Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc Amendment (0465C)
06 10월 2022 - 7:31PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 0465C
Barclays PLC
06 October 2022
FORM 8.5 (EPT/NON-RI) Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
--------------------------------------------------
(b) Name of offeror/offeree in relation to BIFFA PLC
whose
---------------------
relevant securities this form relates:
------------------------------ -------------------------------------------------- ----------- ------
(c) Name of the party to the offer with which Energy Capital
exempt Partners, LLC
---------------------
principal trader is connected
------------------------------ -------------------------------------------------- ----------- ------
(d) Date position held/dealing undertaken: 04 October 2022
------------------------------ -------------------------------------------------- ---------------------
(e) In addition to the company in 1(b) above, NO
is the exempt principal
trader making disclosures in respect of
any other party to the offer?
------------------------------ -------------------------------------------------- ----------- ------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
-------------------- -------------------
Interests Short Positions
-------------------- -------------------
Number (%) Number (%)
------------------------------------------------------------ ----------- ------- ----------- ------
(1) Relevant securities
owned
and/or controlled: 11,411,217 3.73% 3,155,685 1.03%
(2) Cash-settled derivatives:
3,008,936 0.98% 15,326,784 5.01%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 14,420,153 4.71% 18,482,469 6.04%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
------------------------------------------------------------------------- ------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
------------------------------------------------------------------------- ------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------ ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 171,603 4.1119 GBP 4.086 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 4,078,337 4.1080 GBP 4.0904 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------ -------------- ------------- ------------ -----------
1p ordinary SWAP Decreasing 107 4.0939 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Decreasing 175 4.0880 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Decreasing 1,956 4.0995 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 332 4.1005 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 3,460 4.1052 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 3,700 4.0949 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 6,537 4.1115 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 8,630 4.0965 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 21,857 4.0969 GBP
Long
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 172 4.0973 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 175 4.0880 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 236 4.0860 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 300 4.0946 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 1,000 4.1000 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 1,316 4.0945 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary CFD Increasing 1,721 4.1063 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 1,956 4.0995 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary CFD Increasing 2,424 4.1084 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 3,862 4.0919 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 4,491 4.0979 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 4,639 4.0957 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary CFD Increasing 7,152 4.0961 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 8,877 4.0940 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 18,534 4.1071 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Increasing 22,487 4.1119 GBP
Short
---------------- --------------- ------------ -----------
1p ordinary SWAP Opening Long 4,000,000 4.0940 GBP
---------------- --------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ ---------------- ------ ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
----------------------------------------------------------------------------------------------------------------
NONE
----------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------------------------- ------ ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------
Date of disclosure: 6 Oct 2022
Contact name: Large Holdings Regulatory Operations
020 3134
Telephone number: 7213
---------------- ------ ------------ -----------
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END
FEOFLFVIIILRIIF
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October 06, 2022 06:31 ET (10:31 GMT)
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