EPT Disclosure
02 12월 2008 - 7:24PM
UK Regulatory
RNS Number : 3644J
Merrill Lynch International
02 December 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Ennstone Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 01/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price received Lowest price received
sold
950,208 GBP 0.02 GBP 0.01
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, securities under price American, date
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 02/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Marwyn Materials Limited
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Axon Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 01/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
2,637 GBP 6.43 GBP 6.43
Total number of securities Highest price received Lowest price received
sold
1,340 GBP 6.44 GBP 6.44
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 1,272 GBP 6.44
Long Swap LONG 764 GBP 6.42
Long Swap LONG 408 GBP 6.42
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 576 GBP 6.43
Short Swap SHORT 764 GBP 6.43
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 02/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected HCL EAS Limited
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 01/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,519,004 GBP 1.69 GBP 1.56
Total number of securities Highest price received Lowest price received
sold
1,537,219 GBP 1.69 GBP 1.55
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 361,382 GBP 1.63
Long Swap LONG 228,083 GBP 1.62
Long Swap LONG 138,433 GBP 1.60
Long Swap LONG 86,895 GBP 1.60
Long Swap LONG 77,723 GBP 1.65
Long Swap LONG 52,749 GBP 1.62
Long Swap LONG 25,462 GBP 1.63
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 3,457 GBP 1.63
Short Swap SHORT 41,379 GBP 1.62
Short Swap SHORT 48,232 GBP 1.65
Short Swap SHORT 77,723 GBP 1.63
Short Swap SHORT 86,895 GBP 1.57
Short Swap SHORT 228,083 GBP 1.63
Short Swap SHORT 361,382 GBP 1.62
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 02/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 01/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
430,427 GBP 0.93 GBP 0.86
Total number of securities Highest price received Lowest price received
sold
502,598 GBP 0.93 GBP 0.85
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 55,260 GBP 0.86
Long Swap LONG 38,278 GBP 0.92
Long Swap LONG 36,182 GBP 0.91
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 11,815 GBP 0.92
Short Swap SHORT 20,000 GBP 0.92
Short Swap SHORT 24,367 GBP 0.92
Short Swap SHORT 25,000 GBP 0.92
Short Swap SHORT 25,000 GBP 0.92
Short Swap SHORT 30,000 GBP 0.92
Short Swap SHORT 38,278 GBP 0.92
Short Swap SHORT 55,260 GBP 0.87
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 02/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
This information is provided by RNS
The company news service from the London Stock Exchange
END
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