TIDMSHP
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree SHIRE PLC
in relation to whose
relevant securities this form relates:
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 31 October 2018
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any TAKEDA PHARMACEUTICAL CO LTD
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 4,167,346 0.46% 2,523,877 0.28%
controlled:
(2) Cash-settled
derivatives:
259,807 0.03% 3,521,360 0.38%
(3) Stock-settled
derivatives
(including
options)
and agreements 295,800 0.03% 315,700 0.03%
to
purchase/sell:
(4)
TOTAL: 4,722,953 0.52% 6,360,937 0.70%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 54 46.4800 GBP
5p ordinary Purchase 67 46.5300 GBP
5p ordinary Purchase 68 46.5125 GBP
5p ordinary Purchase 68 46.6175 GBP
5p ordinary Purchase 68 46.4425 GBP
5p ordinary Purchase 68 46.3675 GBP
5p ordinary Purchase 68 46.3650 GBP
5p ordinary Purchase 68 46.4700 GBP
5p ordinary Purchase 75 46.4850 GBP
5p ordinary Purchase 88 46.4950 GBP
5p ordinary Purchase 148 46.4772 GBP
5p ordinary Purchase 158 46.5387 GBP
5p ordinary Purchase 178 46.5000 GBP
5p ordinary Purchase 180 46.4734 GBP
5p ordinary Purchase 204 46.4582 GBP
5p ordinary Purchase 207 46.7819 GBP
5p ordinary Purchase 214 46.6750 GBP
5p ordinary Purchase 228 46.5100 GBP
5p ordinary Purchase 279 46.5050 GBP
5p ordinary Purchase 328 46.8100 GBP
5p ordinary Purchase 369 46.4987 GBP
5p ordinary Purchase 376 46.4374 GBP
5p ordinary Purchase 417 46.3955 GBP
5p ordinary Purchase 654 46.6676 GBP
5p ordinary Purchase 1,174 46.5643 GBP
5p ordinary Purchase 1,554 46.4458 GBP
5p ordinary Purchase 4,534 46.5722 GBP
5p ordinary Purchase 5,000 46.6106 GBP
5p ordinary Purchase 5,367 46.5570 GBP
5p ordinary Purchase 9,887 46.5556 GBP
5p ordinary Purchase 10,786 46.5376 GBP
5p ordinary Purchase 13,806 46.7134 GBP
5p ordinary Purchase 44,714 46.4626 GBP
5p ordinary Purchase 53,455 46.7113 GBP
5p ordinary Purchase 54,588 46.8005 GBP
5p ordinary Purchase 59,000 46.4403 GBP
5p ordinary Purchase 60,163 46.8018 GBP
5p ordinary Purchase 68,928 46.5727 GBP
5p ordinary Purchase 85,820 46.8050 GBP
5p ordinary Purchase 152,013 46.5919 GBP
5p ordinary Sale 43 46.4850 GBP
5p ordinary Sale 54 46.4800 GBP
5p ordinary Sale 67 46.5300 GBP
5p ordinary Sale 68 46.5125 GBP
5p ordinary Sale 68 46.4425 GBP
5p ordinary Sale 68 46.3675 GBP
5p ordinary Sale 68 46.3650 GBP
5p ordinary Sale 68 46.6750 GBP
5p ordinary Sale 68 46.4700 GBP
5p ordinary Sale 68 46.6175 GBP
5p ordinary Sale 88 46.4950 GBP
5p ordinary Sale 106 46.6963 GBP
5p ordinary Sale 110 46.6140 GBP
5p ordinary Sale 148 46.4772 GBP
5p ordinary Sale 178 46.5000 GBP
5p ordinary Sale 180 46.4734 GBP
5p ordinary Sale 228 46.5100 GBP
5p ordinary Sale 279 46.5050 GBP
5p ordinary Sale 430 46.5786 GBP
5p ordinary Sale 525 46.7922 GBP
5p ordinary Sale 1,470 46.4926 GBP
5p ordinary Sale 1,480 46.5642 GBP
5p ordinary Sale 1,569 46.6006 GBP
5p ordinary Sale 1,849 46.4050 GBP
5p ordinary Sale 3,377 46.5311 GBP
5p ordinary Sale 3,602 46.8096 GBP
5p ordinary Sale 5,817 46.5053 GBP
5p ordinary Sale 7,503 46.5549 GBP
5p ordinary Sale 7,668 46.5851 GBP
5p ordinary Sale 8,159 46.5967 GBP
5p ordinary Sale 9,957 46.5603 GBP
5p ordinary Sale 10,786 46.5376 GBP
5p ordinary Sale 21,373 46.4582 GBP
5p ordinary Sale 50,422 46.8016 GBP
5p ordinary Sale 54,744 46.4556 GBP
