Planktos Corp - Notification that Quarterly Report will be submitted late (NT 10-Q)
15 11월 2007 - 6:52AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
12b-25
NOTIFICATION OF LATE FILING
SEC File Number: 000-28429
(Check One):
|
o
|
Form 10-K
|
o
Form
20-F
|
o
Form
11-K
|
Form 10-Q
|
|
o
Form
10-D
|
o
Form
N-SAR
|
o
Form
N-CSR
|
|
For Period Ended: September 30, 2007
|
|
o
Transition Report
on Form 10-K
|
|
o
Transition Report
on Form 20-F
|
|
o
Transition Report
on Form 11-K
|
|
o
Transition Report
on Form 10-Q
|
|
o
Transition Report
on Form N-SAR
|
|
For the Transition Period Ended:
|
Nothing in this form shall be construed to imply that the Commission has
verified
any
information contained herein.
If the
notification relates to a portion of the filing checked above, identify the item(s) to
which the notification relates:
PART I
– REGISTRANT INFORMATION
Full Name of Registrant:
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Planktos Corp.
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Former Name if Applicable:
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Diatom Corporation
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Address of Principal Executive Office:
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1151 Triton Drive, Suite C, Foster City
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PART
II – RULE 12b-25 (b) AND (c)
If the
subject report could not be filed without unreasonable effort or expense and the registrant
seeks relief pursuant to Rule 12b-25(b) the following should be completed. (Check box if
appropriate)
þ
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
þ
(b) The subject annual report, semi-annual report, transition report on
Form 10-K, Form 2-F, 11-F, or From N-SAR, or portion thereof will be filed on or before the
fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth
calendar day following the prescribed due date; and
o
(c) The accountant's statement or other
exhibit required by Rule 12b-25(c) has been attached if applicable.
PART
III – NARRATIVE
State below
in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition
report or portion thereof, could not be filed within the prescribed time period.
Planktos
Corp. (“Company”) cannot complete its Form 10-QSB within the prescribed time
period as management is unable to complete a review of its consolidated financial
statements by November 14, 2007. The delay cannot be cured without unreasonable effort or
expense. In accordance with Rule 12b-25 under the Securities Exchange Act of 1934, the
Company anticipates filing its Form 10-QSB no later than five calendar days following the
prescribed due date.
PART
IV – OTHER INFORMATION
(1)
|
Name and telephone number of person to contact in regard to
this notification
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Russ
George
(650) 638-1975
(Name)
(Telephone
Number)
(2)
|
Have all other periodic reports required under Section 13 or
15(d) of the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months or for such
shorter period that the registrant was required to file such report(s) been
filed? If the answer is no, identify
report(s).
þ
Yes
o
No
|
(3)
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Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report
or portion thereof?
o
Yes
þ
No
|
If so, attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the
results cannot be made. N/A
Planktos Corp.
(Name of
Registrant as Specified in Charter)
has caused
this notification to be signed on its behalf by the undersigned thereunto duly
authorized.
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Russ George, Chief Executive Officer
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ATTENTION: Intentional misstatements or omissions of fact
constitute
Federal criminal violations
(
see
18 U.S.C.
1001).
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