UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington
D. C. 20549
FORM
10-K/A
Amendment
No. 1
[X] |
ANNUAL
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For
the year ended December 31, 2013
[ ] |
TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For
the transition period from
Commission
file number 333-184529
Wowio,
Inc.
(Exact
name of registrant as specified in its charter)
Texas |
|
27-2908187 |
(State
or other jurisdiction of
incorporation or organization) |
|
(I.R.S.
Employer
Identification
No.) |
626
North Doheny Drive
West
Hollywood, California 90069
(Address
of principal executive offices)
(310)
807-8181
(Issuer’s
telephone number)
Securities
registered pursuant to Section 12(b) of the Act: None
Securities
registered pursuant to Section 12(g) of the Act: None
Indicate
by check mark whether the registrant is a well-known seasoned issuer as defined in Rule 405 of the Securities Act. [ ]
Yes [X] No.
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. [ ]
Yes [X] No
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days. [X] Yes [ ] No
Indicate
by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the
preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). [X] Yes [ ]
No
Indicate
by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not
be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference
in Part III of this Form 10-K or any amendment to this Form 10-K . [X]
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer”, “accelerated filer”, and “smaller
reporting company” in Rule 12b-2 of the Exchange Act.
Large
accelerated filer |
[ ] |
Accelerated
filer |
[ ] |
Non-accelerated
filer |
[ ] |
Smaller
reporting company |
[X] |
Indicate
by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Exchange Act) [ ] Yes [X]
No
As
of June 30, 2013, the aggregate market value of the issued and outstanding common stock held by non-affiliates of the registrant,
based upon the last sales price of our common stock of $2.00 per share was approximately $26,984,960. For purposes of the above
statement only, all directors, executive officers and 10% shareholders are assumed to be affiliates. This determination of affiliate
status is not necessarily a conclusive determination for any other purpose.
Number
of shares of common stock outstanding as of April 11, 2014 was 23,563,303.
DOCUMENTS
INCORPORATED BY REFERENCE – None
EXPLANATORY
NOTE
The
sole purpose of this Amendment No. 1 to the annual report on Form 10-K (the “Form 10-K”) of Wowio, Inc. for the year
ended December 31, 2013, filed with the Securities and Exchange Commission on April 11, 2014, is to furnish Exhibit 101 to the
Form 10-K in accordance with Rule 405 of Regulation S-T. Exhibit 101 to the Form 10-K provides the financial statements and related
notes from the Form 10-K formatted in XBRL (eXtensible Business Reporting Language).
No
other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of
the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update
in any way any related disclosures made in the Form 10-K.
ITEM
15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
Exhibit
No. |
|
Description |
|
|
|
3.1 |
|
Certificate
of Formation and amendments thereto (1) |
|
|
|
3.2 |
|
Certificate
of Amendment to Certificate of Formation (2) |
|
|
|
3.3 |
|
Certificate
of Amendment to Certificate of Designation of Series A Preferred Stock (2) |
|
|
|
3.4 |
|
Bylaws
(1) |
|
|
|
10.1 |
|
Executive
Employment Agreement between WOWIO, Inc., d.ba. StudioW and Brian Altounian dated as of March 15, 2012. (1) |
|
|
|
10.2 |
|
Executive
Employment Agreement between WOWIO, Inc., d.ba. StudioW and Jacob Morris dated as of March 29, 2012. (3) |
|
|
|
10.3 |
|
Executive
Employment Agreement between WOWIO, Inc., d.ba. StudioW and Linda Engelspien dated as of March 29, 2012. (3) |
|
|
|
10.4 |
|
Credit
Agreement between WOWIO, Inc. and TCA GLOBAL CREDIT MASTER FUND, LP dated as of August 31, 2012 effective as of September
21, 2012. (1) |
|
|
|
10.5 |
|
Revolving
Note between WOWIO, Inc. and TCA GLOBAL CREDIT MASTER FUND, LP dated as of August 31, 2012 effective as of September 21, 2012.
