TIDMSHP TIDM0RN3
RNS Number : 0548G
D E Shaw & Co LP
01 November 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
--------------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this Takeda Pharmaceutical Company Limited
form relates:
Use a separate form for each offeror/offeree
--------------------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity
of offeror/offeree:
--------------------------------------
(e) Date position held/dealing undertaken: October 31, 2018
For an opening position disclosure, state the latest practicable date prior
to the disclosure
--------------------------------------
(f) In addition to the company in 1(c) above, is the discloser making Yes: Shire Plc
disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary
Interests Short positions
--------------- ------------------
Number % Number %
-------- ----------- -----
(1) Relevant securities owned and/or controlled: 602,400 0.07
-------- ----- ----------- -----
(2) Cash-settled derivatives: 23,500 0.00 5,041,600 0.64
-------- ----- ----------- -----
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 436,000 0.05 436,000 0.05
-------- ----- ----------- -----
TOTAL: 459,500 0.05 6,080,000 0.77
-------- ----- ----------- -----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary Purchase 100 JPY 4486
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4487
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4488
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4489
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4490
-------------- --------------------- ---------------
Ordinary Purchase 300 JPY 4491
-------------- --------------------- ---------------
Ordinary Purchase 400 JPY 4492
-------------- --------------------- ---------------
Ordinary Purchase 200 JPY 4494
-------------- --------------------- ---------------
Ordinary Purchase 300 JPY 4495
-------------- --------------------- ---------------
Ordinary Purchase 1700 JPY 4496
-------------- --------------------- ---------------
Ordinary Purchase 2200 JPY 4497
-------------- --------------------- ---------------
Ordinary Purchase 4100 JPY 4498
-------------- --------------------- ---------------
Ordinary Purchase 2800 JPY 4499
-------------- --------------------- ---------------
Ordinary Purchase 3500 JPY 4500
-------------- --------------------- ---------------
Ordinary Purchase 3300 JPY 4501
-------------- --------------------- ---------------
Ordinary Purchase 800 JPY 4502
-------------- --------------------- ---------------
Ordinary Purchase 700 JPY 4503
-------------- --------------------- ---------------
Ordinary Purchase 1500 JPY 4504
-------------- --------------------- ---------------
Ordinary Purchase 900 JPY 4505
-------------- --------------------- ---------------
Ordinary Purchase 500 JPY 4506
-------------- --------------------- ---------------
Ordinary Purchase 1600 JPY 4507
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4508
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4512
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4513
-------------- --------------------- ---------------
Ordinary Purchase 900 JPY 4514
-------------- --------------------- ---------------
Ordinary Purchase 400 JPY 4515
-------------- --------------------- ---------------
Ordinary Purchase 600 JPY 4516
-------------- --------------------- ---------------
Ordinary Purchase 1800 JPY 4517
-------------- --------------------- ---------------
Ordinary Purchase 800 JPY 4518
-------------- --------------------- ---------------
Ordinary Purchase 1400 JPY 4519
-------------- --------------------- ---------------
Ordinary Purchase 1900 JPY 4520
-------------- --------------------- ---------------
Ordinary Purchase 3800 JPY 4521
-------------- --------------------- ---------------
Ordinary Purchase 1600 JPY 4522
-------------- --------------------- ---------------
Ordinary Purchase 2400 JPY 4523
-------------- --------------------- ---------------
Ordinary Purchase 1300 JPY 4524
-------------- --------------------- ---------------
Ordinary Purchase 1200 JPY 4525
-------------- --------------------- ---------------
Ordinary Purchase 1800 JPY 4526
-------------- --------------------- ---------------
Ordinary Purchase 1700 JPY 4527
-------------- --------------------- ---------------
Ordinary Purchase 900 JPY 4528
-------------- --------------------- ---------------
Ordinary Purchase 600 JPY 4529
-------------- --------------------- ---------------
Ordinary Purchase 400 JPY 4530
