- Initial Statement of Beneficial Ownership (3)
20 12월 2008 - 9:51AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rogers Fred T.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
12/12/2008
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3. Issuer Name
and
Ticker or Trading Symbol
WORLD AM, INC. [WOAM]
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(Last)
(First)
(Middle)
4340 VON KARMAN, SUITE 200
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
___
X
___ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
President, CFO, Secretary /
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(Street)
NEWPORT BEACH, CA 92660
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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3346164
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D
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Common Stock
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900000
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I
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Select University Technologies, Inc.
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Series B Convertible Preferred Stock
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(2)
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(3)
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Common Stock
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(1)
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(4)
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I
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SUTI Holdings, L.P.
(1)
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Explanation of Responses:
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(
1)
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The reporting person's spouse owns 95% of Select University Technologies, Inc., which is the general partner of SUTI Holdings, L.P. SUTI Holdings owns 55 shares of the Issuer's Series B Convertible Preferred Stock. Each share of Series B Convertible Preferred Stock is convertible into 1% of the Issuer's common stock at the time of conversion, including the common stock equivalent of all outstanding and unexercised options, warrants, and other convertible securities.
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(
2)
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The Series B Convertible Preferred Stock is convertible any time.
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(
3)
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The Series B Convertible Preferred Stock does not have an expiration date.
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(
4)
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The Series B Convertible Preferred Stock does not have a conversion price.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Rogers Fred T.
4340 VON KARMAN, SUITE 200
NEWPORT BEACH, CA 92660
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X
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X
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President, CFO, Secretary
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Signatures
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/s/ Fredrick T. Rogers
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12/19/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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World Am (CE) (USOTC:WOAM)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
World Am (CE) (USOTC:WOAM)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025
World Am Inc (CE) (OTC 시장)의 실시간 뉴스: 최근 기사 0
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