(1) |
|
|
|
10.6 |
|
Security
Agreement between WOWIO, Inc. and TCA GLOBAL CREDIT MASTER FUND, LP dated as of August 31, 2012 effective as of September
21, 2012. (1) |
|
|
|
10.7 |
|
Redeemable
Warrant No. 1 to Purchase Common Stock issued pursuant to a Credit Agreement between WOWIO, Inc. and TCA GLOBAL CREDIT MASTER
FUND, LP dated as of August 31, 2012 effective as of September 21, 2012. (1) |
|
|
|
10.8 |
|
Redeemable
Warrant No. 2 to Purchase Common Stock issued pursuant to a Credit Agreement between WOWIO, Inc. and TCA GLOBAL CREDIT MASTER
FUND, LP dated as of August 31, 2012 effective as of September 21,2012. (1) |
|
|
|
10.9 |
|
Redeemable
Warrant No. 3 to Purchase Common Stock issued pursuant to a Credit Agreement between WOWIO, Inc. and TCA GLOBAL CREDIT MASTER
FUND, LP dated as of August 31, 2012 effective as of September 21, 2012. (1) |
|
|
|
10.10 |
|
Service
Agreement, dated November 1, 2011, between WOWIO, Inc. and Alliance Acquisitions, Inc. (4) |
|
|
|
10.11 |
|
Master
Services Agreement by and between GHH Commerce, LLC and WOWIO, Inc. dated as of November 6, 2012 (3) |
|
|
|
10.12 |
|
Advertising
Publishing Agreement by and between Wowio, Inc. and GHH Commerce dated as of November 26, 2012. (3) |
|
|
|
10.13 |
|
Advertising
Agreement by and between Wowio, Inc. and GHH Commerce dated as of November 26, 2012. (3) |
|
|
|
10.14 |
|
Amended
and Restated Board Services Agreement between Wowio, Inc. and Zachary Pennington, dated as of October 31, 2012. (3) |
|
|
|
10.15 |
|
Consulting
Agreement, dated January 31, 2013 between Wowio, Inc. and Arthur Schwerzel (4) |
|
|
|
10.16 |
|
Consulting
Agreement, dated February 15, 2013 between Wowio, Inc. and Stern & Co. (4) |
|
|
|
10.17 |
|
Warrant,
dated December 15, 2010 (4) |
|
|
|
10.18 |
|
Warrant,
dated December 16, 2010 (4) |
|
|
|
10.19 |
|
Warrant,
dated April 17, 2012 (4) |
|
|
|
10.20 |
|
Warrant,
dated February 9, 2012 (4) |
|
|
|
10.21 |
|
Warrant,
dated December 20, 2011 (4) |
|
|
|
10.22 |
|
Accounts
Receivable Lending Agreement and Promissory Note, dated March 17, 2013 (4) |
|
|
|
10.23 |
|
Senior
Convertible Promissory Note, dated May 25, 2012 (4) |
|
|
|
10.24 |
|
Senior
Promissory Note, dated December 20, 2011 (4) |
|
|
|
10.25 |
|
Senior
Promissory Note, dated July 13, 2012 (4) |
|
|
|
10.26 |
|
Senior
Promissory Note, dated March 8, 2012 (4) |
|
|
|
10.27 |
|
Senior
Convertible Promissory Note, dated June 18, 2012 (4) |
|
|
|
10.28 |
|
Waiver
and Amendment #1 to Senior Promissory Note, dated February 14, 2013, between Wowio, Inc. and David McCarthy (4) |
|
|
|
10.29 |
|
Purchase
Agreement, dated December 12, 2012, between WOWIO, Inc. and Roger Mincheff (5) |
|
|
|
10.30 |
|
Senior
Promissory Note, dated September 10, 2013 (5) |
|
|
|
10.31 |
|
Senior
Promissory Note, dated August 30, 2013 (5) |
|
|
|
10.32 |
|
First
Amendment to Credit Agreement dated November 19, 2013 (6) |
|
|
|
10.33 |
|
Replacement,
Amended and Restated Note (6) |
|
|
|
21.1 |
|
List
of Subsidiaries (1) |
|
|
|
31.1 |
|
Certification
of principal executive and financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
|
|
|
32.1 |
|
Certification
of principal executive and financial officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
|
|
|
EX-101.INS |
|
XBRL INSTANCE DOCUMENT* |
EX-101.SCH |
|
XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT* |
EX-101.CAL |
|
XBRL TAXONOMY EXTENSION CALCULATION
LINKBASE* |
EX-101.DEF |
|
XBRL TAXONOMY EXTENSION DEFINITION LINKBASE* |
EX-101.LAB |
|
XBRL TAXONOMY EXTENSION LABELS LINKBASE* |
EX-101.PRE |
|
XBRL TAXONOMY EXTENSION PRESENTATION
LINKBASE* |
*
Filed herewith.