5p ordinary Sale 60,047 46.5820 GBP
5p ordinary Sale 78,186 46.8050 GBP
5p ordinary Sale 88,285 46.6019 GBP
5p ordinary Sale 214,520 46.7920 GBP
5p ordinary Sale 603,807 46.4049 GBP
ADR Purchase 23 180.7200 USD
ADR Purchase 44 179.2400 USD
ADR Purchase 100 178.1500 USD
ADR Purchase 100 179.3600 USD
ADR Purchase 100 181.4279 USD
ADR Purchase 117 177.5300 USD
ADR Purchase 155 178.2141 USD
ADR Purchase 200 178.3400 USD
ADR Purchase 342 178.3770 USD
ADR Purchase 658 178.3800 USD
ADR Purchase 900 180.0819 USD
ADR Purchase 1,000 178.3790 USD
ADR Purchase 1,200 179.8920 USD
ADR Purchase 1,263 178.2902 USD
ADR Purchase 1,300 181.1530 USD
ADR Purchase 2,000 180.0041 USD
ADR Purchase 6,263 178.3570 USD
ADR Purchase 11,597 179.0979 USD
ADR Purchase 14,502 179.5589 USD
ADR Purchase 33,894 178.3599 USD
ADR Purchase 35,849 181.1800 USD
ADR Purchase 100,365 181.8000 USD
ADR Sale 23 180.7200 USD
ADR Sale 100 178.8900 USD
ADR Sale 100 177.9700 USD
ADR Sale 100 178.2600 USD
ADR Sale 117 177.5300 USD
ADR Sale 275 179.1727 USD
ADR Sale 300 181.3508 USD
ADR Sale 400 178.9200 USD
ADR Sale 500 178.2780 USD
ADR Sale 510 179.9430 USD
ADR Sale 515 178.4642 USD
ADR Sale 600 179.5683 USD
ADR Sale 600 179.5133 USD
ADR Sale 700 179.7757 USD
ADR Sale 821 179.1301 USD
ADR Sale 902 178.8019 USD
ADR Sale 1,396 179.6799 USD
ADR Sale 1,800 179.7438 USD
ADR Sale 2,000 180.0041 USD
ADR Sale 2,000 178.3790 USD
ADR Sale 3,000 178.8828 USD
ADR Sale 7,525 178.3287 USD
ADR Sale 9,259 179.1682 USD
ADR Sale 9,721 179.6080 USD
ADR Sale 10,000 178.0401 USD
ADR Sale 33,894 178.3600 USD
ADR Sale 36,049 181.1642 USD
ADR Sale 100,365 181.8000 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 14 46.5964 GBP
5p ordinary SWAP Long 105 46.4843 GBP
5p ordinary CFD Long 525 46.7922 GBP
5p ordinary SWAP Long 1,031 46.6061 GBP
5p ordinary CFD Long 1,200 46.8007 GBP
5p ordinary CFD Long 1,569 46.6006 GBP
5p ordinary SWAP Long 4,306 46.8432 GBP
5p ordinary SWAP Long 5,196 46.8050 GBP
5p ordinary CFD Long 8,145 46.5967 GBP
ADR CFD Long 10,000 178.0401 USD
5p ordinary SWAP Long 153,405 46.7711 GBP
5p ordinary CFD Short 303 46.5918 GBP
5p ordinary CFD Short 600 46.4829 GBP
5p ordinary SWAP Short 869 46.5036 GBP
5p ordinary CFD Short 1,554 46.4458 GBP
5p ordinary CFD Short 2,500 46.6675 GBP
5p ordinary SWAP Expires Short 4,200 46.6220 GBP
01/05/2020
5p ordinary CFD Short 5,367 46.5570 GBP
5p ordinary SWAP Short 7,034 46.5970 GBP
5p ordinary SWAP Short 14,176 46.5267 GBP
5p ordinary CFD Short 47,684 46.5597 GBP
5p ordinary CFD Short 53,455 46.7112 GBP
5p ordinary SWAP Short 90,372 46.8050 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ADR Call Purchasing 1,000 190 USD American 18 Apr 2019 9.3000 USD
Options
ADR Call Purchasing 300 195 USD American 16 Nov 2018 0.0500 USD
Options
ADR Call Purchasing 13,100 195 USD American 18 Jan 2019 3.7882 USD
Options
ADR Call Purchasing 300 205 USD American 30 Nov 2018 0.0500 USD
Options
ADR Call Purchasing 300 205 USD American 7 Dec 2018 0.0500 USD
Options
ADR Call Purchasing 300 208 USD American 30 Nov 2018 0.0500 USD
Options
ADR Call Purchasing 300 208 USD American 7 Dec 2018 0.0500 USD
Options
ADR Call Selling 100 180 USD American 21 Dec 2018 7.8000 USD
Options
ADR Call Selling 1,600 180 USD American 18 Jan 2019 10.0000 USD
Options
ADR Call Selling 14,100 185 USD American 18 Jan 2019 8.7624 USD
