Goldman Sachs & Co. Form 38.5b (6247G)
23 11월 2015 - 8:57PM
UK Regulatory
TIDMPFZ
RNS Number : 6247G
Goldman Sachs & Co.
23 November 2015
Ap27
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal (GS) GOLDMAN, SACHS
trader & CO.
======================== ===================
Company dealt in PFIZER INC
======================== ===================
Class of relevant USD ordinary
security to which
the dealings being
disclosed relate
(Note 1)
======================== ===================
Date of dealing 20 November 2015
======================== ===================
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Long Short
=========================== ================= ===================
Number (%) Number (%)
=========================== ======= ======== =========== ======
907,298
(1) Relevant securities 0 (0.00) (0.01)
=========================== ================= ===================
(2) Derivatives (other
than options) 0 (0.00) 0 (0.00)
=========================== ================= ===================
(3) Options and agreements
to purchase/sell 0 (0.00) 0 (0.00)
=========================== ================= ===================
907,298
Total 0 (0.00) (0.01)
=========================== ================= ===================
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant Long Short
security:
========================== =================== =====================
Number (%) Number (%)
========================== ========= ====== =========== ======
(1) Relevant securities
========================== =================== =====================
(2) Derivatives (other
than options)
========================== =================== =====================
(3) Options and agreements
to purchase/sell
========================== =================== =====================
Total
========================== =================== =====================
Ap28
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of relevant Price per
securities unit (Note
4)
================= ========================= ================
Sale (Loan 57,005 N/A
New)
================= ========================= ================
Purchase (Loan 57,005 N/A
Full Return)
================= ========================= ================
Purchase (Loan 94,000 N/A
Partial Return)
================= ========================= ================
Purchase (Loan 814,499 N/A
Full Return)
================= ========================= ================
Sale (Loan 871,504 N/A
New)
================= ========================= ================
Sale (Loan 929 N/A
Adjust)
================= ========================= ================
Sale (Loan 1,314 N/A
Adjust)
================= ========================= ================
Sale (Loan 674 N/A
Adjust)
================= ========================= ================
Sale (Loan 432 N/A
Adjust)
================= ========================= ================
Purchase (Loan 929 N/A
Partial Return)
================= ========================= ================
Purchase (Loan 1,314 N/A
Partial Return)
================= ========================= ================
Purchase (Loan 675 N/A
Partial Return)
================= ========================= ================
Purchase (Loan 432 N/A
Partial Return)
================= ========================= ================
(b) Derivatives transactions (other than options transactions)
Product Nature of Number of relevant Price
name, transaction securities per unit
e.g. CFD (Note 5) (Note 6) (Note
4)
========== ============= =================== ==========
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of securities price e.g. date money
e.g. purchasing, to which American, paid/received
call varying the option European per unit
option etc. relates etc. (Note
(Note 4)
7)
======== ============= =============== ========= =========== ====== ===============
(ii) Exercising
Product name, Number of securities Exercise price
e.g. call per unit (Note
option 4)
============== =========================== ====================
(d) Other dealings (including transactions in respect of new securities) (Note 3)
Nature of Details Price per
transaction unit
(Note 7) (if applicable)
(Note 4)
============= ============== =====================
Ap29
OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities
under any option referred to on this form or relating to the
voting rights or future acquisition
or disposal of any relevant securities to which any derivative
referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO
Date of disclosure 23 November 2015
======================== ====================
Contact name Aadithya Rao and
Yiannis Bardis
======================== ====================
+44(20) 7051 9046
Telephone number / +44(20) 7774 7107
======================== ====================
Name of offeree/offeror Pfizer Inc
with which connected
======================== ====================
Nature of connection Advisor to Offeror
(Note 9)
======================== ====================
This information is provided by RNS
The company news service from the London Stock Exchange
END
ISEEAFFDASKSFFF
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November 23, 2015 06:57 ET (11:57 GMT)
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