- Statement of Ownership (SC 13G)
14 2월 2012 - 4:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP NO. 524 90 C101
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Schedule 13G
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Page
2
of 4 Pages
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1.
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Names of Reporting Persons
James Vandeberg
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2.
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Check Appropriate Box if a Member
of a Group:
(a)
¨
(b)
¨
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization
U.S. citizen
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5.
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Sole Voting Power
6,265,000
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6.
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Shared Voting Power
-0-
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7.
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Sole Dispositive Power
6,265,000
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8.
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Shared Dispositive Power
-0-
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
6,265,000
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10.
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Check Box if Aggregate Amount in
Row 9 Excludes Certain Shares
¨
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11.
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Percent of Class Represented by
Amount in Row 9
12.3%
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12.
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Type of Reporting
Person
IN
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CUSIP NO. 524 90 C101
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Schedule 13G
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Page
3
of 4 Pages
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Item 1.
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(a) Name of Issuer
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Legend Oil and Gas, Ltd.
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(b) Address of Issuers Principal Executive Offices
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1420 5
th
Avenue, Suite 2200
Seattle, Washington
98101
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Item 2.
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(a) Name of Person Filing
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James Vandeberg
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(b) Address of Principal Business Office or, if none, Residence
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c/o Legend Oil and Gas, Ltd.
1420 5
th
Avenue,
Suite 2200
Seattle, Washington 98101
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(c) Citizenship
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U.S. citizen
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(d) Title of Class of Securities
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Common Stock
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(e) CUSIP Number
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524 90 C101
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Item 3.
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If this Statement is Filed Pursuant §§ 240.13d-1(b), or § 240.13d-2(b) or (c), check whether the person filing is a
:
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(a)
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Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78o)
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(b)
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Bank as defined in section 3(a)(6) of
the Act (15 U.S.C. 78c)
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(c)
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Insurance company as defined in section
3(a)(19) of the Act (15 U.S.C. 78c)
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(d)
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Investment company registered under
section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
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(e)
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Investment adviser in accordance with
§ 240.13d-1(b)(1)(ii)(E)
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(f)
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Employee benefit plan or endowment
fund in accordance with § 240.13d-1(b)(1)(ii)(F)
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(g)
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Parent holding company or control person
in accordance with § 240.13d-1(b)(1)(ii)(G)
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(h)
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Savings association as defined in
section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
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(i)
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Church plan excluded from the
definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
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(j)
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A non-U.S. institution in
accordance with § 240.13d-1(b)(1)(ii)(J)
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(k)
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Group, in accordance with
§ 240.13d-1(b)(1)(ii)(K)
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Item 4.
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Ownership
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(a) Amount beneficially owned
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6,265,000 (1)
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(b) Percent of class
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12.3% (2)
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(c) Number of shares as to which the person has:
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(i) sole power to vote or direct the vote
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6,265,000 (1)
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(ii) shared power to vote or to direct the vote
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-0-
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(iii) sole power to dispose of or direct disposition
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6,265,000 (1)
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(iv) shared power to dispose of or direct disposition
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-0-
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(1)
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The 6,265,000 shares beneficially owned by Mr. Vandeberg consist of (a) 5,965,000 shares owned directly and (b) 300,000 shares subject to options
exercisable by Mr. Vandeberg within 60 days of December 31, 2011.
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(2)
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Calculated in accordance with Exchange Act Rule 13d-3; based on a total of 50,942,516 shares of common stock, consisting of 50,642,516 shares outstanding as of close
of business on January 10, 2012 (as reflected in Issuers Form 8-K/A filed on January 11, 2012)
plus
300,000 shares subject to options granted to Mr. Vandeberg and exercisable within 60 days of December 31, 2011.
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CUSIP NO. 524 90 C101
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Schedule 13G
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Page
4
of 4 Pages
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of
securities, check the following
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[not applicable]
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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[not applicable]
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company of Control Person
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[not applicable]
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Item 8.
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Identification and Classification of Members of Group
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[not applicable]
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Item 9.
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Notice of Dissolution of Group
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[not applicable]
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Item 10.
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Certifications
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[not applicable]
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 13, 2012
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(Date)
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/s/ James Vandeberg
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(Signature)
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Legend Oil and Gas (CE) (USOTC:LOGL)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Legend Oil and Gas (CE) (USOTC:LOGL)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024
Legend Oil and Gas Ltd (CE) (OTC 시장)의 실시간 뉴스: 최근 기사 0
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