Barclays PLC Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

RNS Number : 6018T

Barclays PLC

24 June 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			21 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				707,083	0.15%	6,210,629	1.31%
(2) Cash-settled derivatives:				6,355,889	1.34%	642,321	0.14%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				7,062,972	1.49%	6,852,950	1.44%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchase	580361	11.3526 GBP	11.2435 GBP
0.4p ordinary	Sale	439542	11.3500 GBP	11.2375 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
0.4p ordinary	SWAP	Closing Long	3,928	11.3247 GBP
0.4p ordinary	SWAP	Closing Long	6,626	11.3350 GBP
0.4p ordinary	SWAP	Closing Long	16,704	11.3222 GBP
0.4p ordinary	SWAP	Closing Long	45,832	11.3350 GBP
0.4p ordinary	SWAP	Closing Long	151,437	11.3342 GBP
0.4p ordinary	SWAP	Decreasing Long	6	11.3400 GBP
0.4p ordinary	SWAP	Decreasing Long	283	11.3250 GBP
0.4p ordinary	SWAP	Decreasing Long	284	11.3200 GBP
0.4p ordinary	SWAP	Decreasing Long	320	11.3312 GBP
0.4p ordinary	SWAP	Decreasing Long	358	11.3125 GBP
0.4p ordinary	SWAP	Decreasing Long	538	11.3250 GBP
0.4p ordinary	SWAP	Decreasing Long	1,196	11.3442 GBP
0.4p ordinary	SWAP	Decreasing Long	1,295	11.3252 GBP
0.4p ordinary	SWAP	Decreasing Long	1,828	11.3595 GBP
0.4p ordinary	SWAP	Decreasing Long	1,980	11.3222 GBP
0.4p ordinary	SWAP	Decreasing Long	2,442	11.3274 GBP
0.4p ordinary	SWAP	Decreasing Long	3,080	11.3289 GBP
0.4p ordinary	SWAP	Decreasing Long	7,864	11.3242 GBP
0.4p ordinary	SWAP	Decreasing Long	16,348	11.3118 GBP
0.4p ordinary	SWAP	Decreasing Long	28,496	11.2937 GBP
0.4p ordinary	SWAP	Decreasing Long	38,756	11.3312 GBP
0.4p ordinary	SWAP	Decreasing Long	90,499	11.3350 GBP
0.4p ordinary	SWAP	Decreasing Long	95,261	11.3333 GBP
0.4p ordinary	SWAP	Decreasing Short	184	11.3003 GBP
0.4p ordinary	SWAP	Decreasing Short	1,025	11.3310 GBP
0.4p ordinary	SWAP	Increasing Long	12	11.3149 GBP
0.4p ordinary	SWAP	Increasing Long	246	11.3253 GBP
0.4p ordinary	SWAP	Increasing Long	272	11.3350 GBP
0.4p ordinary	SWAP	Increasing Long	502	11.3243 GBP
0.4p ordinary	SWAP	Increasing Long	1,159	11.2945 GBP
0.4p ordinary	SWAP	Increasing Long	1,208	11.3478 GBP
0.4p ordinary	SWAP	Increasing Long	1,249	11.3195 GBP
0.4p ordinary	SWAP	Increasing Long	2,646	11.3099 GBP
0.4p ordinary	SWAP	Increasing Long	2,752	11.3435 GBP
0.4p ordinary	SWAP	Increasing Long	2,985	11.3160 GBP
0.4p ordinary	SWAP	Increasing Long	7,626	11.3090 GBP
0.4p ordinary	SWAP	Increasing Long	8,995	11.3123 GBP
0.4p ordinary	SWAP	Increasing Long	48,754	11.2849 GBP
0.4p ordinary	SWAP	Increasing Long	50,889	11.3350 GBP
0.4p ordinary	SWAP	Increasing Long	74,145	11.2880 GBP
0.4p ordinary	SWAP	Increasing Short	125	11.2841 GBP
0.4p ordinary	CFD	Increasing Short	982	11.2837 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				24 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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