UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of February, 2025

 

 

001-41208

 

 

(Commission File Number)

 

 

NOVONIX LIMITED

(Translation of registrant’s name into English)

 

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 


 

 

EXHIBIT INDEX

 

Exhibit No. Description

 

Exhibit 99.1 Appendix 3G (Notification of issue, conversion or payment up of unquoted equity securities) dated February 17, 2025

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED

By: /s/ Robert Long

       Robert Long

       Chief Executive Officer

 

 

 

 

Date: February 17, 2025

 

 


 

img58969013_0.jpg

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

 

 

 

EXHIBIT 99.1

Announcement Summary

 

 

Entity name

NOVONIX LIMITED

Date of this announcement

Monday February 17, 2025

 

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

 

 

ASX +security

 

Total number of

+securities to be

 

 

code

Security description

issued/transferred

 Issue date

 

 

 

 

 

 

NVXAA

OPTION EXPIRING VARIOUS DATES EX

3,000,000

    17/02/2025

 

 

VARIOUS PRICES

 

 

 

 

 

 

 

 

Refer to next page for full details of the announcement

 

 

 

 

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

1 / 5

 


 

img58969013_0.jpg

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

 

 

 

Part 1 - Entity and announcement details

 

 

 

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

 

1.2 Registered number type

 

Registration number

 

ACN

 

157690830

 

 

 

1.3 ASX issuer code

NVX

 

1.4 The announcement is

New announcement

1.5 Date of this announcement

17/2/2025

 

 

 

 

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

2 / 5

 


 

img58969013_0.jpg

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

 

 

 

Part 2 - Issue details

 

 

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

 

 

Previous Appendix 3B details:

 

Announcement Date and Time

 

Announcement Title

 

Selected Appendix 3B to submit quotation request

 

 

 

 

 

 

23-Dec-2024 10:58

 

New - Proposed issue of securities - NVX

 

A placement or other type of issue

 

 

 

 

 

 

 

 

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

No

 

 

 

 

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

3 / 5

 


 

img58969013_0.jpg

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

 

 

 

Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B

 

 

 

 

Placement Details

 

 

 

ASX +security code and description

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

 

Date the +securities the subject of this notification were issued

17/2/2025

 

Any other information the entity wishes to provide about the +securities the subject of this notification

 

Options approved by shareholders at the EGM held on 22 January 2025.

 

 

Issue details

 

 

Number of +securities

3,000,000

Were the +securities issued for a cash consideration?

No

 

Please describe the consideration being provided for the +securities

 

Incentive Options are to recognise the services provided by Mr Andrew Liveris in his capacity as strategic advisor to the Company.

 

 

 

 

 

 

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

4 / 5

 


 

img58969013_0.jpg

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

 

 

 

Part 4 - +Securities on issue

 

 

 

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

 

 

Total number of

ASX +security code and description

+securities on issue

 

 

NVX : ORDINARY FULLY PAID

635,397,956

 

 

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

 

 

Total number of

ASX +security code and description

+securities on issue

 

 

NVXAD : PERFORMANCE RIGHTS

15,343,410

 

 

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

14,016,667

 

 

NVXAG : SHARE RIGHTS

632,890

 

 

NVXAL : CONVERTIBLE NOTES

45,221,586

 

 

 

 

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

5 / 5

 



Novonix (PK) (USOTC:NVNXF)
과거 데이터 주식 차트
부터 2월(2) 2025 으로 3월(3) 2025 Novonix (PK) 차트를 더 보려면 여기를 클릭.
Novonix (PK) (USOTC:NVNXF)
과거 데이터 주식 차트
부터 3월(3) 2024 으로 3월(3) 2025 Novonix (PK) 차트를 더 보려면 여기를 클릭.