TIDMLMI
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree LONMIN PLC
in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree,
state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 6 June 2019
For an opening position disclosure,
state the latest
practicable date prior to the disclosure
(f) In addition to the company in YES SIBANYE GOLD LIMITED
1(c) above, is the discloser
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant USD 0.0001 ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 3,174,760 1.07% 128,203 0.04%
controlled:
(2) Cash-settled
derivatives:
1,679,293 0.56% 2,890,819 0.97%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/sell:
(4)
TOTAL: 4,854,053 1.63% 3,019,022 1.01%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of Purchase/sale Number of Price per unit
relevant
security securities
USD 0.0001 Purchase 1,883 0.7755 GBP
ordinary
USD 0.0001 Purchase 2,117 0.7730 GBP
ordinary
USD 0.0001 Purchase 2,469 0.7552 GBP
ordinary
USD 0.0001 Purchase 4,889 0.7538 GBP
ordinary
USD 0.0001 Purchase 6,093 0.7586 GBP
ordinary
USD 0.0001 Purchase 413,634 0.7666 GBP
ordinary
USD 0.0001 Sale 2,465 0.7552 GBP
ordinary
USD 0.0001 Sale 3,186 0.7543 GBP
ordinary
USD 0.0001 Sale 3,209 0.7542 GBP
ordinary
USD 0.0001 Sale 6,182 0.7760 GBP
ordinary
USD 0.0001 Sale 123,609 0.7671 GBP
ordinary
(b) Cash-settled
derivative
transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.0001 CFD Long 102 14.5056 ZAR
ordinary
USD 0.0001 CFD Long 6,182 0.7759 GBP
ordinary
USD 0.0001 CFD Long 94,898 14.5998 ZAR
ordinary
USD 0.0001 SWAP Short 1,738 0.7550 GBP
ordinary
USD 0.0001 SWAP Short 1,883 0.7755 GBP
ordinary
USD 0.0001 SWAP Short 2,117 0.7730 GBP
ordinary
USD 0.0001 CFD Short 6,382 14.7085 ZAR
ordinary
USD 0.0001 CFD Short 34,790 14.6132 ZAR
ordinary
USD 0.0001 CFD Short 91,452 0.7662 GBP
ordinary
USD 0.0001 CFD Short 201,426 0.7665 GBP
ordinary
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7 Jun 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20190607005223/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
June 07, 2019 07:37 ET (11:37 GMT)
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