Barclays PLC Form 8.5 (EPT/NON-RI) BIFFA PLC (1006D)
17 10월 2022 - 5:53PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 1006D
Barclays PLC
17 October 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Energy Capital Partners,
with which exempt LLC
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 14 October 2022
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in NO
1(b) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 11,534,467 3.77% 2,974,773 0.97%
(2) Cash-settled derivatives:
2,861,363 0.93% 11,481,707 3.75%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 14,395,830 4.70% 14,456,480 4.72%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 176,763 4.1438 4.1197
GBP GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary Sale 321,080 4.1468 4.1195
GBP GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 108 4.1239
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 1,192 4.1366
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 2,121 4.1484
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 3,226 4.1446
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 3,237 4.1202
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 6,154 4.1275
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 6,158 4.1410
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 6,391 4.1414
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 14,569 4.1338
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 121 4.1357
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 533 4.1416
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 1,130 4.1308
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 1,147 4.1405
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 2,186 4.1302
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 3,574 4.1195
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 34 4.1199
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 2,895 4.1427
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 9,053 4.1438
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Long 152,879 4.1468
GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 17 Oct
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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END
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October 17, 2022 04:53 ET (08:53 GMT)
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