is based on a pro forma estimation of assets 
   resulting from the pending acquisition transaction of Willow Financial 
   Bancorp Inc. (WFBC) 
 
   Company: CoBiz Financial Inc. (COBZ) 
   Participation: CoBiz plans to apply and will propose selling the maximum 
   amount of preferred stock allowed, 3% of its risk-weighted assets. 
   Date of disclosure: Nov. 7 
   Notes: n/a 
 
   Company: E*Trade Financial Corp. (ETFC) 
   Participation: E*Trade filed an application to receive $800 million. 
   Date of disclosure: Nov. 7 
   Notes: n/a 
 
   Company: Associated Banc-Corp. (ASBC) 
   Participation: Associated received preliminary approval for the sale of 
   $530 million of preferred stock and related common warrants. 
   Date of disclosure: Nov. 6 
   Notes: The new capital will increase Associated's Tier 1 capital ratio to 
   12.25% from 9.22% at Sept. 30 and its total capital ratio to 14.11% from 
   11.08%. 
 
   Company: Capital Pacific Bancorp (CPBO) 
   Participation: Capital Pacific received preliminary approval of its $4 
   million application. 
   Date of disclosure: Nov. 6 
   Notes: n/a 
 
   Company: Fulton Financial Corp. (FULT) 
   Participation: Fulton filed an application to participate up to the maximum 
   allowable amount of 3% of risk-weighted assets, or about $375 million. 
   Date of disclosure: Nov. 6 
   Notes: n/a 
 
   Company: Pacific Capital Bancorp (PCBC) 
   Participation: Pacific Capital received preliminary approval for about $188 
   million from the U.S. Treasury. 
   Date of disclosure: Nov. 6 
   Notes: The new capital would increase Pacific Capital's Tier 1 capital to 
   risk-weighted assets ratio to 12.1% and the total capital to risk-weighted 
   assets ratio to 14.9%. 
 
   Company: Bridge Bancorp (BDGE) 
   Participation: Bridge is considering participation and has filed a 
   preliminary proxy statement for a special meeting of shareholders to 
   approve issuing preferred shares. 
   Date of disclosure: Nov. 3 
   Notes: n/a 
 
   Company: Midwest Banc Holdings Inc. (MBHI) 
   Participation: Midwest received preliminary approval to sell $85.5 million 
   of preferred shares and issue warrants allowing the U.S. Treasury to 
   acquire $12.8 million of common shares. 
   Date of disclosure: Nov. 3 
   Notes: The infusion would raise the consolidated company and bank 
   subsidiary pro forma risk-based capital ratios of 11.13% and 10.8%, 
   respectively. 
 
   Company: Pamrapo Bancorp Inc. (PBCI) 
   Participation: Pamrapo plans to apply and is eligible to receive up to 
   $11.4 million. 
   Date of disclosure: Nov. 3 
   Notes: Assuming full participation, Pamrapo's Tier 1 capital ratio would 
   increase to about 11.5% from 9.82% at Sept. 30. 
 
   Company: U.S. Bancorp (USB) 
   Participation: U.S. Bancorp has received preliminary approval for the sale 
   of $6.6 billion of preferred stock and warrants. 
   Date of disclosure: Nov. 3 
   Notes: The company's Tier 1 capital ratio would rise to 11.4% from 8.5% at 
   Sept. 30. 
 
   Company: The Bank Holdings Inc. (TBHS) 
   Participation: The Bank Holdings has applied to participate, including the 
   issuance of $5 million to $15 million in preferred senior shares. 
   Date of disclosure: Nov. 1 
   Notes: n/a 
 
   Company: American West Bancorp (AWBC) 
   Participation: American West said it plans to apply for $57 million, the 
   maximum for which it would be eligible. 
   Date of disclosure: Oct. 31 
   Notes: n/a 
 
   Company: First Financial Bancorp (FFBC) 
   Participation: First Financial received preliminary approval for the 
   Treasury to invest $80 million. 
   Date of disclosure: Oct. 31 
   Notes: n/a

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