Options
ADR Put Selling 1,000 105 USD American 18 Jan 2019 0.3000 USD
Options
ADR Put Selling 1,700 155 USD American 18 Apr 2019 6.1000 USD
Options
ADR Put Selling 3,000 160 USD American 18 Jan 2019 4.6166 USD
Options
ADR Put Selling 800 160 USD American 18 Apr 2019 7.1000 USD
Options
ADR Put Selling 500 165 USD American 21 Dec 2018 3.0800 USD
Options
ADR Put Selling 200 165 USD American 18 Jan 2019 5.7000 USD
Options
ADR Put Selling 2,000 170 USD American 18 Apr 2019 9.9000 USD
Options
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into
by the person making the disclosure and
any party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
Date of disclosure: 1 Nov 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
5p Call Written -125,000 3600.0000 American 21 Dec 2018
ordinary Options
5p Put Written 125,000 3600.0000 American 21 Dec 2018
ordinary Options
ADR Call Purchased 100 220.0000 American 18 Jan 2019
Options
ADR Call Purchased 100 110.0000 American 17 Jan 2020
Options
ADR Call Purchased 100 140.0000 American 18 Jan 2019
Options
ADR Call Purchased 100 105.0000 American 18 Jan 2019
Options
ADR Call Purchased 200 120.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 135.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 210.0000 American 18 Jan 2019
Options
ADR Call Purchased 200 175.0000 American 18 Jan 2019
Options
ADR Call Purchased 200 155.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 160.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 130.0000 American 17 Jan 2020
Options
ADR Call Purchased 300 195.0000 American 16 Nov 2018
Options
ADR Call Purchased 300 205.0000 American 30 Nov 2018
Options
ADR Call Purchased 300 208.0000 American 7 Dec 2018
Options
ADR Call Purchased 300 205.0000 American 7 Dec 2018
Options
ADR Call Purchased 300 115.0000 American 18 Jan 2019
Options
ADR Call Purchased 300 208.0000 American 30 Nov 2018
Options
ADR Call Purchased 400 230.0000 American 18 Jan 2019
Options
ADR Call Purchased 500 125.0000 American 18 Jan 2019
Options
ADR Call Purchased 500 165.0000 American 18 Jan 2019
Options
ADR Call Purchased 500 150.0000 American 18 Jan 2019
Options
ADR Call Purchased 900 180.0000 American 21 Dec 2018
Options
ADR Call Purchased 1,000 170.0000 American 17 Jan 2020
Options
ADR Call Purchased 1,000 135.0000 American 18 Jan 2019
Options
ADR Call Purchased 1,000 180.0000 American 17 Jan 2020
Options
ADR Call Purchased 1,200 170.0000 American 18 Jan 2019
Options
ADR Call Purchased 1,200 178.0000 American 30 Nov 2018
Options
ADR Call Purchased 1,700 195.0000 American 17 Jan 2020
Options
ADR Call Purchased 2,000 150.0000 American 17 Jan 2020
Options
ADR Call Purchased 3,100 155.0000 American 18 Jan 2019
Options
ADR Call Purchased 4,900 190.0000 American 18 Apr 2019
Options
ADR Call Purchased 7,700 155.0000 American 18 Apr 2019
Options
ADR Call Purchased 15,300 195.0000 American 18 Jan 2019
Options
ADR Call Purchased 15,300 160.0000 American 18 Jan 2019
Options
ADR Call Purchased 21,000 190.0000 American 18 Jan 2019
Options
ADR Call Purchased 21,700 200.0000 American 18 Jan 2019
Options
ADR Call Written -56,000 200.0000 American 17 Jan 2020
Options
ADR Call Written -37,700 180.0000 American 18 Jan 2019
Options
ADR Call Written -32,500 185.0000 American 18 Jan 2019
Options
ADR Call Written -2,700 145.0000 American 18 Jan 2019
