Morgan Stanley Securities Limited Form 8.5 (EPT/RI) XSTRATA PLC REPLACEMENT (8622D)
02 5월 2013 - 7:02PM
UK Regulatory
TIDMXTA
RNS Number : 8622D
Morgan Stanley Securities Limited
02 May 2013
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
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(b) Name of offeror/offeree in relation to whose relevant securities this form XSTRATA PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is GLENCORE INTERNATIONAL PLC
connected:
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(d) Date dealing undertaken: 29 APRIL 2013
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary PURCHASES 44,235,294 9.9950 GBP 9.6950 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary SALES 1,112,377 9.9960 GBP 9.7010 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,894 9.7129 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 7,538 9.7129 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 9,056 9.7766 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,000 9.8130 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,860 9.8190 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 17,962 9.8228 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 7,419 9.8616 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 422,096 9.8616 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 34,700 9.8912 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 293,218 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 761 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 22,596 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 22,606 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 947 9.8973 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 9,250 9.9109 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,525 9.9165 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 5,768 9.9202 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 18,971 9.9202 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 350 9.9202 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 53,319 9.9265 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 181 9.7411 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 9,797 9.7411 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 2,978 9.7411 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 34,205 9.7419 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 11,814 9.7994 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 24,347 9.7995 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 22,829 9.7999 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 121,928 9.8427 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 16,017 9.8428 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 22,288 9.8478 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 387 9.8622 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 422,096 9.8622 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 143,400 9.8900 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 239,000 9.8900 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 95,600 9.8900 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 52,000 9.8951 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 1,888 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 1,731 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 293,218 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 42,528,305 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 74,419 9.9028 GBP
------------------ -------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 02 MAY 2013
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 7514
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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