-------------- --------------------- ---------------
Ordinary Purchase 500 JPY 4531
-------------- --------------------- ---------------
Ordinary Purchase 1100 JPY 4532
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4533
-------------- --------------------- ---------------
Ordinary Purchase 1100 JPY 4534
-------------- --------------------- ---------------
Ordinary Purchase 300 JPY 4535
-------------- --------------------- ---------------
Ordinary Purchase 1300 JPY 4536
-------------- --------------------- ---------------
Ordinary Purchase 200 JPY 4537
-------------- --------------------- ---------------
Ordinary Purchase 3000 JPY 4538
-------------- --------------------- ---------------
Ordinary Purchase 700 JPY 4539
-------------- --------------------- ---------------
Ordinary Purchase 1100 JPY 4540
-------------- --------------------- ---------------
Ordinary Purchase 200 JPY 4541
-------------- --------------------- ---------------
Ordinary Purchase 700 JPY 4542
-------------- --------------------- ---------------
Ordinary Purchase 1400 JPY 4543
-------------- --------------------- ---------------
Ordinary Purchase 1200 JPY 4544
-------------- --------------------- ---------------
Ordinary Purchase 1600 JPY 4545
-------------- --------------------- ---------------
Ordinary Purchase 700 JPY 4546
-------------- --------------------- ---------------
Ordinary Purchase 1200 JPY 4547
-------------- --------------------- ---------------
Ordinary Purchase 1800 JPY 4548
-------------- --------------------- ---------------
Ordinary Purchase 3900 JPY 4549
-------------- --------------------- ---------------
Ordinary Purchase 6000 JPY 4550
-------------- --------------------- ---------------
Ordinary Purchase 1200 JPY 4551
-------------- --------------------- ---------------
Ordinary Purchase 1700 JPY 4552
-------------- --------------------- ---------------
Ordinary Purchase 600 JPY 4553
-------------- --------------------- ---------------
Ordinary Purchase 1500 JPY 4554
-------------- --------------------- ---------------
Ordinary Purchase 1700 JPY 4555
-------------- --------------------- ---------------
Ordinary Purchase 900 JPY 4556
-------------- --------------------- ---------------
Ordinary Purchase 2500 JPY 4557
-------------- --------------------- ---------------
Ordinary Purchase 1800 JPY 4558
-------------- --------------------- ---------------
Ordinary Purchase 1400 JPY 4559
-------------- --------------------- ---------------
Ordinary Purchase 1200 JPY 4560
-------------- --------------------- ---------------
Ordinary Purchase 600 JPY 4561
-------------- --------------------- ---------------
Ordinary Purchase 1100 JPY 4563
-------------- --------------------- ---------------
Ordinary Purchase 1000 JPY 4564
-------------- --------------------- ---------------
Ordinary Purchase 1200 JPY 4565
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4566
-------------- --------------------- ---------------
Ordinary Purchase 400 JPY 4568
-------------- --------------------- ---------------
Ordinary Purchase 100 JPY 4569
-------------- --------------------- ---------------
Ordinary Purchase 300 JPY 4570
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4486
-------------- --------------------- ---------------
Ordinary Sale 500 JPY 4487
-------------- --------------------- ---------------
Ordinary Sale 600 JPY 4488
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4488.5
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4491
-------------- --------------------- ---------------
Ordinary Sale 500 JPY 4492
-------------- --------------------- ---------------
Ordinary Sale 500 JPY 4497
-------------- --------------------- ---------------
Ordinary Sale 600 JPY 4498
-------------- --------------------- ---------------
Ordinary Sale 2200 JPY 4499
-------------- --------------------- ---------------
Ordinary Sale 1000 JPY 4500
-------------- --------------------- ---------------
Ordinary Sale 1100 JPY 4501
-------------- --------------------- ---------------
Ordinary Sale 2100 JPY 4502
-------------- --------------------- ---------------
Ordinary Sale 800 JPY 4503
-------------- --------------------- ---------------
Ordinary Sale 800 JPY 4504
-------------- --------------------- ---------------
Ordinary Sale 900 JPY 4505
-------------- --------------------- ---------------
Ordinary Sale 700 JPY 4506
-------------- --------------------- ---------------
Ordinary Sale 300 JPY 4507
-------------- --------------------- ---------------