Options
ADR Call Written -1,000 85.0000 American 18 Jan 2019
Options
ADR Call Written -800 155.0000 American 18 Apr 2019
Options
ADR Call Written -500 160.0000 American 18 Apr 2019
Options
ADR Call Written -500 135.0000 American 19 Jul 2019
Options
ADR Call Written -100 130.0000 American 18 Jan 2019
Options
ADR Call Written -100 175.0000 American 21 Dec 2018
Options
ADR Call Written -100 150.0000 American 18 Apr 2019
Options
ADR Call Written -100 140.0000 American 17 Jan 2020
Options
ADR Call Written -100 170.0000 American 18 Apr 2019
Options
ADR Put Purchased -18,800 135.0000 American 18 Jan 2019
Options
ADR Put Purchased -5,900 180.0000 American 18 Jan 2019
Options
ADR Put Purchased -5,500 165.0000 American 16 Nov 2018
Options
ADR Put Purchased -3,700 145.0000 American 17 Jan 2020
Options
ADR Put Purchased -3,600 155.0000 American 18 Jan 2019
Options
ADR Put Purchased -3,000 155.0000 American 16 Nov 2018
Options
ADR Put Purchased -2,700 80.0000 American 18 Jan 2019
Options
ADR Put Purchased -2,500 120.0000 American 17 Jan 2020
Options
ADR Put Purchased -2,300 85.0000 American 18 Jan 2019
Options
ADR Put Purchased -1,800 115.0000 American 18 Jan 2019
Options
ADR Put Purchased -1,200 135.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,000 80.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,000 150.0000 American 18 Jan 2019
Options
ADR Put Purchased -1,000 140.0000 American 18 Jan 2019
Options
ADR Put Purchased -1,000 170.0000 American 17 Jan 2020
Options
ADR Put Purchased -800 150.0000 American 17 Jan 2020
Options
ADR Put Purchased -700 160.0000 American 17 Jan 2020
Options
ADR Put Purchased -500 175.0000 American 16 Nov 2018
Options
ADR Put Purchased -500 140.0000 American 17 Jan 2020
Options
ADR Put Purchased -400 165.0000 American 17 Jan 2020
Options
ADR Put Purchased -400 145.0000 American 18 Jan 2019
Options
ADR Put Purchased -200 170.0000 American 18 Jan 2019
Options
ADR Put Written 100 165.0000 American 19 Jul 2019
Options
ADR Put Written 100 110.0000 American 18 Jan 2019
Options
ADR Put Written 100 95.0000 American 18 Jan 2019
Options
ADR Put Written 100 110.0000 American 17 Jan 2020
Options
ADR Put Written 200 100.0000 American 18 Jan 2019
Options
ADR Put Written 200 200.0000 American 17 Jan 2020
Options
ADR Put Written 500 165.0000 American 21 Dec 2018
Options
ADR Put Written 500 125.0000 American 18 Jan 2019
Options
ADR Put Written 900 160.0000 American 18 Apr 2019
Options
ADR Put Written 1,000 90.0000 American 18 Jan 2019
Options
ADR Put Written 1,200 150.0000 American 18 Apr 2019
Options
ADR Put Written 2,200 165.0000 American 18 Jan 2019
Options
ADR Put Written 2,300 130.0000 American 18 Jan 2019
Options
ADR Put Written 3,300 155.0000 American 21 Dec 2018
Options
ADR Put Written 5,300 120.0000 American 18 Jan 2019
Options
ADR Put Written 9,200 155.0000 American 18 Apr 2019
Options
ADR Put Written 11,000 160.0000 American 19 Jul 2019
Options
ADR Put Written 11,000 170.0000 American 18 Apr 2019
Options
ADR Put Written 17,100 160.0000 American 18 Jan 2019
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of
the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20181101005585/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
November 01, 2018 08:29 ET (12:29 GMT)
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