FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Wallberg Terrance K
2. Issuer Name and Ticker or Trading Symbol

ULURU INC. [ ULUR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chief Financial Officer
(Last)          (First)          (Middle)

C/O ULURU INC., 4452 BELTWAY DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

3/20/2013
(Street)

ADDISON, TX 75001
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock                  124257   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)   $0.33   3/20/2013     A      90000       3/20/2013   (1) 3/20/2023   Common Stock   90000   $0   90000   D    
Warrant   (2) $0.6                    9/10/2013   3/14/2018   Common Stock   60000     60000   D    
Employee Stock Option (Right to Buy)   $14.25                      (3) 12/6/2016   Common Stock   13334     13334   D    
Employee Stock Option (Right to Buy)   $34.65                      (4) 2/12/2018   Common Stock   5334     5334   D    

Explanation of Responses:
( 1)  The employee stock options became exercisable with respect to 15,000 shares of the Company's common stock on March 20, 2013 and will become exercisable with respect to an additional 75,000 shares of the Company's common stock over a three year period with the vesting of such additional shares of the Company's common stock being determined every nine months upon a review and evaluation by the Company's Compensation Committee of Mr. Wallberg's contribution to the progress of the Company's business plan.
( 2)  On March 14, 2013, Mr. Wallberg purchased from the Company 100,000 shares of common stock at a price of $0.40 per share. The purchase will take place at the following four closings over the next twelve months: (i) 20,000 shares of common stock were purchased at a price of $8,000 at the initial closing of March 14, 2013, (ii) 25,000 shares of common stock will be purchased at a price of $10,000 on July 14, 2013, (iii) 30,000 shares of common stock will be purchased at a price of $12,000 on November 14, 2013, and (iv) 25,000 shares of common stock will be purchased at a price of $10,000 on March 14, 2014. In connection with his purchase of the Company's common stock, Mr. Wallberg was also issued a warrant to acquire up to 60,000 shares of the Company's common stock at a fixed exercise price of $0.60 per share. The warrant will become exercisable on September 10, 2013 subject to payment of the sums described above and has an expiration date of March 14, 2018.
( 3)  These employee stock options became fully vested on December 6, 2010.
( 4)  These employee stock options became fully vested on February 12, 2012.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Wallberg Terrance K
C/O ULURU INC.
4452 BELTWAY DRIVE
ADDISON, TX 75001


Chief Financial Officer

Signatures
/s/ Terrance K. Wallberg 3/22/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
ULURU (CE) (USOTC:ULUR)
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ULURU (CE) (USOTC:ULUR)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024 ULURU (CE) 차트를 더 보려면 여기를 클릭.