(1)
Filed as exhibit to S-1 filed on October 22, 2012 and incorporated herein by reference.
(2)
Filed as exhibit to 8-K filed on January 23, 2014 and incorporated herein by reference.
(3)
Filed as exhibit to S-1/A filed on February 8, 2013 and incorporated herein by reference.
(4)
Filed as exhibit to S-1/A filed on August 5, 2013 and incorporated herein by reference.
(5)
Filed as exhibit to S-1/A filed on October 7, 2013 and incorporated herein by reference.
(6)
Filed as exhibit to S-1/A filed on December 23, 2013 and incorporated herein by reference.
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly authorized.
|
WOWIO,
INC. |
|
|
Dated:
March 25, 2015 |
By: |
/s/
Brian Altounian |
|
|
Brian
Altounian |
|
|
Chief
Executive Officer (principal executive, financial and accounting officer) |
Pursuant
to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf
of the registrant and in the capacities and on the dates indicated.
SIGNATURE |
|
TITLE |
|
DATE |
|
|
|
|
|
/s/
Brian Altounian |
|
Chief
Executive Officer, Chairman |
|
March
25, 2015 |
Brian
Altounian |
|
(principal
executive, financial and accounting officer) |
|
|
|
|
|
|
|
/s/
Zachary Pennington |
|
Director |
|
March 25, 2015 |
Zachary
Pennington |
|
|
|
|
EXHIBIT
31.1
CERTIFICATION
OF CHIEF EXECUTIVE OFFICER
PURSUANT
TO SECTION 302 OF THE
SARBANES-OXLEY
ACT OF 2002
I,
Brian Altounian, Chief Executive and Financial Officer of the registrant, certify that:
1.
I have reviewed this report on Form 10-K/A for the year ended December 31, 2013 of Wowio, Inc., a Texas corporation;
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary
to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect
to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all
material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods
presented in this report;
4.
I am responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e)
and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the
registrant and have:
|
a) |
designed
such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision,
to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to
us by others within those entities, particularly during the period in which this report is being prepared; |
|
|
|
|
b) |
designed
such internal control over financial reporting, or caused such internal control over financial reporting to be designed under
our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally accepted accounting principles; |
|
|
|
|
c) |
evaluated
the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions
about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based
on such evaluation; and |
|
|
|
|
d) |
disclosed
in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s
most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially
affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting;
and |
5.
I have disclosed, based on my most recent evaluation of internal control over financial reporting, to the registrant’s auditors
and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
|
a) |
all
significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which
are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial
information; and |
|
|
|
|
b) |
any
fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s
internal control over financial reporting. |
Dated:
March 25, 2015 |
By: |
/s/
Brian Altounian |
|
|
Brian
Altounian |
|
|
Chief
Executive Officer (principal executive and financial officer) |
Exhibit
32.1
CERTIFICATION
OF CHIEF EXECUTIVE OFFICER
PURSUANT
TO 18 U.S.C. SECTION 1350
AS
ADOPTED PURSUANT TO
SECTION
906 OF THE SARBANES-OXLEY ACT OF 2002
In
connection with the Annual Report of Wowio, Inc. (the “Company”) on Form 10-K/A for the year ended December 31, 2013
as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Brian Altounian, Chief
Executive Officer of the Company, certify, pursuant to 18 U.S.C. section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, that:
(1) |
The
Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
|
|
(2) |
The
information contained in the Report fairly presents, in all material respects, the financial condition and results of operations
of the Company. |
Date:
March 25, 2015 |
By: |
/s/
Brian Altounian |
|
|
Brian
Altounian |
|
|
Chief
Executive Officer (Principal Executive and Financial Officer) |
Wowio (CE) (USOTC:WWIO)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
Wowio (CE) (USOTC:WWIO)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024