Ordinary Sale 400 JPY 4508
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4509
-------------- --------------------- ---------------
Ordinary Sale 800 JPY 4510
-------------- --------------------- ---------------
Ordinary Sale 400 JPY 4511
-------------- --------------------- ---------------
Ordinary Sale 1100 JPY 4512
-------------- --------------------- ---------------
Ordinary Sale 300 JPY 4514
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4515
-------------- --------------------- ---------------
Ordinary Sale 200 JPY 4516
-------------- --------------------- ---------------
Ordinary Sale 200 JPY 4517
-------------- --------------------- ---------------
Ordinary Sale 800 JPY 4518
-------------- --------------------- ---------------
Ordinary Sale 1500 JPY 4519
-------------- --------------------- ---------------
Ordinary Sale 700 JPY 4520
-------------- --------------------- ---------------
Ordinary Sale 500 JPY 4521
-------------- --------------------- ---------------
Ordinary Sale 1100 JPY 4522
-------------- --------------------- ---------------
Ordinary Sale 700 JPY 4523
-------------- --------------------- ---------------
Ordinary Sale 800 JPY 4524
-------------- --------------------- ---------------
Ordinary Sale 3500 JPY 4525
-------------- --------------------- ---------------
Ordinary Sale 800 JPY 4526
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4526.5
-------------- --------------------- ---------------
Ordinary Sale 1300 JPY 4527
-------------- --------------------- ---------------
Ordinary Sale 1800 JPY 4528
-------------- --------------------- ---------------
Ordinary Sale 700 JPY 4529
-------------- --------------------- ---------------
Ordinary Sale 600 JPY 4530
-------------- --------------------- ---------------
Ordinary Sale 1100 JPY 4531
-------------- --------------------- ---------------
Ordinary Sale 1500 JPY 4532
-------------- --------------------- ---------------
Ordinary Sale 2000 JPY 4533
-------------- --------------------- ---------------
Ordinary Sale 700 JPY 4534
-------------- --------------------- ---------------
Ordinary Sale 700 JPY 4535
-------------- --------------------- ---------------
Ordinary Sale 100 JPY 4536
-------------- --------------------- ---------------
Ordinary Sale 300 JPY 4537
-------------- --------------------- ---------------
Ordinary Sale 200 JPY 4538
-------------- --------------------- ---------------
Ordinary Sale 17500 JPY 4543
-------------- --------------------- ---------------
Ordinary Sale 164200 JPY 4546.86
-------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: November 1, 2018
Contact name: Kevin Krist (Compliance Department)
------------------------------------
Telephone number: +44 (0) 20 7409 4420
------------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the Takeda Pharmaceutical Company Limited
disclosure relates:
--------------------------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
Ordinary OTC Call Purchased 104,700 JPY 5065.83 European 17/04/2019
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Put Option Purchased -104,700 JPY 5065.83 European 17/04/2019
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Call Purchased 73,000 JPY 4455.61 European 07/05/2019
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Put Option Purchased -73,000 JPY 4455.61 European 07/05/2019
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Call Purchased 68,400 JPY 4798 European 14/05/2019
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Put Option Purchased -68,400 JPY 4798 European 14/05/2019
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Call Purchased 114,000 JPY 4750.02 European 14/05/2019
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Put Option Purchased -114,000 JPY 4750.02 European 14/05/2019
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Call Purchased 75,900 JPY 4286.52 European 06/09/2019
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
Ordinary OTC Put Option Purchased -75,900 JPY 4286.52 European 06/09/2019
--------------- ---------------- --------------- ---------------- ---------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
None
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
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of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
RETLLFIFLILLIIT
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November 01, 2018 08:01 ET (12:01 GMT)
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