Barclays PLC Form 8.5 (EPT/NON-RI) - BIFFA PLC (5427B)
03 10월 2022 - 5:58PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 5427B
Barclays PLC
03 October 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer with Energy Capital Partners,
which exempt LLC
-------------------------------------------
principal trader is connected
-------------- --------------------------------------------------------- ----------- -------------- --------------
(d) Date position held/dealing undertaken: 30 September 2022
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 14,964,505 4.89% 3,278,681 1.07%
(2) Cash-settled derivatives:
2,971,569 0.97% 14,858,884 4.85%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 17,936,074 5.86% 18,137,565 5.93%
(b) Rights to subscribe for new securities (including directors and
other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 629,135 4.1380 GBP 4.1077 GBP
1p ordinary Sale 505,395 4.1302 GBP 4.1018 GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 100 4.1175 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 753 4.1190 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 109 4.1188 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 276 4.1105 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 1,447 4.1225 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 4,341 4.0968 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 8,341 4.1200 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Decreasing Short 8,499 4.1135 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 15,969 4.1126 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 23,370 4.1118 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 159,297 4.1262 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 1,719 4.1234 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 23,370 4.1118 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 23,702 4.1175 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 28,732 4.1179 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 38,254 4.1195 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 47,830 4.1162 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,165 4.1146 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 29,989 4.1189 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 2,204 4.1213 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 3,719 4.1166 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 3,988 4.1200 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 8,478 4.1167 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 11,946 4.1202 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 15,116 4.1163 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 17,621 4.1176 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 19,860 4.1198 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 19,876 4.1264 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 23,702 4.1175 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 27,289 4.1178 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 29,989 4.1189 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 38,860 4.1145 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 76,379 4.1210 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Opening Short 91,807 4.1194 GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per
of relevant of Dealings unit (if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
----------------------------------------------------------------------------------------------------------------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 3 Oct
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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END
FEOVXLBBLBLEFBE
(END) Dow Jones Newswires
October 03, 2022 04:58 ET (08:58 GMT)
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